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SALDUZ v. TURKEY - 36391/02 [2008] ECHR 1542 (27 November 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/1542.html
Cite as:
[2008] ECHR 1542,
26 BHRC 223,
(2009) 49 EHRR 19,
[2010] Crim LR 419,
49 EHRR 19
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CASE OF
SALDUZ v. TURKEY
(Application
no. 36391/02)
JUDGMENT
STRASBOURG
27
November 2008
This
judgment is final but may be subject to editorial revision.
In the case of Salduz v. Turkey,
The
European Court of Human Rights, sitting as a Grand Chamber composed
of:
Nicolas
Bratza,
President,
Christos
Rozakis,
Josep
Casadevall,
Rıza
Türmen,
Rait
Maruste,
Vladimiro
Zagrebelsky,
Stanislav
Pavlovschi,
Alvina
Gyulumyan,
Ljiljana
Mijović,
Dean
Spielmann,
Renate
Jaeger,
David
Thór Björgvinsson,
Ján
Šikuta,
Ineta
Ziemele,
Mark
Villiger,
Luis
López Guerra,
Mirjana
Lazarova Trajkovska,
judges,
and
Vincent Berger, Jurisconsult,
Having
deliberated in private on 19 March and 15 October 2008,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
The
case originated in an application (no. 36391/02) against the Republic
of Turkey lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Turkish national, Mr Yusuf Salduz (“the
applicant”), on 8 August 2002.
The
applicant alleged, in particular, that his defence rights had been
violated in that the written opinion of the Principal Public
Prosecutor at the Court of Cassation had not been communicated to him
and that he had been denied access to a lawyer while in police
custody. In respect of his complaints, he relied on Article 6 §§
1 and 3 (c) of the Convention.
The
application was allocated to the Second Section of the Court (Rule 52
§ 1 of the Rules of Court).
By
a decision dated 28 March 2006 the application was declared partly
inadmissible by a Chamber from that Section composed of the following
judges: Jean-Paul Costa, Andras Baka, Rıza Türmen, Karl
Jungwiert, Mindia Ugrekhelidze, Antonella Mularoni, Elisabet
Fura-Sandström, and Sally Dollé, Section Registrar.
In
its judgment of 26 April 2007 (“the Chamber judgment”),
the Chamber, made up of the following judges: Françoise
Tulkens, Andras Baka, Ireneu Cabral Barreto, Rıza Türmen,
Mindia Ugrekhelidze, Antonella Mularoni and Danute Jočienė,
and also of Sally Dollé, Section Registrar, held unanimously
that there had been a violation of Article 6 § 1 of the
Convention on account of the non-communication of the Principal
Public Prosecutor's written opinion and further held by five votes to
two that there had been no violation of Article 6 § 3 (c) on
account of the lack of legal assistance to the applicant while in
police custody.
On
20 July 2007 the applicant requested that the case be referred to the
Grand Chamber (Article 43 of the Convention).
7. On 24 September 2007 a panel of the
Grand Chamber decided to accept his request (Rule 73).
The
composition of the Grand Chamber was determined according to the
provisions of Article 27 §§ 2 and 3 of the Convention and
Rule 24.
The
applicant and the Government each filed written observations on the
merits.
A
hearing took place in public in the Human Rights Building,
Strasbourg, on 19 March 2008 (Rule 59 § 3).
There appeared before the Court:
(a) for the Government
Mr. M.
Özmen, co-Agent,
Ms N. Çetin,
Ms A.
Özdemir,
Ms İ. Kocayiğit
Mr C. Aydin, Advisers;
(b) for the applicant
Mr U.
Kilinç, Counsel,
Ms T. Aslan, Adviser.
The
Court heard addresses by Mr Kılınç and Mr Özmen,
as well as their replies to questions by the Court.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born on 2 February 1984 and lives in İzmir.
A. The applicant's arrest and detention
On
29 May 2001 at about 10.15 p.m., the applicant was taken into custody
by police officers from the Anti-Terrorism Branch of the İzmir
Security Directorate on suspicion of having participated in an
unlawful demonstration in support of an illegal organisation, namely
the PKK (the Workers' Party of Kurdistan). The applicant was also
accused of hanging an illegal banner from a bridge in Bornova on 26
April 2001.
At
about 12.30 a.m. on 30 May 2001 the applicant was taken to the
Atatürk Teaching and Research Hospital, where he was examined by
a doctor. The medical report stated that there was no trace of
ill-treatment on his body.
Subsequently,
at about 1 a.m., the applicant was interrogated at the Anti-Terrorism
Branch in the absence of a lawyer. According to a form explaining
arrested persons' rights which the applicant had signed, he had been
reminded of the charges against him and of his right to remain
silent. In his statement, the applicant admitted his involvement in
the youth branch of HADEP (Halkın Demokrasi Partisi –
the People's Democracy Party). He gave the names of several persons
who worked for the youth branch of the Bornova District Office. He
explained that he was the assistant youth press and publications
officer and also responsible for the Osmangazi neighbourhood. He
further stated that it had been part of his job to assign duties to
other members of the youth branch. He admitted that he had
participated in the demonstration on 29 May 2001 organised by HADEP
in support of the imprisoned leader of the PKK. He said that there
had been about sixty demonstrators present and that the group had
shouted slogans in support of Öcalan and the PKK. He had been
arrested on the spot. He also admitted that he had written “Long
live leader Apo” on a banner which had been hung from a bridge
on 26 April 2001. The police took samples of the applicant's
handwriting and sent it to the police laboratory for examination.
On
1 June 2001 the İzmir Criminal Police Laboratory issued a report
after comparing the applicant's handwriting to that on the banner. It
concluded that although certain characteristics of the applicant's
handwriting bore similarities to the handwriting on the banner, it
could not be established whether or not the writing on the banner was
in fact his.
At
11.45 p.m. on 1 June 2001 the applicant was again examined by a
doctor, who stated that there were no traces of ill-treatment on his
body.
On
the same day the applicant was brought before the public prosecutor
and subsequently the investigating judge. Before the public
prosecutor, he explained that he was not a member of any political
party, but had taken part in certain activities of HADEP. He denied
fabricating an illegal banner or participating in the demonstration
on 29 May 2001. He stated that he was in the Doğanlar
neighbourhood to visit a friend when he was arrested by the police.
The applicant also made a statement to the investigating judge, in
which he retracted his statement to the police, alleging that it had
been extracted under duress. He claimed that he had been beaten and
insulted while in police custody. He again denied engaging in any
illegal activity and explained that on 29 May 2001 he had gone to the
Doğanlar neighbourhood to visit a friend and had not been part
of the group shouting slogans. After the questioning was over, the
investigating judge remanded the applicant in custody, having regard
to the nature of the offence of which he was accused and the state of
the evidence. The applicant was then allowed to have access to a
lawyer.
B. The trial
On
11 July 2001 the Public Prosecutor at the İzmir State Security
Court filed an indictment with that court accusing the applicant and
eight other accused of aiding and abetting the PKK, an offence under
Article 169 of the Criminal Code and section 5 of the Prevention
of Terrorism Act (Law no. 3713).
On
16 July 2001 the State Security Court held a preparatory hearing. It
decided that the applicant's detention on remand should be continued
and that the accused be invited to prepare their defence submissions.
On
28 August 2001 the State Security Court held its first hearing, in
the presence of the applicant and his lawyer. It heard evidence from
the applicant in person, who denied the charges against him. He also
rejected the police statement, alleging that it had been extracted
from him under duress. He explained that while he was in custody,
police officers had ordered him to copy the words from a banner. He
also stated that he had witnessed the events that had taken place on
29 May 2001; however, he had not taken part in the demonstration as
alleged. Instead, he had been in the neighbourhood to visit a friend
named Özcan. He also denied hanging an illegal banner from a
bridge on 26 May 2001.
At
the next hearing, which was held on 25 October 2001, the applicant
and his lawyer were both present. The court also heard from other
accused persons, all of whom denied having participated in the
illegal demonstration on 29 May 2001 and retracted statements they
had made previously. The prosecution then called for the applicant to
be sentenced pursuant to Article 169 of the Criminal Code and the
applicant's lawyer requested time to submit the applicant's defence
submissions.
On
5 December 2001 the applicant made his defence submissions. He denied
the charges against him and requested his release. On the same day
the İzmir State Security Court delivered its judgment. It
acquitted five of the accused and convicted the applicant and three
other accused as charged. It sentenced the applicant to four years
and six months' imprisonment, which was reduced to two and a half
years as the applicant had been a minor at the time of the offence.
In
convicting the applicant, the State Security Court had regard to the
applicant's statements to the police, the public prosecutor and the
investigating judge respectively. It also took into consideration his
co-defendants' evidence before the public prosecutor that the
applicant had urged them to participate in the demonstration of 29
May 2001. The court noted that the co-defendants had also given
evidence that the applicant had been in charge of organising the
demonstration. It further took note of the expert report comparing
the applicant's handwriting to that on the banner and of the fact
that, according to the police report on the arrest, the applicant had
been among the demonstrators. It concluded:
“... in view of these material facts, the court
does not accept the applicant's denial and finds that his confession
to the police is substantiated.”
C. The appeal
On
2 January 2002 the applicant's lawyer appealed against the judgment
of the İzmir State Security Court. In her notice of appeal, she
alleged a breach of Articles 5 and 6 of the Convention, arguing that
the proceedings before the first-instance court had been unfair and
that the court had failed to assess the evidence properly.
On
27 March 2002 the Principal Public Prosecutor at the Court of
Cassation lodged a written opinion with the Ninth Chamber of the
Court of Cassation in which he submitted that the Chamber should
uphold the judgment of the İzmir State Security Court. This
opinion was not served on the applicant or his representative.
On
10 June 2002 the Ninth Chamber of the Court of Cassation, upholding
the İzmir State Security Court's reasoning and assessment of the
evidence, dismissed the applicant's appeal.
II. RELEVANT LAW AND PRACTICE
A. Domestic law
1. The legislation in force at the time of the
application
The
relevant provisions of the former Code of Criminal Procedure
(no. 1412), namely Articles 135, 136 and 138, provided that
anyone suspected or accused of a criminal offence had a right of
access to a lawyer from the moment they were taken into police
custody. Article 138 clearly stipulated that for juveniles legal
assistance was obligatory.
According
to section 31 of Law no. 3842 of 18 November 1992, which amended the
legislation on criminal procedure, the above-mentioned provisions
were not applicable to persons accused of offences falling within the
jurisdiction of the state security courts.
2. Recent amendments
On
15 July 2003, by Law no. 4928, the restriction on an accused's right
of access to a lawyer in proceedings before the state security courts
was lifted.
On
1 July 2005 a new Code of Criminal Procedure entered into force.
According to the relevant provisions of the new code (Articles 149
and 150), all detained persons have the right of access to a
lawyer from the moment they are taken into police custody. The
appointment of a lawyer is obligatory if the person concerned is a
minor or if he or she is accused of an offence punishable by a
maximum of at least five years' imprisonment.
Finally,
section 10 of the Prevention of Terrorism Act (Law no. 3713), as
amended on 29 June 2006, provides that for terrorist related
offences, the right of access to a lawyer may be delayed for
twenty-four hours on the order of a public prosecutor. However, the
accused cannot be interrogated during this period.
B. Relevant international law materials
1. Procedure in juvenile cases
(a) Council of Europe
The
recommendation of the Committee of Ministers to Member States of the
Council of Europe concerning new ways of dealing with juvenile
delinquency and the role of juvenile justice (Rec (2003)20),
adopted on 24 September 2003 at the 853rd
meeting of the Ministers' Deputies, in so far as relevant,
reads as follows:
“15. Where juveniles are detained in police
custody, account should be taken of their status as a minor, their
age and their vulnerability and level of maturity. They should be
promptly informed of their rights and safeguards in a manner that
ensures their full understanding. While being questioned by the
police they should, in principle, be accompanied by their
parent/legal guardian or other appropriate adult. They should also
have the right of access to a lawyer and a doctor...”
The
recommendation of the Committee of Ministers to Member States of the
Council of Europe on social reactions to juvenile delinquency
(no. R (87)20), adopted on 17 September 1987 at the 410th
meeting of the Ministers' Deputies, in so far as relevant,
reads as follows:
“Recommends the governments of member states to
review, if necessary, their legislation and practice with a view:
8. to reinforcing the legal position of
minors throughout the proceedings, including the police
interrogation, by recognising, inter alia:
– the right to the assistance of a
counsel who may, if necessary, be officially appointed and paid by
the state.”
(b) United Nations
(i) Convention on the Rights of the Child
Article
37 of the Convention on the Rights of the Child (CRC), in so far as
relevant, reads as follows:
“States Parties shall ensure that: ...
(d) Every child deprived of his or her
liberty shall have the right to prompt access to legal and other
appropriate assistance, as well as the right to challenge the
legality of the deprivation of his or her liberty before a court or
other competent, independent and impartial authority, and to a prompt
decision on any such action.”
(ii) General comment no. 10 of the
Committee on the Rights of the Child, dated 25 April 2007
(CRC/C/GC/10)
The
relevant part of this text concerning legal assistance to minors in
police custody provides as follows:
“49. The child must be guaranteed legal
or other appropriate assistance in the preparation and presentation
of his/her defence. CRC does require that the child be provided with
assistance, which is not necessarily under all circumstances legal
but it must be appropriate. It is left to the discretion of the
States parties to determine how this assistance is provided but it
should be free of charge...
...
52. The Committee recommends that the States
parties set and implement time limits for the period between the
communication of the offence and the completion of the police
investigation, the decision of the prosecutor (or other competent
body) to bring charges against the child, and the final adjudication
and decision by the court or other competent judicial body. These
time limits should be much shorter than those set for adults. But at
the same time, decisions without delay should be the result of a
process in which the human rights of the child and legal safeguards
are fully respected. In this decision-making process without delay,
the legal or other appropriate assistance must be present. This
presence should not be limited to the trial before the court or other
judicial body, but also applies to all other stages of the process,
beginning with the interviewing (interrogation) of the child by the
police.”
(iii) Concluding
Observations of the United Nations Committee on the Rights of the
Child: Turkey, dated 9 July 2001
(CRC/C/15/Add.152.)
36. The
relevant part of this text provides as follows:
“66. The Committee recommends that the
State party continue reviewing the law and practices regarding the
juvenile justice system in order to bring it into full compliance
with the Convention, in particular articles 37, 40 and 39, as well as
with other relevant international standards in this area, such as the
United Nations Standard Minimum Rules for the Administration of
Juvenile Justice (the Beijing Rules) and the United Nations
Guidelines for the Prevention of Juvenile Delinquency (the Riyadh
Guidelines), with a view to raising the minimum legal age for
criminal responsibility, extending the protection guaranteed by the
Juvenile Law Court to all children up to the age of 18 and enforcing
this law effectively by establishing juvenile courts in every
province. In particular, it reminds the State party that juvenile
offenders should be dealt with without delay, in order to avoid
periods of incommunicado detention, and that pre-trial
detention should be used only as a measure of last resort, should be
as short as possible and should be no longer than the period
prescribed by law. Alternative measures to pre-trial detention should
be used whenever possible.”
2. Right of access to a lawyer during police custody
(a) Council of Europe
(i) Rules
adopted by the Committee of Ministers
Rule
93 of the Standard Minimum Rules for the Treatment of Prisoners
(Resolution (73)5 of the Committee of Ministers of the Council of
Europe) provides: “An untried prisoner shall be entitled, as
soon as he is imprisoned, to choose his legal representation ... and
to receive visits from his legal adviser with a view to his defence
and to prepare and hand to him and to receive, confidential
instructions. At his request, he shall be given all necessary
facilities for this purpose. ... Interviews between the prisoner and
his legal adviser may be within sight but not within hearing, either
direct or indirect, of a police or institution official.”
Furthermore,
the recommendation of the Committee of Ministers to Member States of
the Council of Europe on the European Prison Rules (Rec (2006)2),
adopted on 11 January 2006 at the 952nd
meeting of the Ministers' Deputies, in so far as relevant, reads as
follows:
“Legal advice
23.1 All prisoners are entitled to legal advice, and the
prison authorities shall provide them with reasonable facilities for
gaining access to such advice.
23.2 Prisoners may consult on any legal matter with a
legal adviser of their own choice and at their own expense.
...
23.5 A judicial authority may in exceptional
circumstances authorise restrictions on such confidentiality to
prevent serious crime or major breaches of prison safety and
security.”
(ii) European Committee for the Prevention
of Torture and Inhuman or Degrading Treatment or Punishment (CPT)
Following
its visit to Turkey in July 2000, the CPT published its report dated
8 November 2001 (CPT/Inf(2001)25. It stated:
“61. Despite the many changes to
legislation in recent years, certain weaknesses remain as regards
formal safeguards against ill treatment. Perhaps the most important
shortcoming is that persons detained on suspicion of collective
offences falling under the jurisdiction of the State Security Courts
are still not entitled to access to a lawyer during the first four
days of their custody. Further, despite earlier affirmations to the
contrary, the Turkish authorities made clear in their response to the
report on the February/March 1999 visit that such persons are being
denied during the first four days of their custody the possibility to
inform a relative of their situation. Such incommunicado detention
can only facilitate the infliction of ill treatment.
The CPT must therefore reiterate once again the
recommendation that all persons deprived of their liberty by the law
enforcement agencies, including persons suspected of offences falling
under the jurisdiction of the State Security Courts, be granted as
from the outset of their custody the right of access to a lawyer. The
CPT recognises that in order to protect the legitimate interests of
the police investigation, it may exceptionally be necessary to delay
for a certain period a detained person's access to a lawyer of his
choice; however, in such cases, access to another independent lawyer
should be arranged.
The implementation of the above recommendation will
require legislative measures. However, in the meantime, immediate
steps should be taken to ensure that existing legal provisions are
complied with. Indeed, the information gathered during the July 2000
ad hoc visit clearly indicates that even after the first four days of
police custody, access to a lawyer for persons suspected of State
Security Court offences is in practice the exception rather than the
rule. The CPT recommends that the officials responsible for carrying
out checks and inspections under the previously-mentioned compliance
monitoring procedure be instructed to pay particular attention to
whether persons suspected of collective offences falling under the
jurisdiction of the State Security Courts are being informed of their
right to have access to a lawyer after the first four days of their
custody and are being placed in a position effectively to exercise
that right.”
The
CPT visited Turkey again in September 2001 and in its report dated 24
April 2002 (CPT/Inf (2002)8) stated:
“12. The amendments made to Article 16
of the Law on the Organisation and Trial Procedures of State Security
Courts have also introduced an improvement as regards access to a
lawyer for persons detained on suspicion of collective offences
falling under the jurisdiction of State Security Courts. For such
persons, the right of access to a lawyer becomes operative after the
prosecutor has issued a written order for the extension of police
custody beyond 48 hours; in other words, they are now denied access
to a lawyer only for two days as compared to four days under the
previous law.
Whilst welcoming this step forward, the CPT regrets that
the opportunity was not taken to guarantee to persons detained for
collective State Security Court offences a right of access to a
lawyer as from the very outset of their custody (and hence align
their rights in this respect with those of ordinary criminal
suspects). The CPT trusts that the Turkish authorities will in the
near future implement the Committee's long-standing recommendation
that all persons deprived of their liberty by law enforcement
agencies, including persons suspected of offences falling under the
jurisdiction of the State Security Courts, be granted as from the
outset of their custody the right of access to a lawyer.
...
46. Reference
has been made earlier to recent positive legislative developments
concerning the rights of access to a lawyer and to have one's custody
notified to a relative (cf. paragraphs 12 to 14). They have further
improved an already impressive legal and regulatory framework to
combat torture and ill-treatment. Nevertheless, the CPT remains very
concerned by the fact that persons detained on suspicion of
collective offences falling under the jurisdiction of State Security
Courts are still denied access to a lawyer during the first two days
of their custody; its position on this point has been made clear in
paragraph 12.
Further, the actual content of the right of access to a
lawyer for persons suspected of State Security Court Offences remains
less well developed than in the case of ordinary criminal suspects.
In particular, as far as the CPT can ascertain, it is still the case
that such suspects are not entitled to have the lawyer present when
making a statement to the police and that the procedure allowing for
the appointment of a lawyer by the Bar Association is not applicable
to them. Similarly, the provision making obligatory the appointment
of a lawyer for persons under 18 still does not apply to juveniles
who are detained on suspicion of State Security Court offences. In
this regard, the CPT reiterates the recommendation already made in
the report on the October 1997 visit, that the relevant provisions of
Articles 135, 136 and 138 of the Code of Criminal Procedure be
rendered applicable to persons suspected of offences falling under
the jurisdiction of the State Security Courts.”
(b) United Nations
(i) International Covenant on Civil and Political
Rights
Article
14 § 3 (b) of the International Covenant on Civil and Political
Rights (ICCPR) provides that everyone charged with a criminal offence
is to be entitled “[t]o have adequate time and facilities for
the preparation of his defence and to communicate with counsel of his
own choosing”.
(ii) United Nations Committee against Torture
In
its conclusions and recommendations on Turkey, dated 27 May 2003
(CAT/C/CR/30/5), the Committee stated the following:
“5. The Committee expresses concern
about:
(c) Allegations that persons in police custody have been
denied prompt and adequate access to legal and medical assistance and
that family members have not been promptly notified of their
detention;
...
7. The Committee recommends that the State
party:
(a) Ensure that detainees, including those
held for offences under the jurisdiction of State Security Courts,
benefit fully in practice from the available safeguards against
ill-treatment and torture, particularly by guaranteeing their right
to medical and legal assistance and to contact with their families;
...”
In
its General Comment no. 2, dated 24 January 2008 (CAT/C/GC/2), the
Committee stated:
“13. Certain basic guarantees apply to all persons
deprived of liberty. Some of these specified in the Convention, and
the Committee consistently calls upon the States parties to use them.
The Committee's recommendations concerning effective measures aim to
clarify the current baseline and are not exhaustive. Such guarantees
include, inter alia, ... the right promptly to receive
independent legal assistance...”
(c) European Union
Article
48 of the Charter of Fundamental Rights states that “[r]espect
for the rights of the defence of anyone who has been charged shall be
guaranteed”. Article 52 § 3 further states that the right
guaranteed under Article 48 is among those who have the same
meaning and the same scope as the equivalent right guaranteed by the
European Convention on Human Rights.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
A. Access to a lawyer during police custody
The
applicant alleged that his defence rights had been violated as he had
been denied access to a lawyer during his police custody. He relied
on Article 6 § 3 (c) of the Convention, which provides:
“3. Everyone charged with a criminal offence
has the following minimum rights:
...
(c) to defend himself in person or through
legal assistance of his own choosing or, if he has not sufficient
means to pay for legal assistance, to be given it free when the
interests of justice so require.”
1. The Chamber judgment
In
its judgment of 26 April 2007, the Chamber held that there had been
no violation of Article 6 § 3 (c) of the Convention. In that
connection, it pointed out that the applicant had been represented
during the trial and appeal proceedings by a lawyer and that the
applicant's statement to the police was not the sole basis for his
conviction. According to the Chamber, the applicant had had the
opportunity of challenging the prosecution's allegations under
conditions which did not place him at a substantial disadvantage
vis-à-vis his opponent. The Chamber also noted that in
convicting the applicant, the İzmir State Security Court had had
regard to the circumstances in which the applicant was arrested, the
expert report concerning the handwriting on the banner, and witness
statements. In view of the above, it concluded that the fairness of
the applicant's trial had not been prejudiced by the lack of legal
assistance during his police custody.
2. The parties' submissions
(a) The applicant
The
applicant contested the grounds on which the Chamber had found that
there had been no violation of Article 6 § 3 (c) of the
Convention. He stated that the assistance of a lawyer in police
custody was a fundamental right. He reminded the Court that all the
evidence which had been used against him had been collected at the
preliminary investigation stage, during which he had been denied the
assistance of a lawyer. At this point, the applicant also argued that
although the domestic court had convicted him, there had been no
evidence to prove that he was guilty. He also stated that he had been
ill-treated during his police custody and had signed his statement to
the police under duress. That statement had been used by the İzmir
State Security Court although before the public prosecutor, the
investigating judge and at the trial he had clearly retracted it. The
applicant also stressed that he had been a minor at the material time
and had no previous criminal record. In his submission, in view of
the serious charges that had been brought against him, the lack of
legal assistance had breached his right to a fair trial. He also
argued that the Government had failed to submit any good reason to
justify the lack of legal assistance.
(b) The Government
The
Government asked the Grand Chamber to endorse the Chamber's finding
that there had been no violation of Article 6 § 3 (c) of the
Convention. They stated, firstly, that the legislation had been
changed in 2005. Furthermore, in their submission, the restriction
imposed on the applicant's access to a lawyer had not infringed his
right to a fair trial under Article 6 of the Convention.
Referring to the case-law of the Court (in particular, Imbrioscia
v. Switzerland, 24 November 1993, Series A no. 275; John
Murray v. the United Kingdom, 8 February 1996, Reports of
Judgments and Decisions 1996 I; Averill v. the United
Kingdom, no. 36408/97, ECHR 2000 VI; Magee v. the
United Kingdom, no. 28135/95, ECHR 2000 VI, and Brennan
v. the United Kingdom, no. 39846/98, ECHR 2001 X), they
maintained that in assessing whether or not the trial was fair,
regard should be had to the entirety of the proceedings. Thus, as the
applicant had been represented by a lawyer during the proceedings
before the İzmir State Security Court and the Court of
Cassation, his right to a fair hearing had not been violated. The
Government further drew attention to several Turkish cases (Saraç
v. Turkey (dec.), no. 35841/97, 2 September 2004; Yurtsever
v. Turkey (dec.), no. 42086/02, 31 August 2006; Uçma
and Uçma v. Turkey (dec.), no. 15071/03, 3 October
2006; Ahmet Yavuz v. Turkey (dec.), no. 38827/02, 21 November
2006, and Yıldız and Sönmez v. Turkey (dec.),
nos. 3543/03 and 3557/03, 5 December 2006), in which the Court
had declared similar complaints inadmissible as being manifestly
ill-founded on the ground that, since the police statements had not
been the only evidence to support the convictions, the lack of legal
assistance during police custody had not constituted a violation of
Article 6 of the Convention.
Turning
to the facts of the instant case, the Government maintained that when
the applicant was taken into police custody, he was reminded of his
right to remain silent and that during the ensuing criminal
proceedings his lawyer had had the opportunity to challenge the
prosecution's allegations. They further emphasised that the
applicant's statement to the police was not the sole basis for his
conviction.
3. The Court's assessment
(a) The general principles applicable in this
case
The
Court reiterates that, even if the primary purpose of Article 6,
as far as criminal proceedings are concerned, is to ensure a fair
trial by a “tribunal” competent to determine “any
criminal charge”, it does not follow that the Article has no
application to pre-trial proceedings. Thus, Article 6
especially paragraph 3 – may be relevant before a
case is sent for trial if and so far as the fairness of the trial is
likely to be seriously prejudiced by an initial failure to comply
with its provisions (Imbrioscia, cited above, § 36).
As the Court has already held in its previous judgments, the right
set out in paragraph 3 (c) of Article 6 of the Convention is one
element, amongst others, of the concept of a fair trial in criminal
proceedings contained in paragraph 1 (Imbrioscia, cited above,
§ 37, and Brennan, cited above, § 45).
The
Court further reiterates that although not absolute, the right of
everyone charged with a criminal offence to be effectively defended
by a lawyer, assigned officially if need be, is one of the
fundamental features of fair trial (Poitrimol v. France,
23 November 1993, § 34, Series A no. 277 A, and
Demebukov v. Bulgaria, no. 68020/01, § 50, 28 February
2008). Nevertheless, Article 6 § 3 (c) does not specify the
manner of exercising this right. It thus leaves to the Contracting
States the choice of the means of ensuring that it is secured in
their judicial systems, the Court's task being only to ascertain
whether the method they have chosen is consistent with the
requirements of a fair trial. In this respect, it must be remembered
that the Convention is designed to “guarantee not rights that
are theoretical or illusory but rights that are practical and
effective” and that assigning counsel does not in itself ensure
the effectiveness of the assistance he may afford an accused
(Imbrioscia, cited above, § 38).
National
laws may attach consequences to the attitude of an accused at the
initial stages of police interrogation which are decisive for the
prospects of the defence in any subsequent criminal proceedings. In
such circumstances, Article 6 will normally require that the accused
be allowed to benefit from the assistance of a lawyer already at the
initial stages of police interrogation. However, this right has so
far been considered capable of being subject to restrictions for good
cause. The question, in each case, has therefore been whether the
restriction was justified and, if so, whether, in the light of the
entirety of the proceedings, it has not deprived the accused of a
fair hearing, for even a justified restriction is capable of doing so
in certain circumstances (see John Murray, cited above, §
63; Brennan, cited above, § 45, and Magee, cited
above, § 44).
These
principles, outlined in paragraph 52 above, are also in line with the
generally recognised international human rights standards (see
paragraphs 37 42 above) which are at the core of the
concept of a fair trial and whose rationale relates in particular to
the protection of the accused against abusive coercion on the part of
the authorities. They also contribute to the prevention of
miscarriages of justice and the fulfilment of the aims of Article 6,
notably equality of arms between the investigating or prosecuting
authorities and the accused.
In
this respect, the Court underlines the importance of the
investigation stage for the preparation of the criminal proceedings,
as the evidence obtained during this stage determines the framework
in which the offence charged will be considered at the trial (Can
v. Austria, no. 9300/81, Commission's report of 12 July
1984, § 50, Series A no. 96). At the same time, an accused often
finds himself in a particularly vulnerable position at that stage of
the proceedings, the effect of which is amplified by the fact that
legislation on criminal procedure tends to become increasingly
complex, notably with respect to the rules governing the gathering
and use of evidence. In most cases, this particular vulnerability can
only be properly compensated for by the assistance of a lawyer whose
task it is, among other things, to help to ensure respect of the
right of an accused not to incriminate himself. This right indeed
presupposes that the prosecution in a criminal case seek to prove
their case against the accused without resort to evidence obtained
through methods of coercion or oppression in defiance of the will of
the accused (see Jalloh v. Germany [GC], no. 54810/00, §
100, ECHR 2006 ..., and Kolu v. Turkey, no. 35811/97, §
51, 2 August 2005). Early access to a lawyer is part of the
procedural safeguards to which the Court will have particular regard
when examining whether a procedure has extinguished the very essence
of the privilege against self-incrimination (see, mutatis
mutandis, Jalloh, cited above, § 101). In this
connection, the Court also notes the recommendations of the CPT
(paragraphs 39 40 above), in which the committee repeatedly
stated that the right of a detainee to have access to legal advice is
a fundamental safeguard against ill-treatment. Any exception to the
enjoyment of this right should be clearly circumscribed and its
application strictly limited in time. These principles are
particularly called for in the case of serious charges, for it is in
the face of the heaviest penalties that respect for the right to a
fair trial is to be ensured to the highest possible degree by
democratic societies.
Against
this background, the Court finds that in order for the right to a
fair trial to remain sufficiently “practical and effective”
(see paragraph 51 above) Article 6 § 1 requires that, as a
rule, access to a lawyer should be provided as from the first
interrogation of a suspect by the police, unless it is demonstrated
in the light of the particular circumstances of each case that there
are compelling reasons to restrict this right. Even where compelling
reasons may exceptionally justify denial of access to a lawyer, such
restriction - whatever its justification - must not unduly prejudice
the rights of the accused under Article 6 (see, mutatis mutandis,
Magee, cited above, § 44). The rights of the defence
will in principle be irretrievably prejudiced when incriminating
statements made during police interrogation without access to a
lawyer are used for a conviction.
(b) Application of the above principles in
the present case
In
the present case, the applicant's right of access to a lawyer was
restricted during his police custody, pursuant to section 31 of Law
no. 3842, as he was accused of committing an offence falling
within the jurisdiction of the State Security Courts. As a result, he
did not have access to a lawyer when he made his statements to the
police, the public prosecutor and the investigating judge
respectively. Thus, no other justification was given for denying the
applicant access to a lawyer than the fact that this was provided for
on a systematic basis by the relevant legal provisions. As such, this
already falls short of the requirements of Article 6 in this respect,
as set out at paragraph 52 above.
The
Court further observes that the applicant had access to a lawyer
following his detention on remand. During the ensuing criminal
proceedings, he was also able to call witnesses on his behalf and had
the possibility of challenging the prosecution's arguments. It is
also noted that the applicant repeatedly denied the content of his
statement to the police, both at the trial and on appeal. However, as
is apparent from the case file, the investigation had in large part
been completed before the applicant appeared before the investigating
judge on 1 June 2001. Moreover, not only did the İzmir State
Security Court not take a stance on the admissibility of the
applicant's statements made in police custody before going on to
examine the merits of the case, it also used the statement to the
police as the main evidence on which to convict him, despite his
denial of its accuracy (see paragraph 23 above). In this connection,
the Court observes that in convicting the applicant, the İzmir
State Security Court in fact used the evidence before it to confirm
the applicant's statement to the police. This evidence included the
expert's report dated 1 June 2001 and the statements of the other
accused to the police and the public prosecutor. In this respect,
however, the Court finds it striking that the expert's report
mentioned in the judgment of the first-instance court was in favour
of the applicant, as it stated that it could not be established
whether the handwriting on the banner matched the applicant's (see
paragraph 15 above). It is also significant that all the
co-defendants, who had testified against the applicant in their
statements to the police and the public prosecutor, retracted their
statements at the trial and denied having participated in the
demonstration.
Thus,
in the present case, the applicant was undoubtedly affected by the
restrictions on his access to a lawyer in that his statement to the
police was used for his conviction. Neither the assistance provided
subsequently by a lawyer nor the adversarial nature of the ensuing
proceedings could cure the defects which had occurred during police
custody. However, it is not for the Court to speculate on the impact
which the applicant's access to a lawyer during police custody would
have had on the ensuing proceedings.
The
Court further recalls that neither the letter nor the spirit of
Article 6 of the Convention prevents a person from waiving of
his own free will, either expressly or tacitly, the entitlement to
the guarantees of a fair trial (see Kwiatkowska v. Italy
(dec.), no. 52868/99, 30 November 2000). However, if it is to be
effective for Convention purposes, a waiver of the right to take part
in the trial must be established in an unequivocal manner and be
attended by minimum safeguards commensurate to its importance (see
Sejdovic v. Italy [GC], no. 56581/00, § 86, ECHR
2006 ...; Kolu, cited above, § 53, and Colozza v.
Italy, 12 February 1985, § 28, Series A no. 89). Thus,
in the present case, no reliance can be placed on the assertion in
the form stating his rights that the applicant had been reminded of
his right to remain silent (see paragraph 14 above).
Finally,
the Court notes that one of the specific elements of the instant case
was the applicant's age. Having regard to a significant number of
relevant international law materials concerning legal assistance to
minors in police custody (see paragraphs 32 36 above), the Court
stresses the fundamental importance of providing access to a lawyer
where the person in custody is a minor.
Still,
in the present case, as explained above, the restriction imposed on
the right of access to a lawyer was systematic and applied to anyone
held in police custody, regardless of his or her age, in connection
with an offence falling under the jurisdiction of the state security
courts.
In
sum, even though the applicant had the opportunity to challenge the
evidence against him at the trial and subsequently on appeal, the
absence of a lawyer while he was in police custody irretrievably
affected his defence rights.
(c) Conclusion
In
view of the above, the Court concludes that there has been a
violation of Article 6 § 3 (c) of the Convention in conjunction
with Article 6 § 1 in the present case.
B. The non-communication of the written opinion of the
Principal Public Prosecutor at the Court of Cassation
The
applicant complained that the written opinion of the Principal Public
Prosecutor at the Court of Cassation had not been communicated to
him. In this respect, he relied on Article 6 § 1 of the
Convention, the relevant part of which provides:
“In the determination of ... any criminal charge
against him, everyone is entitled to a fair ... hearing ... by [a]
... tribunal ...”
1. The Chamber's judgment
In
its judgment of 26 April 2007, the Chamber found that, in the light
of the established case-law on the matter, the non-communication to
the applicant of the written opinion of the Principal Public
Prosecutor at the Court of Cassation had infringed his right to
adversarial proceedings. It therefore concluded that there had been a
violation of Article 6 § 1 of the Convention.
2. The parties' submissions
The
parties filed no further observations on this question.
3. The Court's assessment
The
Court considers, for the reasons given by the Chamber, that the
applicant's right to adversarial proceedings has been breached. There
has therefore been a violation of Article 6 § 1 of the
Convention.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
1. The parties' submissions
The
applicant claimed 5,000 euros (EUR) in respect of pecuniary damage
and EUR 10,000 in respect of non-pecuniary damage.
The
Government contended that the amounts claimed were excessive and
unacceptable.
2. The Chamber's judgment
The Chamber did not award any pecuniary compensation
to the applicant, holding that he had failed to substantiate his
claims. It considered that the finding of a violation constituted in
itself sufficient just satisfaction for any non-pecuniary damage
suffered by the applicant.
3. The Court's assessment
The
Court reiterates that the most appropriate form of redress for a
violation of Article 6 § 1 would be to ensure that the
applicant, as far as possible, is put in the position in which he
would have been had this provision not been disregarded (see Teteriny
v. Russia, no. 11931/03, § 56, 30 June 2005;
Jeličić v. Bosnia and Herzegovina, no. 41183/02,
§ 53, ECHR 2006 ..., and Mehmet and Suna Yiğit
v. Turkey, no. 52658/99, § 47, 17 July 2007). The
Court finds that this principle applies in the present case as well.
Consequently, it considers that the most appropriate form of redress
would be the retrial of the applicant in accordance with the
requirements of Article 6 § 1 of the Convention, should the
applicant so request (see, mutatis mutandis, Gençel
v. Turkey, no. 53431/99, § 27, 23 October 2003).
As
regards the remaining non-pecuniary damage, ruling on an equitable
basis, it awards the applicant EUR 2,000.
B. Costs and expenses
1. The parties' submissions
The
applicant had claimed EUR 3,500 for the costs and expenses incurred
in the domestic proceedings and before the Chamber, without
submitting any documents in support of his claims. It is to be noted
that the applicant has not amended the initial claim he made before
the Chamber, but submitted a legal-aid request for the expenses
incurred before the Grand Chamber.
The
Government contested the claim, arguing that it was unsubstantiated.
2. The Chamber's judgment
The
Chamber awarded the applicant EUR 1,000 for costs and expenses.
3. The Court's assessment
The
Court observes that the applicant had the benefit of legal aid for
the costs and expenses incurred during the Grand Chamber proceedings.
As a result, the costs and expenses only include those incurred in
the proceedings before the domestic courts and the Chamber.
According
to the Court's established case-law, costs and expenses will not be
awarded under Article 41 unless it is established that they were
actually and necessarily incurred and are also reasonable as to
quantum. Furthermore, legal costs are only recoverable in so far as
they relate to the violation found (see, among other authorities,
Beyeler v. Italy (just satisfaction) [GC], no. 33202/96, §
27, 28 May 2002, and Sahin v. Germany [GC], no. 30943/96,
§ 105, ECHR 2003 VIII).
In
the light of the above, the Court awards the applicant the sum
already awarded by the Chamber, namely EUR 1,000.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Holds that there has been a violation of Article
6 § 3 (c) of the Convention in conjunction with Article 6 §
1, on account of the lack of legal assistance to the applicant while
he was in police custody;
2. Holds that there has been a violation of Article
6 § 1 of the Convention, in respect of the non-communication of
the written opinion of the Principal Public Prosecutor at the Court
of Cassation;
Holds
(a) that
the respondent State is to pay the applicant, within three months,
the following amounts, to be converted into New Turkish liras at the
rate applicable at the date of settlement:
(i) EUR
2,000 (two thousand euros), plus any tax that may be chargeable, in
respect of non-pecuniary damage;
(ii) EUR
1,000 (one thousand euros), plus any tax that may be chargeable to
the applicant, in respect of costs and expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in English and in French, and delivered at a public hearing in
the Human Rights Building, Strasbourg, on 27 November 2008.
Vincent Berger Nicolas Bratza
Jurisconsult President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following concurring opinions are
annexed to this judgment:
(a) concurring
opinion of Judge Bratza;
(b) joint
concurring opinion of Judges Rozakis, Spielmann, Ziemele and Lazarova
Trajkovska;
(c) concurring
opinion of Judge Zagrebelsky, joined by Judges Casadevall and
Türmen.
N.B.
V.B.
CONCURRING OPINION OF JUDGE BRATZA
The
central issue in the present case concerns the use made in evidence
against the applicant of a confession made during the course of
police interrogation at a time when he had been denied access to a
lawyer. The Grand Chamber has found that the restriction on such
access irretrievably prejudiced the applicant's rights of defence and
that neither the legal assistance subsequently provided to the
applicant nor the adversarial nature of the ensuing proceedings could
cure the defects which had occurred while the applicant was in police
custody. The applicant's rights under Article 6 § 3 (c),
read in conjunction with Article 6 § 1, were accordingly
violated on account of this lack of legal assistance. I am in full
agreement with this conclusion.
In
paragraph 55 of the judgment, the Court states as a general principle
that in order for the right to a fair trial to remain sufficiently
“practical and effective”, Article 6 requires that, as a
rule, access to a lawyer should be provided “as from the first
interrogation of a suspect by the police”. This principle is
consistent with the Court's earlier case-law and is clearly
sufficient to enable the Court to reach a finding of a violation of
Article 6 on the facts of the present case. However, I share the
doubts of Judge Zagrebelsky as to whether in appearing to hold that
the right of access to a lawyer only arises at the moment of first
interrogation, the statement of principle goes far enough. Like Judge
Zagrebelsky, I consider that the Court should have used the
opportunity to state in clear terms that the fairness of criminal
proceedings under Article 6 requires that, as a rule, a suspect
should be granted access to legal advice from the moment he is taken
into police custody or pre-trial detention. It would be regrettable
if the impression were to be left by the judgment that no issue could
arise under Article 6 as long as a suspect was given access to a
lawyer at the point when his interrogation began or that Article 6
was engaged only where the denial of access affected the fairness of
the interrogation of the suspect. The denial of access to a lawyer
from the outset of the detention of a suspect which, in a particular
case, results in prejudice to the rights of the defence may violate
Article 6 of the Convention whether or not such prejudice stems
from the interrogation of the suspect.
JOINT CONCURRING OPINION OF JUDGES ROZAKIS, SPIELMANN,
ZIEMELE AND LAZAROVA TRAJKOVSKA
We
agree in all respects with the Court's conclusions as to the
violation of Article 6 § 3 (c) in conjunction with Article 6 §
1 of the Convention.
We
would, however, have liked the reasoning set out in paragraph 72
of the judgment, on account of its importance, to have been included
in the operative provisions as well, for reasons which have already
been explained to a certain extent in the joint concurring opinion of
Judges Spielmann and Malinverni in Vladimir Romanov v. Russia,
(no. 41461/02, judgment of 24 July 2008) as well as the
concurring opinion of Judge Spielmann in Polufakin and Chernyshev
v. Russia, (no. 30997/02, judgment of 25 September 2008),
and are now repeated here.
Firstly,
it is common knowledge that while the reasoning of a judgment allows
the Contracting States to ascertain the grounds on which the Court
reached a finding of a violation or no violation of the Convention,
and is of decisive importance on that account for the interpretation
of the Convention, it is the operative provisions that are binding on
the parties for the purposes of Article 46 § 1 of the
Convention.
And
indeed, what the Court says in paragraph 72 of the judgment is in our
view of the utmost importance. It reiterates that when a person has
been convicted in breach of the procedural safeguards afforded by
Article 6, he should, as far as possible, be put in the position in
which he would have been had the requirements of that Article not
been disregarded (the principle of restitutio in integrum).
The
principle of restitutio in integrum has its origin in the
judgment of 13 September 1928 of the Permanent Court of
International Justice in the case concerning the Factory at
Chorzów (claim for indemnity) (merits), where the Court
held as follows:
“The essential principle is ... that reparation
must, as far as possible, wipe out all the consequences of the
illegal act and re-establish the situation which would, in all
probability, have existed if that act had not been committed”.
(Series A, no. 17, p. 47)
This
principle, i.e. that restitutio in integrum is considered to
be the primary remedy for effecting reparation for breaches of
international law has been constantly reaffirmed by international
case-law and practice, and is recalled in Article 35 of the Draft
Articles on State responsibility.
Article
35 of the Draft Articles reads as follows:
“A State responsible for an internationally
wrongful act is under an obligation to make restitution, that is, to
re-establish the situation which existed before the wrongful act was
committed, provided and to the extent that restitution:
(a) is not materially impossible;
(b) does not involve a burden out of all
proportion to the benefit deriving from restitution instead of
compensation.”
There
is no reason not to apply this principle to make reparation for
international wrongful acts in the field of human rights (see Loukis
G. Loucaides, “Reparation for Violations of Human Rights
under the European Convention and Restitutio in integrum”,
[2008] European Human Rights Law Review, pp. 182-192).
In
Papamichalopoulos and Others v. Greece ((Article 50),
31 October 1995, Series A no. 330 B) the Court held:
“34. The Court points out that by Article 53 of
the Convention the High Contracting Parties undertook to abide by the
decision of the Court in any case to which they were parties;
furthermore, Article 54 provides that the judgment of the Court shall
be transmitted to the Committee of Ministers which shall supervise
its execution. It follows that a judgment in which the Court finds a
breach imposes on the respondent State a legal obligation to put an
end to the breach and make reparation for its consequences in such a
way as to restore as far as possible the situation existing before
the breach.
The Contracting States that are parties to a case are in
principle free to choose the means whereby they will comply with a
judgment in which the Court has found a breach. This discretion as to
the manner of execution of a judgment reflects the freedom of choice
attaching to the primary obligation of the Contracting States under
the Convention to secure the rights and freedoms guaranteed (Article
1). If the nature of the breach allows of restitutio in integrum,
it is for the respondent State to effect it, the Court having neither
the power nor the practical possibility of doing so itself. If, on
the other hand, national law does not allow - or allows only partial
- reparation to be made for the consequences of the breach, Article
50 empowers the Court to afford the injured party such satisfaction
as appears to it to be appropriate.”
In
the present case, and given that the absence of a lawyer while the
applicant was in police custody irretrievably affected his defence
rights (see paragraph 62 of the judgment), the best means of
achieving this is the reopening of the proceedings and the
commencement of a new trial at which all the guarantees of a fair
trial would be observed, provided, of course, that the applicant
requests this option and it is available in the domestic law of the
respondent State.
The
reason why we wish to stress this point is that it must not be
overlooked that the damages which the Court orders to be paid to
victims of a violation of the Convention are, according to the terms
and the spirit of Article 41, of a subsidiary nature. This is in
line with the subsidiary character attributed to compensation of
damages in international law. Article 36 of the Draft Articles
on State responsibility states:
“1. The State responsible for an internationally
wrongful act is under an obligation to compensate the damage caused
thereby, insofar as such damage is not made good by restitution. ...”
It is
therefore right that, wherever possible, the Court should seek to
restore the status quo ante for the victim. However the Court
should also take into consideration that “Wiping out all the
consequences of the wrongful act may ... require some or all forms of
reparation to be provided, depending on the type and extent of the
injury that has been caused” (see J. Crawford, The
International Law Commission's Articles on State Responsibility.
Introduction, Text and Commentaries, Cambridge University Press,
2002, p. 211, (2)) and in view of the remedies available at the
domestic level (Article 41).
Admittedly,
States are not required by the Convention to introduce procedures in
their domestic legal systems whereby judgments of their Supreme
Courts constituting res judicata may be reviewed. However,
they are strongly encouraged to do so, especially in criminal
matters.
In
Turkey, Article 311 § 1(f) of the Turkish Criminal Procedure
Code provides that the re-opening of domestic proceedings which are
found to be unfair by the European Court of Human Rights, can be
requested within one year following the final decision of the
European Court of Human Rights.
There
is however a temporal limitation for the applicability of this
provision. Paragraph 2 of Article 311 states that the above-mentioned
provision is not applicable to applications which were lodged with
the European Court of Human Rights before 4 February 2003 and for
those judgments which became final before 4 February 2003. We believe
that where, as in the present case, the respondent State has equipped
itself with such a procedure it is the Court's duty not only to
suggest timidly that reopening is the most appropriate form of
redress, as paragraph 72 of the judgment does, but also to urge the
authorities to make use of that procedure, however unsatisfactory it
may appear, or to adapt existing procedures, provided, of course,
that the applicant so wishes. However, this is not legally possible
unless such an exhortation appears in the operative provisions of the
judgment.
Moreover,
the Court has already included directions of this nature in the
operative provisions of judgments. For example, in Claes and
Others v. Belgium (nos. 46825/99, 47132/99, 47502/99,
49010/99, 49104/99, 49195/99 and 49716/99, 2 June 2005) it held in
point 5 (a) of the operative provisions of its judgment that “unless
it grants a request by [the] applicants for a retrial or for the
proceedings to be reopened, the respondent State is to pay, within
three months from the date on which the applicant in question
indicates that he does not wish to submit such a request or it
appears that he does not intend to do so, or from the date on which
such a request is refused”, sums in respect of non-pecuniary
damage and costs and expenses. Similarly, in Lungoci v. Romania
(no. 62710/00, 26 January 2006) the Court held in point 3 (a) of the
operative provisions of its judgment that “the respondent State
is to ensure that, within six months from the date on which the
judgment becomes final in accordance with Article 44 § 2 of the
Convention, the proceedings are reopened if the applicant so desires,
and at the same time is to pay her EUR 5,000 (five thousand euros) in
respect of non-pecuniary damage, plus any tax that may be chargeable
on that amount, to be converted into Romanian lei at the rate
applicable at the date of settlement”.
By
virtue of Article 46 § 2 of the Convention, supervision of the
execution of the Court's judgments is the responsibility of the
Committee of Ministers. That does not mean, however, that the Court
should not play any part in the matter and should not take measures
designed to facilitate the Committee of Ministers' task in
discharging these functions. In fact, there is nothing in Article 41
or anywhere else in the Convention that would prevent the Court from
assessing the issue of full reparation in accordance with the
principles outlined above. Since the Court has jurisdiction to
interpret and apply the Convention, it also has jurisdiction to
assess “the form and quantum of reparation to be made”
(see J. Crawford, p. 201). As was explained by the PCIJ in the
Factory at Chorzów case: “Reparation ... is the
indispensable complement of a failure to apply a convention ...”
(p. 21).
To
that end, it is essential that in its judgments the Court should not
merely give as precise a description as possible of the nature of the
Convention violation found but should also indicate to the State
concerned in the operative provisions, if the circumstances of the
case so require, the measures it considers the most appropriate to
redress the violation.
CONCURRING OPINION OF JUDGE ZAGREBELSKY,
JOINED BY
JUDGES CASADEVALL AND TÜRMEN
(Translation)
To my
vote in favour of the judgment's operative provisions, I would like
to add a few words to explain the meaning of the Court's reasoning,
as I understand it.
The
Court found a violation “of Article 6 § 3 (c) of the
Convention in conjunction with Article 6 § 1, on account of the
lack of legal assistance to the applicant while he was in police
custody” (point 1 of the operative provisions). It thus replied
to the applicant's complaint “that his defence rights had been
violated in that ... he had been denied access to a lawyer while in
police custody”. That complaint, raised by the applicant under
Article 6 § 3 (c), was rightly formulated more precisely by
the Court, which linked it with Article 6 § 1.
To my
mind the meaning of the Court's judgment is quite clear. If there is
any doubt at all, what the Court says in paragraph 53, referring back
to paragraph 37, makes things clearer still. The generally
recognised international standards, which the Court accepts and which
form the framework for its case-law, provide: “An untried
prisoner shall be entitled, as soon as he is imprisoned, to choose
his legal representation ... and to receive visits from his legal
adviser with a view to his defence and to prepare and hand to him and
to receive, confidential instructions...”
It is
therefore at the very beginning of police custody or pre-trial
detention that a person accused of an offence must have the
possibility of being assisted by a lawyer, and not only while being
questioned.
The
importance of interrogations in the context of criminal procedure is
obvious, so that, as the judgment makes clear, the impossibility of
being assisted by a lawyer while being questioned amounts, subject to
exceptions, to a serious failing with regard to the requirements of a
fair trial. But the fairness of proceedings against an accused person
in custody also requires that he be able to obtain (and that defence
counsel be able to provide) the whole wide range of services
specifically associated with legal assistance, including discussion
of the case, organisation of the defence, collection of evidence
favourable to the accused, preparation for questioning, support to an
accused in distress, checking his conditions of detention and so on.
The
legal principle to be derived from the judgment is therefore that,
normally and apart from exceptional limitations, an accused person in
custody is entitled, right from the beginning of police custody or
pre-trial detention, to be visited by defence counsel to discuss
everything concerning his defence and his legitimate needs. Failure
to allow that possibility, regardless of the question of
interrogations and their use by the courts, amounts, subject to
exceptions, to a violation of Article 6 of the Convention.
I would add that, naturally, the fact that defence counsel may see
the accused throughout his detention in police stations or in prison
is more apt than any other measure to prevent treatment prohibited by
Article 3 of the Convention.
The
foregoing considerations would not have been necessary if the Court's
reasoning had not contained passages capable of suggesting to the
reader that the Court requires accused persons to be assisted by
defence counsel only from the start of and during interrogation (or
even only during an interview of which a formal record is to be
produced to be used as evidence by the court). From paragraph 55
onwards the text adopted by the Court concentrates entirely on the
answers given by the applicant when questioned which were later used
against him.
I
would find such a reading of the judgment too reductive. The
importance of the Court's decision for the protection of an accused
person deprived of his liberty would be severely weakened thereby.
And wrongly so, to my mind, since the reasoning linked to the
questioning of the applicant and the way his answers were used by the
courts is easily explained by the Court's concern to take into
consideration the specific facts of the case before it.