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MICALLEF v. MALTA - 17056/06 [2008] ECHR 41 (15 January 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/41.html
Cite as:
[2008] ECHR 41
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FOURTH
SECTION
CASE OF MICALLEF v. MALTA
(Application
no. 17056/06)
JUDGMENT
STRASBOURG
15
January 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Micallef v. Malta,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Nicolas
Bratza, President,
Giovanni Bonello,
Kristaq Traja,
Lech Garlicki,
Ljiljana Mijović,
Ján Šikuta,
Päivi
Hirvelä, judges,
Lawrence
Early, Section Registrar,
Having
deliberated in private on 11 December 2007,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 17056/06) against Malta lodged
with the Court under Article 34 of the Convention for the Protection
of Human Rights and Fundamental Freedoms (“the Convention”)
by Mr Joseph Micallef (“the applicant”) on 15 April 2006.
The
applicant was represented by Dr T. Azzopardi, a lawyer practising in
Valletta (Malta). The Maltese Government (“the Government”)
were represented by their Agent, Mr S. Camilleri, Attorney General.
The
applicant alleged that Mrs M. had been denied a fair hearing before
an impartial tribunal contrary to Article 6 of the Convention.
On
5 September 2006 the Court decided to communicate the complaint
concerning the fairness of the appeal proceedings and the alleged
lack of impartiality of the Court of Appeal to the Government and
declared the rest of the application inadmissible. Under the
provisions of Article 29 § 3 of the Convention, it decided to
examine the merits of the complaint at the same time as its
admissibility.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant is a Maltese national and lives in Vittoriosa.
A. Background of the case
The
applicant is the brother of Mrs M. In 1985 the latter was a party to
civil proceedings concerning a dispute between neighbours living
in a block of apartments. Mrs M. lived above Mr F. The
dispute related to Mr F's objection to Mrs M.'s habit of hanging
out wet clothes to dry over Mr F.'s yard, thereby
allegedly interfering with his property rights. Mr F. relied on
the provisions of section 403 of the Maltese Civil Code in this
connection. Pending the trial of the dispute, Mr F. applied for an
injunction to restrain Mrs M. from hanging out clothes to dry over
his yard.
On
one occasion during the application for injunction
proceedings, and after Mrs M. and her lawyer, Dr A., had already
left the court room, the presiding magistrate changed the
date of a future hearing, which had already been fixed. As a
consequence, Mrs M. was not aware of the new date and was not present
at the hearing. In her absence the presiding magistrate issued
the injunction in favour of Mr F. On 6 March 1992 the
relevant court trying the merits of Mr F.'s civil
action found against Mrs M and issued a permanent injunction
against her.
B. Proceedings before the Civil Court in its ordinary jurisdiction
On an unspecified date Mrs M. instituted proceedings
before the Civil Court (First Hall) in its ordinary jurisdiction,
claiming that the injunction had been issued in her absence and
without giving her the opportunity to testify.
By a judgment of 15 October 1990, the Civil Court
upheld her claim. It held that the audi alteram partem
principle was applicable to the procedure for issuing an injunction.
Referring to Article 873 (2) of the Code of Organisation and Civil
Procedure, which stated that an injunction should not be issued
unless the court was satisfied that it was necessary in order to
preserve any right of the person seeking it, the Civil Court held
that the relevant test was a matter for the court's discretion.
However, if the court found it necessary to hear the parties, they
should be duly heard in accordance with the principles of natural
justice. In the present case, the court held that through no fault of
her own, Mrs M. had been denied her right to be heard and therefore
the said warrant was null and void.
C. Proceedings before the Court of Appeal
Mr
F., the other party to the civil proceedings, appealed against the
judgment of 15 October 1990. In the first-instance proceedings, Mr F.
had been assisted by Dr U., while at the appeal stage he had
appointed the latter's son, Dr C. The Court of Appeal was presided
over by the Chief Justice, who sat with two other judges. The Chief
Justice was Dr U.'s brother and Dr C.'s uncle.
At
the appeal hearing of 12 October 1992, the Chief Justice, after
asking some questions, alleged that the conduct of Dr A. was
unethical, as he had impugned, without justification, the conduct of
Mr. F's lawyer. When it was noted that in the first-instance
proceedings Mr F. had been represented by the Chief Justice's
brother, the Chief Justice threatened to refer the case to “the
competent authorities”. Furthermore, he dictated a note to this
effect, which read as follows:
“The Court is asking Dr A., who himself is
declaring that the date of the hearing at first instance had been
changed when he and his client had already left the courtroom, why he
insisted that the said change of date occurred consequent to a
request by a lawyer. Dr A.'s reply is: “I deduce so, as there
were two lawyers present: Dr U. and me.”
... Mrs M.'s lawyer asserts facts and has no problem
hypothesising about the behaviour of another lawyer and the judge,
after he and his client had walked out of the courtroom.”
Dr
A. said a few words in his own defence, but no oral submissions
regarding the merits of the appeal were heard. The Chief Justice
suspended the hearing and went to his chambers. A few minutes later
the lawyers of both parties were called into the Chief Justice's
chambers. Explanations were heard and no further action appears to
have been taken.
By
a judgment of 5 February 1993, the Court of Appeal found against Mrs
M. and reversed the judgment of the Civil Court. It held that
principles of natural justice were not mandatory and could not be
invoked in preliminary proceedings that were essentially conditional
and of a temporary nature. Moreover, the Court of Appeal did not
agree with the issue of fact mentioned in the first-instance
judgment.
D. Proceedings before the Civil Court in its constitutional
jurisdiction
On
25 May 1993 Mrs M. instituted proceedings before the Civil Court
(First Hall) in its constitutional jurisdiction. Relying on Article 6
of the Convention, she alleged that the President of the Court of
Appeal (the Chief Justice) lacked objective impartiality by reason of
his family ties with the other party's lawyers and that this had been
manifest in the incident of 12 October 1992. Observing that the Court
of Appeal had denied facts which had been already proved, she further
submitted that her right to a fair trial had been violated.
As
Mrs M. had died before her constitutional claim could be determined,
on 22 May 2002 the applicant intervened in the proceedings before the
Civil Court in his capacity as brother of the plaintiff.
In
a judgment of 29 January 2004, the Civil Court dismissed Mrs M.'s
claim as frivolous and vexatious. Although it noted that the
plaintiff had failed to request the Chief Justice to withdraw from
the case before the pronouncement of the final judgment, it rejected
the Government's plea of non-exhaustion of ordinary remedies and
decided to exercise its constitutional jurisdiction. As to the
merits, it made a thorough analysis of the notions and rights
emanating from Article 6 of the Convention, including equality of
arms, but placed particular emphasis on the requirement of
impartiality of the Civil Court. However, it was unable to find any
link between the incident of 12 October 1992 and the content of the
judgment of 5 February 1993. As confirmed by Dr A. himself, the
incident had been defused; however, this could not have given Mrs M.
or her lawyer any expectation that the Court of Appeal would rule in
her favour. Furthermore, the Court of Appeal was composed of two
other judges, who had not been involved in the incident, and there
had been no doubt that the judgment, which appeared to be
well-reasoned, had been delivered by the bench as a whole.
E. Proceedings before the Constitutional Court
The
applicant appealed to the Constitutional Court.
By
a judgment of 24 October 2005, the Constitutional Court declared the
appeal inadmissible. It reiterated that in accordance with Article
46 § 5 of the Constitution, no appeal lay against a
decision dismissing an application as frivolous and vexatious.
II. RELEVANT DOMESTIC LAW AND PRACTICE
Article
873 of Title VI, Sub-Title V of the Code of Organisation and Civil
Procedure, regarding warrants of prohibitory injunction, reads as
follows:
“(1) The object of a warrant of prohibitory
injunction is to restrain a person from doing anything whatsoever
which might be prejudicial to the person suing out the warrant.
(2) The court shall not issue any such warrant unless it
is satisfied that such warrant is necessary in order to preserve any
right of the person suing out the warrant, and that prima facie
such person appears to possess such right.”
Under
Maltese law, as it stood at the time of the present case, a judge
could be challenged or could abstain from hearing a case if one of
the parties was represented by the former's son or daughter, spouse
or ascendant. Nothing prevented a judge from sitting in a case if the
representative in issue was his or her brother or uncle. The
pertinent articles of the Code of Organisation and Civil Procedure,
in so far as relevant, read as follows:
Article 733
“The judges may not be challenged, nor may they
abstain from sitting in any cause brought before the court in which
they are appointed to sit, except for any of the reasons hereinafter
mentioned.”
Article 734
“(1) A judge may be challenged or abstain from
sitting in a cause -
...
(e) if he, or his spouse, is directly or indirectly
interested in the event of the suit;
(f) if the advocate or legal procurator pleading
before a judge is the son or daughter, spouse or ascendant of the
said judge;”
The
relevant article of the Code of Organisation and Civil Procedure was
amended in 2007 to include another ground:
“(g) if the advocate or legal procurator
pleading before a judge is the brother or sister of the said judge;”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
The
applicant complained that the Court of Appeal had lacked impartiality
and that Mrs M. had consequently been denied the opportunity to make
submissions, in breach of her right to a fair hearing as provided in
Article 6 of the Convention, which reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by an
independent and impartial tribunal established by law.”
The
Government contested that argument.
A. Admissibility
1. Victim status
The
Court must first address the question of Mr Micallef's right to
pursue the application, since his sister, who had brought the
proceedings in question, died before making any application to the
Court.
The
existence of a victim of a violation, that is to say, an individual
who is personally affected by an alleged violation of a Convention
right, is indispensable for putting the protection mechanism of the
Convention into motion, although this criterion is not to be applied
in a rigid, mechanical and inflexible way throughout the proceedings
(see Karner v. Austria, 40016/98, § 25, ECHR 2003-IX).
The
Court, through its jurisprudence, has developed various criteria to
determine whether an applicant can be considered to have victim
status after the death of the “direct” victim. The Court
normally permits the next-of-kin to pursue an application provided he
or she has sufficient interest, where the original applicant has died
after the introduction of the application before the Court (see
Malhous v. the Czech Republic (dec.), no. 33071/96, ECHR
2000 XII). However, the situation is more complex where the
direct victim dies before lodging an application in Strasbourg (see
Sanles Sanles v. Spain, (dec.), no. 48335/99, ECHR 2000 XI;
Marie-Louise Loyen and Bruneel v. France, no. 55929/00,
5 July 2005; Biç and Others v. Turkey, no. 55955/00,
2 February 2006; and Ressegatti v. Switzerland no. 17671/02,
13 July 2006). Different criteria apply depending on the Convention
right in issue.
Where
the proposed application primarily concerns a complaint under Article
6 of the Convention, the Court interprets the concept of victim
autonomously and irrespective of domestic concepts such as those
concerning an interest or capacity to act (see Sanles
Sanles, cited above). However, the fact that an applicant had
been a party to the domestic proceedings, though by itself not
sufficient and not always indispensable, can be considered as a
preliminary step to be able to bring proceedings before the Court.
Indeed in Nolkenbockhoff v Germany, (judgment of 25 August
1987, Series A no. 123-A, § 33), while holding that
the widow had a material and legitimate interest to pursue
proceedings under the Convention, the Court also noted that the
Federal Constitutional Court, whose individual recourse procedure was
similar to that of the Convention, had not rejected the applicant's
request for lack of victim status. Its preliminary nature was further
highlighted in Georgia Makri and others v. Greece ((dec.), no.
5977/03, 24 March 2005), where the Court held that relatives of a
deceased person could not be considered as victims in respect of
complaints concerning, inter alia, Article 6 - length of
proceedings - since they had not participated in their own name in
the domestic proceedings at issue nor had they intervened as heirs in
the proceedings before the “Conseil d'Etat” after the
direct victim's decease.
Where
the applicant has himself become a party to domestic proceedings, a
further set of criteria has been applied. In Sanles Sanles (cited
above) a complaint concerning Article 6 § 1 - length of
proceedings - victim status had been supposed in favour of the
applicant and therefore held to be a transferable right. In Loyen
(cited above, § 29) victim status was again upheld in
respect of Article 6 § 1 - length of proceedings and fair trial
- both in view of the fact that it raised an issue of general
interest and because the heirs had a legitimate interest in
continuing the complaint. In Ressegatti (cited above, §
25) victim status in respect of Article 6 – fair trial - was
upheld on the basis of the direct effect on the applicant's
patrimonial rights. On the contrary, in Biç and
Others (cited above) the Court held that the applicants
were not affected by the length of the criminal proceedings and there
existed no general interest which required it to examine the
complaint under Article 6.
In
the present case the Court notes that the direct victim survived the
proceedings giving rise to the alleged violation. She further
instituted constitutional proceedings before the Civil Court in order
to redress the alleged violation and died while these were pending.
The Court notes that in the Maltese legal system, the institution of
constitutional proceedings is the only way to seek redress in such
cases and is a required step in order to exhaust remedies before
bringing proceedings before this Court. Thus, the Court is persuaded
that Mrs M. wished to complain about the alleged breach.
The
Court further notes that on Mrs M.'s death, the
Civil Court (constitutional jurisdiction) did not reject the
applicant's request to intervene in the proceedings before it in his
capacity as brother of the plaintiff, nor was there any opposition to
him appealing to the Constitutional Court – the last remedy
required to be exhausted before the complaints could be introduced
under the Convention.
The
Court further recalls that it has discretion as regards the granting
of victim status when the complaint relates to an issue of general
interest (see Karner, cited above, § 25). It reiterates
the Commission's position in relation to the instances when a
question of general interest affecting the observance of the
obligations undertaken by the High Contracting Parties would justify
a further examination of the application: -
“Such
a situation can arise in particular where an application in fact
concerns (...) the legislation or a legal system or practice of the
defendant state (see Kofler v. Italy,
Decisions and Reports no. 30, p. 9, § 18).
This might be so in particular where not only an
individual case but also legislation, or a legal system or practice
were at issue (see Altun v Germany, Decisions and Reports no.
36, p. 9, § 18).”
The
Court is of the view that the question of a defect in the relevant
law which made it impossible to challenge a judge on the basis of his
or her relationship with a party's advocate (see paragraph 79 below),
is a matter of sufficient general interest, in particular for the
Contracting State concerned, since it goes to the fundamental issue
of the impartiality requirements of a tribunal. Thus, the applicant's
complaint fulfils the general interest criterion.
The
Court further notes that the Maltese Government have not raised any
objection relating to the applicant's victim status, or lack of it.
In
conclusion, the Court considers that for the foregoing reasons the
applicant has standing to introduce the present application.
2. The Government's objection ratione
materiae
The
Government submitted that Article 6 was not applicable to the
proceedings before the Court of Appeal.
They
submitted that no determination of a civil right or obligation arose
from the injunction proceedings, since they did not involve any
determination of the merits of the right or obligation claimed.
Consequently, the proceedings before the Court of Appeal, in which
Mrs M. had requested that the injunction proceedings be declared null
and void, were not decisive of any civil right or obligation.
The
applicant submitted that the proceedings complained of were formal
proceedings commenced by writ of summons before the Court of Appeal
which were concluded by a judgment at first instance and on appeal.
Consequently, unlike injunction proceedings, which were merely
preliminary proceedings and were concluded by a decree, the
proceedings at issue were indeed decisive of civil rights and
obligations.
The
Court reiterates that for Article 6 § 1 in its “civil”
limb to be applicable, there must be a dispute (“contestation”
in the French text) over a “civil right” which can be
said, at least on arguable grounds, to be recognised under domestic
law. The dispute must be genuine and serious; it may relate not only
to the actual existence of a right but also to its scope and the
manner of its exercise; and, finally, the result of the proceedings
must be directly decisive for the right in question (see
Pudas v. Sweden, judgment of 27 October 1987, Series A
no. 125-A, p. 14, § 31). The character of the
legislation which governs how the matter is to be determined (civil,
commercial, administrative law, etc.) and that of the authority which
is invested with jurisdiction in the matter (ordinary court,
administrative body, etc.) are therefore of little consequence (see
Ringeisen v. Austria, judgment of 16 July 1971, Series A no.
13, p. 39, § 94).
Preliminary
proceedings, such as those concerned with the grant of an interim
measure such as an injunction, are not normally considered to be
decisive of civil rights and obligation and do not therefore normally
fall within the protection of Article 6 unless the character of the
interim decision exceptionally otherwise requires (see Markass Car
Hire Ltd v. Cyprus, (dec.), no. 51591/99, 23 October 2001.
However,
the second set of proceedings involved the determination of the
question whether a party to post-injunction proceedings had a right
to be heard. The Court reiterates that Article 6 is applicable to
matters which are not strictly of an economic nature, such as, inter
alia, the right to a healthy environment (see Taskin and
others v Turkey, judgment of 10 November 2004, Reports of
Judgments and Decisions 2004-X), the right to liberty (see Laidin
v. France (no. 2), no. 39282/98, 7 January 2003), the
right to a good reputation ( see Helmers v. Sweden, 29 October
1991, series A no 212 A) and the right of access to
administrative documents (see Loiseau c. France (dec.), no.
46809/99, 18 November 2003, ECHR 2003-XII).
The
Court notes that the court of first instance upheld Mrs M.'s
complaint on the basis of domestic law or at least an interpretation
of such. While it is true that the complaint was subsequently
rejected, the Court of Appeal may be regarded as having examined the
merits of the application and in so doing determined the dispute over
the right to be heard (audi alteram partem). In such a
situation where it appears that the domestic law and practice of the
respondent State recognised that there existed a right to be heard
during injunction proceedings, the Court considers that the applicant
could claim on at least arguable grounds that the proceedings were
covered by Article 6 (see, inter alia, Neves e Silva v.
Portugal, judgment of 27 April 1989, Series A no. 153-A, p.
14, § 37).
The
Court recalls its judgment in Eskelinen v. Finland ([GC], no.
63235/00, 19 April 2007, § 61), where it introduced the new
concept that, independently of the Court's autonomous application of
Article 6, its applicability would be recognised by the Court, if the
domestic system had recognised it formerly:
“If a domestic system bars access to a court, the
Court will verify that the dispute is indeed such as to justify
the application of the exception to the guarantees of Article
6. If it does not, then there is no issue and Article 6 § 1
will apply.”(emphasis added)
In
other words Eskelinen recognised the principle that Article 6
protection should not be less in Strasbourg than under the domestic
system.
Moreover,
no plea of inapplicability of Article 6 was raised in the domestic
proceedings, a factor which has previously been given weight in the
debate regarding the applicability of Article 6 (see San Leonard
Band Club v. Malta, judgment of 29 July 2004, ECHR 2004-IX,
§ 46).
The Court notes that the applicant put forward his complaint before
the Civil Court in its constitutional jurisdiction and that the
Government did not raise any plea as to the inapplicability of
Article 6; nor did the domestic court raise such a matter of its own
motion, as both could and should have done had they considered
Article 6 inapplicable. On the contrary, the Government disputed the
merits of the application and the violation or otherwise of Article
6, and the Civil Court rejected the claim only after a thorough
analysis of Article 6 in relation to the merits. Thus, it appears
that the applicability of Article 6 to post-injunction proceedings
was so clearly established in the Maltese legal system that it did
not need to be further established and neither the Government nor the
domestic court saw fit to question its applicability to
post-injunction proceedings.
The Court reiterates that through its system of
collective enforcement of the rights it establishes, the Convention
reinforces, in accordance with the principle of subsidiarity, the
protection afforded at national level (see United Communist Party
of Turkey and Others v. Turkey, judgment of 30 January 1998,
Reports 1998-I, p. 17, § 28), but never limits it
(Article 53 of the Convention). The Court does not countenance the
view that human rights protection in any particular area should be
weaker in Strasbourg than it is in domestic tribunals.
That
being so, the Court notes that the concept of “civil right”
under Article 6 § 1 cannot be construed as limiting an
enforceable right in domestic law within the meaning of Article 53 of
the Convention (see Okyay and Others v. Turkey, no. 36220/97,
§ 68, 12 July 2005).
Moreover,
Article 6 reflects the fundamental principle of the rule of law which
underpins the whole Convention system and is expressly referred to in
the Preamble to the Convention (see Golder v United Kingdom,
judgment of 21 February 1975, Series A no. 18, p. 16, § 34). In
a democratic society within the meaning of the Convention, the right
to a fair administration of justice holds such a prominent place that
a restrictive interpretation of Article 6 § 1 would not
correspond to the aim and the purpose of that provision (see, mutatis
mutandis, Delcourt v. Belgium, no. 2689/65, § 25 in
fine, 17 January 1970, Series A no. 11) and this restriction must
be very compellingly established.
In
sum, Article 6 is applicable in the instant case and the application
falls within the jurisdiction of the Court ratione materiae.
Consequently, the Government's objection is dismissed.
3. The Government's objection of non exhaustion of domestic
remedies.
The Government submitted that it did not appear that at any stage of
the appeal proceedings a complaint had been registered or submitted
to the Court of Appeal regarding the lack of opportunity to make
submissions; nor had any application been made in order to allow Mrs
M.'s legal counsel to make further oral or written submissions.
Consequently,
it appeared that the only issue was whether the Chief Justice should
have continued to sit in the Court of Appeal, given that his brother
was appearing for one of the parties to the proceedings. The
Government submitted that Mrs M. had never requested that the Chief
Justice withdraw from the case, a plea which would not have been
decided by the Chief Justice alone, but by the three judges sitting
in the case. According to the Government, since Mrs M. believed that
the Chief Justice should have withdrawn she should have made such a
request under Article 734(e) (see Relevant Domestic Law above) which
reflected the nemo iudex in causa propria rule in general. The
Government made reference to various domestic decisions in which the
courts had repeatedly attributed overriding importance to the fact
that justice should not only be done but be seen to be done and that
this had been an acknowledged legitimate ground for the withdrawal of
or challenge to a judge.
Moreover,
Mrs M. could have raised the issue under Article 6 of the Convention
and Article 30 of the Constitution, which specifically permitted the
raising of such an issue during the court case and which, unless
deemed frivolous and vexatious, would have been referred to the
competent court for decision. Alternatively, she could have directly
lodged such an application with the Constitutional Court in view of
the fact that her rights were being or were likely to be infringed.
However, Mrs M. failed to take any of the above measures and
therefore the application should be declared inadmissible for
non-exhaustion of domestic remedies.
The
applicant submitted that the grievance arose on 12 October 1992, the
date of the hearing of the appeal lodged by the opposing party, when
the Chief justice had expressed a mistaken and already formed opinion
which had weighed heavily in the balance. Due to the Chief Justice's
anger and consequent suspension of the hearing (for judgment), there
had been no opportunity to register a complaint regarding the conduct
of the hearing.
The Chief Justice must have known before the hearing that he would be
raising the issue about his brother. However, Mrs M. and her legal
counsel had had no idea of this and until the moment of the incident
had had no reason to complain. Furthermore, the incident seemed to
have been defused when the Chief Justice could not find any
denigrating reference to his brother in the records of the case.
Thus, Mrs M.'s legal counsel, who had claimed to have been reassured
by this, had been under the impression that the matter had ended, at
least until the appeal judgment had been delivered, some months
later, which again made reference to the accusation.
Subsequently,
Mrs M., who was later succeeded by the applicant, lodged a
constitutional complaint with the Civil Court and appealed against
the latter's decision to the Constitutional Court in proceedings
which dragged on from 1993 to 2005. Consequently, it was evident that
the applicant had exhausted available domestic remedies.
54. The Court reiterates that, in
accordance with Article 35 § 1 of the Convention, it may only
deal with an issue after all domestic remedies have been exhausted.
The purpose of this rule is to afford the Contracting States the
opportunity of preventing or putting right the violations alleged
against them before those allegations are submitted to the Court
(see, among other authorities, Selmouni
v. France [GC], no. 25803/94, §
74, ECHR 1999-V).
Thus, the complaint submitted to the Court must first
have been made to the appropriate national courts, at least in
substance, in accordance with the formal requirements of domestic law
and within the prescribed time-limits (see Zarb Adami v. Malta
(dec.), no. 17209/02, 24 May 2005).
In
the present case, the Court observes that a request under Article 734
(e) as suggested by the Government would not have been a proper
remedy in accordance with the rule lex specialis derogat
generalis. Article 734 (f) specifically referred to family
relationships, but excluded siblings. Had the legislator intended to
cover siblings it would have been included specifically in accordance
with the principle ubi voluit dixit, ubi noluit tacquit. Thus,
the Court considers that the applicant could not have challenged the
Chief Justice under Article 734 of the Code of Organisation and Civil
Procedure, since at the time a sibling relationship between advocate
and judge was not amongst the listed grounds for challenge.
The
Court notes that after the judgment complained of, Mrs M., succeeded
by the applicant, instituted constitutional proceedings before the
Civil Court (First Hall) alleging a breach of the right to a fair
trial as guaranteed by Article 6 of the Convention in view of the
Court of Appeal's lack of impartiality and the lack of opportunity to
make submissions before it. The applicant further appealed to the
Constitutional Court against the Civil Court's judgment rejecting his
claim. The Court considers that in raising this plea before the
domestic constitutional jurisdictions, which rejected the
Government's objection of non-exhaustion of domestic remedies and did
not reject the claims on procedural grounds but examined the
substance of the claim, the applicant has made normal use of the
remedies which were accessible to him and which related, in
substance, to the facts complained of at the European level (see,
mutatis mutandis, Zarb Adami, cited above). The mere
fact that the applicant could have attempted to remedy the alleged
violation in alternative ways throughout the different stages of the
proceedings (see paragraph 50 above) does not alter this conclusion.
It
follows that the application cannot be rejected for non-exhaustion of
domestic remedies and that the Government's objection should be
dismissed.
4. The Court's decision on admissibility
In conclusion, the Court finds that the complaints are
not manifestly ill-founded within the meaning of Article 35 § 3
of the Convention, or inadmissible on any other grounds. They must
therefore be declared admissible.
B. Merits
1. The observations of the parties
(a) The applicant
The
applicant submitted that the appeal hearing of 12 October 1992 and
the subsequent judgment had violated Mrs M.'s right to a fair
hearing.
The
applicant submitted that the Chief Justice had been biased on account
of the fact that his brother had been the lawyer of the opposing
party during the injunction proceedings. Notwithstanding that the
Chief Justice must have known that the issue relating to his
brother's behaviour was going to be raised, he had not withdrawn and,
as transpired also from the events in question, his objectivity was
open to doubt, thus causing justified fears about his lack of
impartiality. The same had been confirmed upon delivery of the
judgment in that a part of the judgment read as follows:
“The plaintiff's lawyer, after he and the
plaintiff had left the court room, affirms facts which are alleged to
have taken place and does not hesitate at all to hypothesise about
the conduct of another lawyer and of the judge.”
This
comment had been made in response to a question put by counsel, which
had been based on concrete information. No wrongdoing had been
attributed to anyone, neither to the brother of the Chief Justice nor
the Chief Justice himself.
The
applicant contested the assessment of the evidence during the appeal
proceedings and considered the appeal hearing and subsequent judgment
as a negation of justice.
The
applicant disputed the Government's argument regarding the Chief
Justice's career record and stated that on several occasions in
separate constitutional redress proceedings the constitutional courts
had upheld violations of the right to a fair hearing in cases
presided over by the Chief Justice. In the present case, the Chief
Justice had manifested serious bias which could be seen as linked to
his family ties, and consequently the Court of Appeal had not been an
impartial tribunal within the meaning of Article 6 § 1 of the
Convention.
The
applicant moreover complained that the behaviour of the Chief Justice
had made it impossible for Mrs M.'s legal counsel to put forward any
arguments. Consequently, the right to make oral submissions at the
appeal stage had not been respected and in fact the appeal had been
decided and the first judgment set aside without his ever having had
the opportunity of making any submissions on the merits.
The
applicant made reference to the evidence submitted during the
proceedings. He reiterated the sequence of events: the fact that the
Chief Justice had been annoyed and angry and that the atmosphere had
been tense; during that time everyone had stood in silence; the
hearing had then been suspended and was never resumed. Moreover, the
applicant submitted that the Government, which had not been present
at the proceedings, were not in a position to state whether or not
all submissions had been made.
(b) The Government
In
respect of the impartiality issue the Government submitted that
had Mrs M. harboured concerns she would have challenged the judge.
She had not done so. Moreover, her legal counsel had himself said
that after the meeting in chambers he had been satisfied that no bias
existed and he had not added anything regarding his submissions. In
addition, bias had only been alleged after the judgment was
delivered, four months after the incident. Consequently, the
applicant's sister adopted a “wait and see attitude”,
resulting in her claim before the constitutional courts being
rejected as frivolous and vexatious.
According
to the Government, the said judgment did not disclose any bias on the
part of the Chief Justice. On the contrary, it was a detailed and
objective judgment which dispassionately analysed the facts and the
legal issues involved, thus showing that the court had reached a
decision in accordance with existing domestic case-law. No link was
apparent between the reasoning and conclusions of the judgment and
the incident of 12 October 1992.
The Government submitted that in the period of almost seven years in
which the Chief Justice had served as a judge, he had dealt with
scores of cases where one of the lawyers had been his nephew and this
was the only case where the issue of impartiality had been raised.
In
so far as the complaint referred to Mrs M.'s alleged lack of
opportunity to make submissions, the Government submitted that she
had had a fair hearing and that the principle of equality of arms had
been respected since she had not suffered any disadvantage during the
proceedings. There was nothing to indicate that Mrs. M had not been
given the opportunity to make oral submissions. The fact that one of
the judges had raised questions, as he was duly entitled to do, even
if in a robust and raised voice, in the course of the applicant's
lawyer's submissions, did not mean that her lawyer had not been able
to complete them. The Government contested the allegation that her
counsel had been prevented from making submissions, since
irrespective of the length of these submissions he had still been
allowed to make them. The essence of the counsel's argument was that
the date of the adjourned hearing had been changed without his own or
his client's knowledge, with the result that they had not been
present at the date of the adjourned hearing and consequently the
warrant had been issued in violation of the audi alteram partem
principle, an argument which, in the Government's view, had been
amply made.
2. The Court's assessment
(a) The general principles
70. The existence of national
procedures for ensuring impartiality, namely rules regulating the
withdrawal of judges, is a relevant factor. Such rules manifest the
national legislature's concern to remove all reasonable doubts as to
the impartiality of the judge
or court concerned and constitute an attempt to ensure impartiality
by eliminating the causes of such concerns. In addition to ensuring
the absence of actual bias, they are directed at removing any
appearance of partiality and so serve to promote the confidence which
the courts in a democratic society must inspire in the public
(see MeZnarić v. Croatia, no. 71615/01,
§ 27, 15 July 2005). The Court will
take such rules into account when making its own assessment as to
whether the tribunal presided by the Chief Justice was impartial and,
in particular, whether the applicant's fears can be held to be
objectively justified (see, mutatis
mutandis, Pescador
Valero v. Spain, no. 62435/00,
§§ 24-29, ECHR 2003-VII)
According to the Court's
constant case-law, the existence of
impartiality for the purposes of Article 6
§ 1
must be determined according to a subjective test where regard
must be had to the personal conviction and behaviour of a particular
judge, that
is, whether the judge
held any personal prejudice or bias in
a given case; and also according to an objective test, that is to say
by ascertaining whether the tribunal
itself and, among other aspects, its composition, offered sufficient
guarantees to exclude any legitimate doubt in respect of its
impartiality (see, inter alia,
Fey v. Austria,
judgment of 24 February 1993, Series A no. 255, p. 12, §§
27, 28 and 30, and Wettstein
v. Switzerland, no. 33958/96, §
42, ECHR 2000-XII). It must be decided
in each individual case whether the relationship in question is of
such a nature and degree as to indicate a lack of impartiality on the
part of the tribunal (see Pullar v.
the United Kingdom, judgment of 10
June 1996, Reports 1996-III,
p. 794, § 38).
As to the subjective test, the
personal impartiality of a judge
must be presumed until there is proof to the contrary (see Wettstein
v. Switzerland, cited above, §
43). As regards the type of proof required, the Court has, for
example, sought to ascertain whether a judge
has displayed hostility or ill-will for personal reasons (see
De Cubber v. Belgium, judgment of 26 October 1984,
Series A no. 86, p. 14, § 25).
The Court has recognised
the difficulty of establishing a breach of Article 6 on account of
subjective partiality and for this reason has in the vast majority of
cases raising impartiality issues focused on the objective test.
However, there is no watertight division between the two notions
since the conduct of a judge
may not only prompt objectively held misgivings as to impartiality
from the point of view of the external observer (objective test) but
may also go to the issue of his or her personal conviction
(subjective test) (see Kyprianou v. Cyprus [GC],
no. 73797/01, § 119, ECHR 2005 ....).
As to the objective test, it
must be determined whether, quite apart from the judge's
conduct, there are ascertainable facts which may raise doubts as to
his impartiality. This implies that, in deciding whether in a given
case there is a legitimate reason to fear that a particular judge
lacks impartiality, the standpoint of the person concerned is
important but not decisive. What is decisive is whether this fear can
be held to be objectively justified (see Wettstein,
cited above, § 44; and Ferrantelli
and Santangelo v. Italy,
judgment of 7 August 1996, Reports
1996-III, pp. 951-52, § 58).
In
this respect even appearances may be of a certain importance or, in
other words, “justice must not only be done, it must also be
seen to be done” (see De Cubber
v. Belgium, judgment of 26 October
1984, Series A no. 86, p. 14, § 26). What is at stake is the
confidence which the courts in a democratic society must inspire in
the public (see Wettstein loc.
cit.; and Castillo Algar v. Spain,
judgment of 28 October 1998, Reports
1998-VIII, p. 3116, § 45).
(c) Application of the above principles to the
present case
In the instant case the Court
notes that specific provisions regarding the challenging of judges
were set out in Article 734 of the Code of Organisation and Civil
Procedure. The Court cannot but observe that Maltese law as it
stood at the time of the present case was deficient on two levels.
Firstly, there was no automatic obligation on a judge to withdraw in
cases where impartiality could be an issue, a matter which remains
unchanged in the law in force at present. Secondly, at the time of
the present case the law did not recognise as problematic and
therefore as a ground for challenge a sibling relationship between
judge and advocate, let alone that arising from relationships of a
lesser degree such as those of uncles or aunts in respect of nephews
or nieces. Thus, the Court considers that the law in itself did not
give adequate guarantees of subjective and objective impartiality.
However, the Court points out that its task is not to review the
relevant domestic law and practice in
abstracto, but to determine whether
the manner in which they were applied to or
affected the applicant gave rise to a
violation of Article 6
§ 1 in
the present case (see, inter alia,
Padovani v. Italy,
judgment of 26 February 1993, Series A no. 257-B, p. 20, § 24,
and Hauschildt v. Denmark,
judgment of 24 May 1989, Series A no. 154, p. 21, § 45).
Despite
the applicant's contention that the Chief Justice had preconceived
ideas about the legal representative's behaviour and notwithstanding
the Chief Justice's abrupt behaviour, the Court is not persuaded that
there is sufficient evidence that the Chief Justice displayed
personal bias.
Although in some cases it may be difficult to procure
evidence with which to rebut the presumption of the judge's
subjective impartiality, it must be remembered that the requirement
of objective
impartiality provides a further
important guarantee (see Pullar, cited above, p. 793, §
32).
79. As to the objective test, the Court observes that this
complaint is directed at a defect in the relevant law under
which it was not possible to challenge judges on the basis of a
relationship with a party's advocate unless it was a first degree
relationship of consanguinity or affinity (Malta adopts the civil-law
countries parental degree system). Consequently, in the present case,
Mrs M. was faced with a panel of three judges, one of whom was the
brother and at a later stage the uncle of the opposing parties'
advocate. The Court cannot overlook the fact that Malta is a small
country and that entire families practising law is a common
phenomenon. Furthermore, it also notes that the relationship at issue
did not involve any professional or financial dependence. However, it
is of the view that the close family ties between the opposing
parties' advocate and the judge suffice to justify objectively the
applicant's fears that the presiding judge
lacked impartiality and the facts of the present case did nothing to
dispel the applicant's concerns. Moreover, in view of the latest
amendment to the said law, the Government also seem to have endorsed
this conclusion, at least in so far as it covers sibling
relationships.
The
foregoing considerations are sufficient to enable the Court to
conclude that the composition of the court was
not such as to guarantee its impartiality and it failed to
meet the Convention standard under the objective test.
There
has therefore been a violation of Article 6 § 1 of the
Convention.
These
conclusions make it unnecessary for the Court to rule on the
complaint that the judge's behaviour affected Mrs M's right to make
submissions.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Pecuniary damage
The
applicant did not submit a claim for pecuniary damages.
B. Non-pecuniary damage
The
applicant claimed 5,000 euros (EUR) in respect of non-pecuniary
damage for mental suffering and distress.
The
Government submitted that the applicant's claims were unjustified and
in any case manifestly exorbitant, as had been demonstrated by the
fact that the applicant eventually lost the case on the merits.
In respect of the distress allegedly caused in the circumstances of
the present case the Court considers that the finding of a violation
constitutes in itself sufficient just satisfaction for any
non-pecuniary damage which the applicant may have suffered (see
Chmelíř v. the Czech Republic, no. 64935/01,
§ 74, ECHR 2005 IV and Coyne v. the United Kingdom,
judgment of 24 September 1997, Reports p.1856, § 64).
C. Costs and expenses
The
applicant submitted that in 1985 when the original proceedings were
held Mrs. M was unmarried and unemployed and could not pay the legal
fees. She had only paid the court fees in order to file the
first-instance proceedings and the constitutional redress proceedings
following the proceedings complained of. The applicant therefore
claimed 600 Maltese liras (MTL - approximately 1,390 euros (EUR)) for
the professional legal fees incurred for the first-instance and
appeal proceedings, MTL 900 (approximately EUR 2,100) for the
constitutional proceedings before the domestic courts, MTL 209
(approximately EUR 484) for the fees which he had paid to counsel, on
behalf of Mrs. M, which covered disbursements for lodging the
constitutional proceedings, and MTL 600 (approximately EUR 1,390) for
those incurred before this Court.
The
Government submitted that since Mrs M. had been at the time unmarried
and unemployed she would have been entitled to legal aid. Similarly
the applicant appeared also to have been eligible for legal aid;
however, neither of them had applied for legal aid. Thus, any legal
fees which they would not have incurred had they applied for legal
aid could not now be claimed. Moreover, no receipt had been provided
evidencing that the sum of MTL 209 had indeed been paid, nor that any
other costs and expenses had actually been incurred. The lump sums
for professional fees had not been itemised and no taxed bills of
costs for the different domestic proceedings had been produced.
Furthermore, the original domestic proceedings had no causal link
with the violation found, since the applicant would have had no
guarantee that she would not have been made to pay those costs had
there not been a violation. Consequently, this claim should be
rejected in its entirety.
According to the Court's established case-law, an
award can be made in respect of costs
and expenses incurred by the
applicant only in so far as they have been actually and necessarily
incurred and are reasonable as to quantum (see Belziuk v. Poland,
judgment of 25 March 1998, Reports 1998-II, p. 573,
§ 49).
In respect of the costs claimed for the proceedings
before the first-instance court and the Court of Appeal, the Court
rejects the claim since they were not incurred to prevent
or redress the violations found
(see, mutatis mutandis, Schutte v. Austria,
no. 18015/03, § 52, 26 July 2007).
The
Court observes that the Government's argument regarding the
availability of legal aid has no bearing on the question whether the
sums claimed by the applicant were or were not incurred. Legal aid is
not mandatory and individuals have a choice as to whether to apply
for such a benefit or not. Thus, the fact that in the present case
the applicant failed to avail himself of such a benefit does not
exempt the Government from paying any expenses which are reasonable
as to quantum at this stage of the proceedings.
In
respect of the claims for professional legal fees for the domestic
constitutional proceedings, the Court rejects the claim as the
applicant has failed to prove that these have actually been incurred;
indeed the applicant admitted that only a minimal sum had been paid
to the lawyer and no evidence has been submitted even of that.
In respect of any other legal expenses including court
fees and professional legal fees incurred before this Court, the
Court notes that the applicant has failed to submit a detailed note
of the expenses which had been sustained or any taxed bills of costs.
However, the Court considers that, although the applicant failed to
submit any evidence in respect of these costs
and expenses (see
Mammadov v. Azerbaijan, no. 34445/04,
§ 101, 11 January 2007), before lodging his application in
Strasbourg, the applicant introduced constitutional proceedings to
redress the violation complained of and undoubtedly incurred some
expenses in those proceedings. The Court therefore accepts that the
applicant incurred some costs, both at the national and at the
European level, in order to put right the violation of the Convention
(see Kadem v. Malta, no. 55263/00, § 64, 9
January 2003). The Court observes lastly that other than submitting
that there were no receipts, the Government did not contend that the
legal fees claimed by the applicant were excessive (see
Ramazanoğlu v. Turkey, no. 39810/98,
§ 34, 10 June 2003). It therefore considers it appropriate
to award the applicant EUR 2,000 for the costs incurred before
the domestic courts and for the proceedings before it.
D. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Declares the application admissible by a
majority;
Holds by four votes to three that there has been
a violation of Article 6 § 1 of the Convention on account
of the lack of objective impartiality of the Court of Appeal;
Holds unanimously that it is not necessary to
examine separately the applicant's complaint under Article 6 § 1
of the Convention in relation to the equality of arms principle;
4. Holds
unanimously that the
finding of a violation constitutes in itself sufficient just
satisfaction for the non-pecuniary damage sustained by the applicant;
Holds by four votes to three
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 2,000 (two
thousand euros) in respect of costs and expenses , plus any tax that
may be chargeable;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses unanimously the remainder of the
applicant's claim for just satisfaction.
Done in English, and notified in writing on 15 January 2008, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Lawrence Early Nicolas Bratza
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following opinions are annexed to
this judgment:
(a) Concurring
opinion of Judge Bonello;
(b) Joint
dissenting opinion of Judge Bratza, joined by Judges Traja and
Hirvelä.
N.B.
T.L.E.
CONCURRING OPINION OF JUDGE BONELLO
I
had no hesitation in voting with the majority to find that a system
which allows lawyers in adversarial proceedings to plead before
courts presided over by their close relatives violates in itself the
Article 6 guarantee of an impartial tribunal, independently of the
judge's conduct in the specific circumstances.
It
has to be borne in mind that quite often in civil proceedings what
the presiding judge is called upon to determine may not be the
factual merits of the lawsuit, but the professional competence,
expertise, honesty, strategies and diligence of the defending
lawyers. The court may be required to establish whether the lawyer's
management of the case was sound, fanciful, negligent or downright
erroneous. (Did the lawyer sue the defendant in the competent court?
Did the lawyer comply with the formalities required in written
pleadings? Did the lawyer mislead the court? Did the lawyer summon
all the relevant witnesses? Were time limits allowed to lapse?) When
a court brands an advocate's handling of a case as defective, this
may open the way to an action for damages by the client against the
lawyer. The Maltese system, until recently, allowed judges to
determine whether their son, daughter, parents, spouse or sibling
could be sued in tort. The impartiality of presiding judges called
upon to decide the professional virtue or otherwise of their closest
relatives would be seen to be rather problematic, and not solely by
the passionately paranoid. This injury to fairness was retained in
the Maltese legal system with a firmness of purpose worthier of
causes more noble. We could all come round to accepting that the
family is a fundamental value in society, but surely we would not
want to take this value that far.
It
seems to me that all members of the Court, whether in the majority or
in the minority, decried as markedly unacceptable this blissful
all-in-the-family jamboree, in lighter moments sometimes called
administration of justice. What they disagreed about is whether the
particular court proceedings (in which the impugned behavior of the
presiding judge allegedly in favour of his brother's professional
conduct occurred) attract the protection of the Article 6 fair trial
guarantees or not. The minority has suggested that this evil occurred
in the course of injunction proceedings, and that, according to the
Court's case-law, these fall outside the protection of the fair trial
guarantees enshrined in Article 6.
Injunction proceedings?
Let
me state from the outset that I do not believe that the alleged
violation occurred in injunction proceedings at all – and with
this I will deal later. Equally at the outset I want to make clear
that I find distressing, to say the least, this non-applicability of
Article 6 to injunction proceedings determined by courts. The old
case-law of the Strasbourg organs seems to have taken on board as
altogether in conformity with the Convention the view that
injunctions should be issued or denied by a biased judge, by a judge
in the pocket of one of the parties, or by a judge with a personal or
family interest in the outcome of that injunction. Family business
which is none of Strasbourg's business. I would be less than thrilled
to be identified with a doctrine so bizarre, and fight back, with
moderate success, an impelling urge to invite the European Court of
Human Rights to grow up where Article 6 is concerned.
The
argument of the non-interventionists is that injunctions do not
really determine civil rights and obligations and are thus outside
the ambit of Article 6. I have but little doubt that injunction
proceedings do determine civil rights and obligations –
even if provisionally. They hinder or permit the exercise of civil
rights, and they determine – temporarily – civil rights
and obligations, sometimes with extremely far-reaching consequences
for the parties. Nowhere does the Convention, nor the basics of
rationality, mandate that civil rights and obligations should be
determined irretrievably in order for Article 6 to be allowed entry.
If that were so, Article 6 would equally not apply at all to first
instance civil proceedings, subject as they are to reversal on appeal
and annulment by cassation. The inscrutable logic of leaving Article
6 out in the cold where civil injunctions are concerned struggles to
climb very high on my scale of judicial virtue or virtuosity.
I
grudgingly concede, but solely for the purpose of this opinion, that
Article 6 fails to apply to injunction proceedings. The core question
however remains whether the alleged misconduct of the court and the
inability to disqualify a judge by reason of his close kinship with
the adversary's lawyer, occurred in injunction proceedings or not.
The
answer, in my view, is clearly that they did not. Unless the sequence
of these lawsuits in Malta is kept in mind, the pitfalls of lumping
together the injunction proceedings with subsequent proceedings which
with injunctions had nothing to do at all, will be hard to avoid.
The
Maltese legal system incorporates provisions for the issue of
injunctions to regulate civil controversies provisionally. More to
the point, the system recognises as enforceable and autonomous civil
rights the observance of the principles of natural justice in court
proceedings, coupled with the corresponding civil right to annul
anything done in violation of these principles. The basic issue is
whether the violation of Article 6
occurred in injunction proceedings, or, as the majority established,
in the ambit of a totally different civil action which dealt with and
determined irrevocably the separate audi alteram partem civil
right.
In
Malta the litigants went through three wholly distinct sets of civil
proceedings:
a. The
original civil lawsuit during which the plaintiff sought and obtained
an injunction against the applicant. The Article 6 violation
complained of did not occur in these proceedings.
b. This
was followed by the audi alteram partem proceedings which the
applicant instituted in accordance with Maltese civil law
jurisprudence – not to review the merits of the injunction, but
to establish whether her civil right to benefit from the principles
of natural justice in civil proceedings had been complied with or
not. In first instance the civil court ascertained that the
plaintiff/applicant's 'natural law' civil rights had been breached.
On appeal, the court was presided over by the brother of the lawyer
of the other party, and this court revoked in favour of the defendant
the judgment given by the first court in favour of the applicant. It
is during these appeal proceedings which determined the applicant's
civil right of audi alteram partem - and not in any way the
merits of the injunction - that the alleged violation of Article 6
occurred.
c. These
were in turn followed by the Constitutional proceedings which
challenged the violation of Article 6 by the court of appeal. The
court of constitutional jurisdiction dismissed the applicant's
Article 6 complaint as frivolous and vexatious. The ECHR, subscribing
to a rather different school of thought, found that complaint to be
significant, momentous – and well-founded too.
In
the injunction proceedings, at stake was whether the court should
issue a restraining order against the defendant or not. The court set
the case down for public hearing, but, allegedly on the initiative of
the other party's lawyer, issued the injunction without hearing the
defendant at all. These were standard injunction proceedings to which
the Court's case-law denies the protection of Article 6. It is not,
however, this irregularity that forms the basis of the Strasbourg
complaint.
After
this, a totally different set of civil proceedings was instituted by
the defendant in which the matter at issue had absolutely nothing to
do with the merits of the injunction or with whether the plaintiff in
the original civil lawsuit was right in requesting and obtaining a
restraining order against the defendant. This second set of
proceedings were aimed at determining exclusively and conclusively
the applicant's autonomous civil right, recognised by Maltese law, to
be heard when the adjudicating court had established that a hearing
was essential for the proper administration of justice. The first set
of proceedings discussed exclusively a neighbour's right to restrain
another tenant from hanging washing over his yard – standard
injunction proceedings. The second set of proceedings, on the other
hand, concerned exclusively the final determination of the eminently
civil right of audi alteram partem according to the principles
of natural justice - a civil right legally enforceable in Malta as an
independent right. It is in this second set of non-injunction
proceedings that the court was presided over by the brother and uncle
of the opponent's lawyers, and when the violation of Article 6,
ascertained by this Court, occurred.
What
was at stake in the first proceedings was whether to restrain
clothes from dripping into a neighbour's yard. What was at stake in
the second set proceedings had nothing to do with wet washing and
everything to do with determining finally the plaintiff's autonomous
civil right enshrined in Maltese law to be heard when a court opts to
set down a judicial controversy for hearing. It was in these
non-injunction proceedings that Article 6 was violated. The civil
court determined this civil right in the applicant's favour. The
court of appeal, presided over by the brother and uncle of the
defendant's lawyers, determined this civil right in the defendant's
favour. The inescapable conclusion is that these proceedings
determined finally the civil rights of the applicant which were the
merits of the second action. Should this deformed final determination
of a civil right be immune from Article 6 too?
I
already find it difficult to concede that judges owe no
responsibility at all to Article 6 in injunction proceedings. But I
find it wholly unacceptable that this jaundiced principle of
irresponsibility should also contaminate proceedings which have
absolutely nothing to do with injunctions or their merits. That is
why the majority voted for the applicability of Article 6 to the audi
alteram partem appeal presided over by the brother of the
defendant's lawyer.
Vilho Eskelinen, Subsidiarity and Exhaustion of Domestic Pleading
This
case also raised other compelling issues I would not be at all happy
to overlook. The non-applicability of Article 6 to the second set of
proceedings was only pleaded by the defendant government in
Strasbourg (and solely after a specific question to this effect had
been put to them at the communication stage). The Government could
have pleaded in the Constitutional law-suit (the third set of
proceedings in Malta), the non-applicability of Article 6 - and they
did not. The civil court in its Constitutional jurisdiction too could
have raised that overriding plea ex officio, and again it did
not. On the contrary, the court of constitutional jurisdiction which
decided the merits proceeded on the premise that Article 6 did apply,
and went on to examine and determine the case in accordance with its
reading of Article 6.
This
judicial schizophrenia (Article 6 protection flourishes in the
domestic jurisdiction, but falls effortlessly dead on the doorstep of
the Strasbourg Court) brings into play two other pre-eminent
considerations. Firstly, it goes frontally against the Vilho
Eskelinen principle that when Article 6 applies to a controversy
in the domestic jurisdiction, it is only exceptionally that it should
be deemed inapplicable in Strasbourg. The ECHR, says Vilho
Eskelinen, should never be seen to afford lesser protection to
human rights than the domestic courts do. The Vilho Eskelinen
doctrine, in my view, supersedes in time and breath the older
case-law regarding the inapplicability of Article 6 to injunction
proceedings. The Court still has an obligation to apply its old
case-law, but in the light of the supervening Vilho Eskelinen
doctrine – in the sense that when the domestic courts deem
Article 6 applicable to a judicial controversy, Strasbourg would do
ill to act differently.
Secondly,
the fact that the Government only raised the inapplicability of
Article 6 in Strasbourg challenges the principle of subsidiarity of
the European system to the domestic one. Neither the respondent
Government nor the domestic courts ever questioned the applicability
of Article 6 to these proceedings in Malta. The domestic
jurisdictions were never given the opportunity to examine and
determine this issue before it was served for lunch to the
supranational European tribunal. It was only in Strasbourg that the
Government first brought the issue up for adjudication.
I
have heard very few persuasive reasons why the domestic jurisdiction
should have been cheated of its function of being the first to
determine this question. Even fewer why applicants should be denied
access to this Court if they fail to exhaust domestic remedies, while
Governments should walk the red carpet all the way to Strasbourg when
they fail to exhaust domestic pleas. Actions and pleas are mirror
images of each other in the symmetry of the adversarial judicial
process, and an international supervisory court should be the last to
disturb this symmetry. Why one weight and one measure for the
applicant, and none at all for the Government? Why this slap in the
face of equality of arms between the two contenders? Why is the
principle of subsidiarity so religiously adhered to when the
applicant contravenes it, and so submissively set aside for the
Government? Exactly the same reasons which require the applicant to
exhaust remedies in the domestic fora should require the Government
to exhaust pleas in the domestic fora too. Otherwise this Court turns
into one of last resort for the applicant and of first resort for the
Government.
DISSENTING OPINION OF JUDGE BRATZA, JOINED BY JUDGES
TRAJA AND HIRVELÄ
I
regret that I am unable to agree with the majority of the Chamber
that the present case is admissible or, in consequence, with the
majority's view that Article 6 has been violated. In my view, the
applicant's complaint should have been declared inadmissible on the
grounds that Article 6 was inapplicable to the proceedings in which
the impugned decision of the Court of Appeal was taken and that the
application is accordingly incompatible ratione materiae.
The
facts underlying the application are of considerable importance to
the question of the applicability of Article 6 and merit repetition.
The
applicant's sister, Mrs M., was the defendant to civil proceedings
brought by her neighbour, Mr F., who claimed that the hanging out of
her washing interfered with his property rights. In the proceedings,
he sought, inter alia, injunctive relief to restrain the
further infringement of his rights. While the proceedings were
pending, Mr F. applied for the grant of an interim or interlocutory
injunction pending the determination of the merits of the dispute. An
interlocutory injunction was granted by the presiding magistrate in
the absence of Mrs M. and her lawyer and without her having been
given notice of the date of the hearing.
Since
no appeal lay in interlocutory proceedings, Mrs M. brought fresh
proceedings in the Civil Court (First Hall) complaining of the breach
of the audi alteram partem principle in the grant of the
interlocutory injunction. On 15 October 1990 the Civil Court upheld
her claim, and declared the injunction to be null and void.
Mr
F. appealed to the Court of Appeal against the judgment of 15 October
1990. However, before the appeal was heard, the merits of the dispute
were determined on 6 March 1992 after an inter partes hearing
attended by both parties. The court decided in favour of Mr F. and
granted a permanent injunction to restrain Mrs M. from violating his
property rights in the manner alleged. It has not been suggested that
the determination of the dispute failed to comply with Article 6 and
it would not appear that Mrs M. appealed against the court's
decision.
Despite
the fact that the substantive action had been decided, the appeal
against the setting aside of the interim injunction proceeded. The
decision of the Court of Appeal upholding Mr F.'s appeal which is the
subject of the present complaint under Article 6 was delivered on
15 February 1993. Since Mr F.'s action had been resolved in his
favour and a permanent injunction granted, the Court of Appeal's
decision was without practical effect. Nevertheless, Mrs M. sought to
pursue her complaint about the fairness of the interlocutory
proceedings by lodging a constitutional complaint before the Civil
Court (First Hall) in its constitutional jurisdiction but died before
her claim could be determined. The claim, which was taken up by the
applicant in his capacity as Mrs M.'s brother, was dismissed on
29 January 2004.
As
this recital of the facts makes clear, the applicant's complaint
relates to the impartiality of the Court of Appeal in ruling on the
fairness of the interlocutory proceedings which had led to the grant
of an interim injunction.
The
Court's case-law on the applicability of Article 6 to interlocutory
proceedings relating to interim orders or other provisional measures
adopted prior to the determination of the merits of a claim is
well-established and is encapsulated in the decision of the Court in
the case of APIS a.s. v. Slovakia (dec.), no. 39754/98, 13
January 2000. The applicant company in that case had filed an action
with the Bratislava City Court claiming entitlement to 51% of the
shares in another limited company. The applicant company at the same
time applied for an interim injunction ordering the defendant not to
sell the shares at issue pending the outcome of the proceedings. The
application was granted by the City Court and its decision was upheld
by the Supreme Court. The City Court subsequently dismissed the
defendant's request for annulment of the interim measure but, on
appeal, the Supreme Court quashed the interim measure without having
heard the parties. The Constitutional Court rejected the petition of
the applicant company alleging a violation of its right to a fair and
public hearing before the Supreme Court, noting that the
interlocutory proceedings had not determined the merits of the
company's claim.
In
declaring inadmissible the applicant company's complaint of a
violation of its right under Article 6 to a fair and public hearing
in the proceedings leading to the Supreme Court's decision, the Court
noted that the alleged violation had occurred in the course of
interlocutory proceedings relating to an interim injunction. The
Court continued:
“The decision of the Supreme Court... was only an
interim order and did not involve a decision on the merits of the
case, which was at that time dealt with by the Bratislava City Court.
In these circumstances the Court finds that the interlocutory
proceedings complained of did not involve a “determination”
of the applicant company's civil rights or obligations within the
meaning of Article 6 § 1 of the Convention...
It follows that the application is incompatible ratione
materiae with the provisions of the Convention, within the
meaning of Article 35 § 3 of the Convention and must be rejected
pursuant to Article 35 § 4.”
The
same principle has been re-affirmed and applied in the subsequent
cases of Starikow v. Germany (dec.), no. 23395/02, 10 April
2003 (provisional grant of parental authority); Libert v. Belgium
(dec.), no. 44734/98, 8 July 2004 (interim stay of execution of a
judgment); Dogmoch v. Germany (dec.), no. 26315/03, 18
September 2006, ECHR 2006- (order for the attachment of the
applicant's assets); Dassa Foundation and Others v. Liechtenstein
(dec.), no. 696/05, 10 July 2007 (order for seizure of applicants'
assets); and Saarekallas Oü v. Estonia, no. 11548/04,
8 November 2007 (prohibition on disposal of applicant company's
building).
Only
very exceptionally has the Court considered Article 6 to be
applicable to proceedings relating to interim orders. In the case of
Markass Car Hire Ltd v. Cyprus (dec.), no. 51591/99, 23
October 2001, to which reference is made in paragraph 38 of the
judgment of the Chamber, the Court confirmed its earlier case-law to
the effect that Article 6 did not apply to proceedings relating to
interim orders but found the case-law to be inapplicable in the
particular circumstances of that case. In that case the applicant
company, which was the owner of a fleet of vehicles, was the
defendant to proceedings in which K. sought damages for breach of
contract for the delivery of vehicles. At the same time, K. sought
and obtained an interim order requiring the applicant company to hand
over a number of vehicles which were still in the applicant's
possession at the time. Having noted that the interim decision partly
coincided with the main action and that, unless reversed by the
Appeal Court within a short time-limit, would affect the legal rights
of the parties resulting from the contract, the Court continued as
follows:
“In this respect, the Court cannot overlook the
drastic character of the interim decision which concerned, as the
applicant maintains, almost the whole of the company's fleet of
vehicles and disposed to a considerable degree of the relevant civil
action against the applicant. The combined effect of the measure and
its duration caused irreversible prejudice to the applicant's
interest and drained to a substantial extent the final outcome of the
proceedings of its significance.
In these circumstances the Court considers that the
interim decision in effect partially determined the rights of the
parties in relation to the final claim against the applicant... and
thereby acquired the character of a “dispute” over a
civil right and obligation to which Article 6 of the Convention was
applicable.”
It
cannot arguably be said in the present case that the interlocutory
injunction granted by the presiding magistrate caused irreversible
prejudice to the applicant's interests and I do not understand the
majority of the Chamber to suggest that it did. Instead, emphasis is
placed in the judgment on the fact that the impugned decision of the
Court of Appeal was taken not in the course of the interlocutory
injunction proceedings brought by Mr F. but in separate proceedings
brought by Mrs M., which involved the determination of the question
whether a party had, as a matter of domestic law, a right to be
heard. It is said that the Court of Appeal may be regarded as having
examined the merits of Mrs M.'s application and, in so doing, to have
determined the dispute over the right to be heard, a dispute which
the applicant could claim at least on arguable grounds was covered by
Article 6.
I
am unable to accept this conclusion or reasoning. In particular, I
find wholly artificial the reliance placed on the fact that the
impugned decision of the Court of Appeal was reached in separate
proceedings rather than in an appeal from the grant of the interim
injunction. Had Maltese law allowed such an interlocutory appeal, and
had the Court of Appeal rejected an appeal by Mrs M. based on the
fact that she had not been heard when the injunction was granted, the
case would have fallen squarely within the Court's constant case-law.
The fact that, in the absence of an interlocutory appeal, Mrs M. was
required to resort to separate proceedings to have the injunction set
aside does not in my view change anything. The proceedings were
clearly brought not, as the judgment suggests, for the purpose of
establishing that she had a right to be heard under domestic law but
for the purpose of setting aside the injunction which had in her
submission been granted in breach of that principle. Furthermore,
even if as the judgment asserts the procedural requirement of audi
alteram partem can be said to be a substantive “right”
under domestic law, I do not consider that it could be regarded as a
“civil right” for the purpose of Article 6, such that any
dispute concerning such right would attract the protection of that
Article.
I
similarly cannot agree with the view of the majority that the
applicant's case is assisted by the Grand Chamber's recent decision
in Vilho Eskelinen and Others v. Finland ([GC], no. 63235/00,
19 April 2007, ECHR 2007-). The Court in that case was concerned with
the specific problem of the applicability of Article 6 to disputes
involving civil servants, which had traditionally been treated by the
Court as falling within a special category so far as the right of
access to court was concerned. In reversing its decision in the case
of Pellegrin v. France ([GC], no. 28541/95, ECHR 1999-VIII) so
as to widen the scope of application of Article 6 to include disputes
concerning civil servants, the Court noted that it was primarily for
Contracting States to identify those areas of public service
involving the exercise of the discretionary powers intrinsic to State
sovereignty where the interests of the individual to have access to a
court must give way. It was in this context that the Court observed
(as noted in paragraph 41 of the current judgment) that if the
domestic system barred access to a court, the Court would verify that
the dispute was indeed such as to justify the application of the
exception to the guarantees of Article 6, but that, if it did not,
there was no issue and Article 6 § 1 would apply. This statement
of the Court was confined to the case of civil servants and was not
intended to overrule or otherwise affect the Court's established
case-law as to the applicability of Article 6 in other contexts. This
was indeed made clear in the very next sub-paragraph of the Court's
judgment, where it was emphasised that:
“...this situation is distinct from other cases,
which due to the claims being made are regarded as falling outside
the civil and criminal heads of Article 6 § 1 of the Convention
(see, inter alia, for the assessment of tax, Ferrazzini v.
Italy ([GC]. no. 44759/98 ECHR 2001–VII); for matters of
asylum, nationality and residence in a country, Maaouia v. France
([GC], no. 39652/98, ECHR 2000-X); and for the adjudication of
election disputes in respect of members of Parliament, Pierre-Bloch
v. France, cited above). The reasoning in this case is therefore
limited to the situation of civil servants.”
In
paragraph 46 of the judgment, the majority of the Chamber emphasise
that Article 6 reflects the fundamental principle of the rule of law
which underpins the whole Convention system and that the right to a
fair administration of justice holds such a prominent place that a
restrictive interpretation of Article 6 would not correspond to the
aim and purpose of that provision. I fully share these sentiments but
I am unable to conclude that they are such as to justify the Chamber
in departing from well-established case-law so as to find Article 6
to be applicable to what in my view are to be seen as interlocutory
proceedings.
My
conclusion that the application is incompatible ratione materiae
relieves me of the need to consider the difficult issue of the victim
status of the applicant, who was not directly concerned with the
impugned proceedings and whose only involvement arose at the stage of
Mrs M.'s constitutional complaint.