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POPOV v. RUSSIA - 26853/04 [2006] ECHR 771 (13 July 2006)
URL: http://www.bailii.org/eu/cases/ECHR/2006/771.html
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[2006] ECHR 771
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FIRST
SECTION
CASE OF POPOV v. RUSSIA
(Application
no. 26853/04)
JUDGMENT
STRASBOURG
13 July 2006
This judgment will
become final in the circumstances set out in Article 44 § 2
of the Convention. It may be subject to editorial revision.
In the case of Popov v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Mr C.L. Rozakis, President,
Mr L.
Loucaides,
Mrs F. Tulkens,
Mrs N. Vajić,
Mr A.
Kovler,
Mrs E. Steiner,
Mr K. Hajiyev, judges,
and
Mr S. Nielsen, Section Registrar,
Having
deliberated in private on 22 June 2006,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 26853/04) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Mikhail Yevgenyevich
Popov (“the applicant”), on 14 July 2004.
The
applicant, who had been granted legal aid, was represented by Mr M.I.
Kogan, a lawyer practising in Moscow. The Russian Government (“the
Government”) were represented by Mr P. Laptev, Representative
of the Russian Federation at the European Court of Human Rights.
On
13 December 2004 the Court decided to communicate the application to
the Government. Under the provisions of Article 29 § 3 of the
Convention, it decided to examine the merits of the application at
the same time as its admissibility.
On
9 February 2005 the Court decided to request the Government to
provide additional factual information concerning the applicant’s
allegations of being threatened by State officials in connection with
his application before the Court and censorship of his correspondence
with his representative.
On
25 March 2005 the Court decided to communicate to the Government the
complaints concerning the alleged pressure from State officials and
censorship of the applicant’s correspondence with his
representative and to put to them an additional question concerning
the conditions of detention in the YaCh-91/5 (ИТК
ЯЧ-91/5) prison in
Sarapul.
On
1 September 2005 the Chamber decided to apply Rule 39 of the Rules of
Court, indicating to the Government not to
require the applicant to perform any physical activity in the
YaCh-91/5 prison in Sarapul, including physical labour and physical
exercise, until further notice. Furthermore, the Government were
called upon to take the initiative of securing an independent medical
examination of the applicant in a specialised
uro-oncological
institution within one month after receipt of the notice and further
to secure such medical treatment as might be required according to
the results of the examination. The Government were requested to
inform the Court of the measures thus taken.
On
24 November 2005 the Chamber decided to lift the interim measure
previously indicated under Rule 39 of the Rules of Court in the part
related to the medical examination and to prolong until further
notice the interim measure in the part related to the exempting of
the applicant from any physical activity in the
YaCh-91/5 prison in Sarapul.
On
22 June 2006 the Court decided that a hearing in the case was
unnecessary (Rule 59 § 3 of the Rules of Court). It further
dismissed the Government’s objection concerning the application
of Article 29 § 3 of the Convention and the applicant’s
request for investigative measures (Rule A1 of the Annex to the Rules
of the Court).
THE FACTS
THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1978 and lives in Moscow. He is currently
serving his sentence in the YaCh-91/5 prison in Sarapul.
A. The facts of the case
1. Pre-trial proceedings
On
26 September 2001 at around 2 p.m. four teenagers attending a school
for children with impaired hearing, while walking in Sokolniki park
towards a tram stop, saw two young men fighting. One of the youths
was later found dead. It was established that his death had occurred
on the aforementioned date. The schoolboys described the event to
their teacher. They noted that the alleged offender had been wearing
a ponytail and a leather jacket.
On
14 May 2002, at 12 noon, police officers came to the applicant’s
flat and asked him to accompany them to the police station. The
applicant complied with the request. In the police station he was
searched and placed in a cell. At 2 p.m. he was interviewed as a
witness. The applicant stated, inter alia, that he did not
know the victim and had never heard his name. At 3 p.m. the applicant
took part in an identification parade before two of the four
schoolboys, Z. and M., who identified him as a person they had seen
fighting on 26 September 2001. At 4 p.m. the investigator ordered the
applicant’s detention. According to the applicant, the
detention order was not given to him for his signature. In the order
it was indicated that the applicant’s mother had been notified
about his detention.
At
6.50 p.m. the investigator started the search in the applicant’s
flat. The applicant’s desktop PC, mobile phone, photo album,
notebook, a bag with diskettes, a leather jacket, two pairs of boots
and two pairs of jeans were seized in the course of the search.
Between
8.40 p.m. and 9.45 p.m. the applicant was interviewed as a suspect in
connection with the murder committed on 26 September 2001.
On
15 May 2002 the applicant was transferred to the temporary detention
centre IVS Sokolniki.
On
17 May 2002 the investigator ordered the applicant to be taken into
custody as a preventive measure.
On
21 May 2002 the applicant took part in another identification parade
before the other two schoolboys who had also witnessed the fight on
26 September 2001. One of the boys, F., stated he was not sure
he had seen the applicant. The other boy, Sh., submitted that he had
never seen him before.
On
24 May 2002 the applicant was charged with murder. On the same date
he was interviewed as the accused. He was assisted by an advocate K.,
appointed by the investigator.
On
25 May 2002 the applicant was transferred to remand prison SIZO 77/1
in Moscow.
On
21 June 2002 the advocate K. filed a complaint with the prosecutor
concerning the conduct of the investigation. He alleged, inter
alia, that the identification parades had been in breach of
procedural requirements. In particular, the persons lined up with the
applicant had been much older and the applicant had been the only one
wearing a ponytail, which significantly decreased the evidential
credibility of the identification. He further complained that the
investigator had taken no steps to verify the applicant’s
alibi. In particular, Mrs R., the applicant’s neighbour, who
claimed to have seen him during the day on 26 September 2001,
Mr Kh., the carpenter, who was performing work at the applicant’s
flat on that date, and Mrs K., the applicant’s girlfriend’s
mother, had not been questioned.
On
2 July 2002 the Prosecutor allowed the advocate K.’s motion to
have Mrs R., Mr Kh. and Mrs K. examined as witnesses. However,
neither Mrs R. nor Mr Kh. were examined in the course of the
investigation.
On
8 July 2002 the Preobrazhenskiy District Court of Moscow extended the
term of the applicant’s pre-trial detention until
13 September 2002 on the grounds that, being accused of a
grave offence, he might abscond during the investigation and
interfere with the establishment of the truth in the case.
It
appears that between July and September 2002 the applicant appointed
as his representative advocate A. instead of advocate K., previously
appointed by the investigator. Advocate A. assisted him throughout
the rest of the proceedings.
On
10 September 2002 the Preobrazhenskiy District Court extended the
term of the applicant’s pre-trial detention until 14 November
2002 on the same grounds as those indicated in its ruling of 8 July
2002.
On
12 November 2002 the Preobrazhenskiy District Court extended the term
of his pre-trial detention until 14 January 2003 on the same grounds
as those indicated in its ruling of 8 July 2002. At the same hearing
the court granted the applicant leave for his uncle’s
participation in the proceedings as his representative.
On
21 November 2002 the applicant appealed against the extension of the
term of his detention.
It
appears that on 2 December 2002 the order of 12 November 2002
was upheld on appeal.
On
18 December 2002 the applicant was notified about the termination of
the preliminary investigation. The applicant was again notified about
the termination of the preliminary investigation on 30 December
2002.
On
10 January 2003 the Prosecutor drew up a bill of indictment and
referred the case to court. The bill of indictment stated that, on
26 September 2001 at around 2 p.m., near the entrance to the
Sokolniki park, the applicant had quarrelled with the victim for
unidentified reasons. The quarrel had turned into a fight. Due to
“sudden personal hostility” the applicant had struck the
victim at the nape with an unidentified blunt, hard object and had
then cut his throat with an unidentified sharp object. The bill of
indictment enumerated the items of evidence with reference to the
pages of the case file. It contained no clarification as to their
relevance.
2. Court proceedings
On
4 February 2003 the Preobrazhenskiy District Court scheduled the
hearing for 17 February 2003 and ordered the preventive measure of
restraint applied to the applicant to remain unchanged. The applicant
appealed against the ruling.
On
17 February 2003 the Preobrazhenskiy District Court allowed the
advocate A.’s motion to call Mrs R. as a witness at the
hearing. The court refused leave for the applicant’s uncle to
participate in the proceedings as his representative since he was
represented by a lawyer. Mr Kh. appeared at the hearing among other
witnesses. However, none of them was examined because the court
adjourned the hearing on the merits owing to the appeal lodged
against the ruling of 4 February 2003.
On
22 April 2003 the Moscow City Court quashed the ruling of 4 February
2003 and remitted the matter for a fresh examination.
On
10 May 2003 the Preobrazhenskiy District Court ruled that it would
hold a preliminary hearing of the case on 19 May 2003 and ordered the
preventive measure applied to the applicant to remain unchanged.
On
19 May 2003 the Preobrazhenskiy District Court ruled that it would
hold a hearing on the merits on 12 June 2003. On the same date the
applicant filed a motion for the record of his interview on 14 May
2002 and the records of the identification parades to be excluded
from the body of evidence as inadmissible. The prosecutor stated that
he would leave it for the court to decide. The court held as follows:
“[Mr] Popov’s motion ... should be dismissed
because the case has not yet been considered on the merits, the
judicial investigation has not been conducted, therefore the
assessment of all the evidence in the case, including the documents
that [Mr] Popov seeks to have excluded, shall be made when the
case is considered on the merits.”
The
court scheduled the next hearing for 12 June 2003.
The
hearings of 12 and 18 June 2003 were adjourned. On 18 June 2003
the Preobrazhenskiy District Court extended the term of the
applicant’s detention until 18 September 2003 and refused leave
for his uncle to participate in the proceedings as his representative
on the ground that he was represented by a lawyer. The applicant
appealed against the ruling.
On
8 September 2003 the Preobrazhenskiy District Court held a hearing on
the merits. The minutes of the hearing stated that witnesses had
appeared and had been removed from the courtroom. The names of the
witnesses were not specified. The applicant’s counsel filed a
motion to call Mrs R., the applicant’s neighbour, at the
hearing in order to confirm his alibi and provide information about
his personality. The prosecutor objected on the grounds that the
information about the applicant’s personality would be obtained
from his relatives. The court dismissed the motion without giving any
reasons.
At
the hearing of 8 September 2003 the court heard evidence from three
of the four schoolboys who had witnessed the events of 26 September
2001. M. confirmed that he had seen the applicant that day. Z. stated
that although he had identified him at the identification parade, he
could not at present remember exactly what the offender had looked
like. F. submitted that he did not recognise the applicant.
Their teacher, examined at the hearing, submitted that the schoolboys
had good eyesight, although owing to the particularities of their
mental state suffered from certain lapses of memory or forgetfulness,
because of which they could not adequately recollect a situation
after half a year. The court also heard evidence from the victim’s
parents. His father stated that he had received an anonymous call and
had been told that the applicant had murdered their son. At 3.56 p.m.
the judge adjourned the hearing until the next day.
On
9 September 2003 the hearing continued. The record of the hearing did
not contain information as to whether particular witnesses had
attended. It appears that Mrs R. was present at the hearing because
she placed her signature on a document dated 9 September 2003 to
confirm that she had been notified of criminal responsibility for
giving false evidence. The document was also signed by the trial
judge. However, Mrs R. had not been examined at the hearing.
At
the hearing the Preobrazhenskiy District Court heard evidence
from Mrs P., the applicant’s mother, who submitted that on
26 September 2001 the applicant had stayed at home until the evening
and had also been seen by their neighbour Mrs R. and the
carpenter Mr Kh. Miss K., the applicant’s girlfriend, submitted
that on 26 September 2001 between 9 p.m. and 12
midnight she and the applicant had walked her dog. Mrs K., her
mother, submitted that between 1.30 p.m. and 3.30 p.m. on
26 September 2001 she had spoken to the applicant on the
telephone a number of times and he had been at home. The court also
heard evidence from a computer expert, Mr G., and from the
applicant’s friend, Mr B.
The
applicant’s counsel filed a motion to supplement the pleadings
by summoning and examining Mr Kh. The court dismissed the motion on
the grounds that Mr Kh. had been notified of the hearing but had
failed to appear.
On
10 September 2003 the Preobrazhenskiy District Court convicted
the applicant of murder and sentenced him to ten years’
imprisonment. The court held that on 26 September 2001 at
around 2 p.m. near the entrance to Sokolniki park the applicant had
quarrelled with the victim for unidentified reasons. The quarrel had
turned into a fight. Due to “sudden personal hostility”
the applicant had struck the victim at the nape with an unidentified
blunt, hard object and then cut his throat with an unidentified sharp
object.
The
court found that the applicant’s guilt was confirmed by the
statements of M. and Z., who had identified him as the person they
had seen fighting with the victim, and by a similar statement from
F., who, however, noted that he was only fifty per cent sure that it
was the applicant he had seen. The court noted the schoolboys’
teacher’s statement to the effect that they had no mental
abnormalities. The court further stated that the applicant’s
guilt was also confirmed by Mr G., who submitted that a password and
log-in identification for each user were personal and allowed the
location of the user and his correspondence with other users to be
determined; by Mr B., who submitted that he was aware that the
applicant had used the nickname “Spencer” on the Internet
and that he had a black leather jacket; by the victim’s
post-mortem; by the crime scene reports; by the inspection reports
concerning the victim’s computer and diskettes and a computer
and diskettes belonging to a certain Mr X., it was not specified who
he was; by inspection reports in respect of the applicant’s
personal items; by references from two Internet providers; by a
reference from the Internet provider MTU-Intel, stating that on 12
September 2001 at 11.16 p.m. a user accessed the Internet from
the applicant’s mother’s telephone.
The
court dismissed the applicant’s motion to exclude the reports
of identification parades as inadmissible evidence. Having regard to
the witness statements made at the hearing and to the case file, the
court found that the identification parades had been conducted in
accordance with procedural rules. The court further found that no
credence could be given to the submissions of Mrs P., Miss K. and Mrs
K. because, being the applicant’s relatives, they had sought to
help him.
The
applicant appealed against the judgment on the grounds, inter
alia, that the trial court had relied on inadmissible evidence,
had dismissed his motion to call Mrs R. at the hearing
and had refused to adjourn the hearing in order to call Mr Kh.
On
4 November 2003 the Moscow City Court examined the applicant’s
appeal against the ruling of 18 June 2003 concerning the extension of
his pre-trial detention. The court upheld the ruling. The applicant
and his counsel were present at the hearing.
On
6 November 2003 the Moscow City Court addressed the Preobrazhenskiy
District Court in a letter stating that the appeal against the ruling
of 18 June 2003 lodged by the applicant on 24 June 2003 had not been
transmitted for examination in due course and that the case-file had
been received by the Moscow City Court only on 4 November 2003. The
Moscow City Court further noted that appeals against rulings
concerning the application of a preventive measure should be
transmitted immediately to the appeal court and failure to do so
entailed a limitation of the right of access to a court.
On
20 January 2004 the Moscow City Court upheld on appeal the judgment
of 10 September 2003. The court, inter alia, stated:
“The crime was committed in Moscow in the
circumstances set out in the [trial] court’s judgment.
...
The [trial] court was right to base its conclusions
concerning the guilt of [the applicant] on the statements of [the
witnesses]. The [appeal court] finds that such assessment ...
corresponds to the body of evidence in the case: ...the computer
databases, where the correspondence between the [applicant] using the
nickname “Spencer” and the victim is recorded, and the
relevant statement of [Mr B].
...
The argument [put forward in the applicant’s
appeal] that his version about his being at home on the date of the
crime was not duly examined is unsubstantiated.
...
The lawfulness of the procedural actions taken in the
present case was checked, and the court’s findings were not
based on any evidence [the lawfulness] of which would give rise to
doubts. ... ”
On
an unspecified date the applicant challenged the constitutionality of
Article 49 § 2 of the Code of Criminal Procedure in the
Constitutional Court. The applicant claimed that the trial court had
based on that provision its refusal to allow his uncle’s
participation in the proceedings as his defence counsel. The trial
court had thus infringed his rights enshrined in Article 45 §
2 of the Constitution, which provided that everyone was entitled to
defend his or her rights by any lawful means.
On
22 April 2004 the Constitutional Court dismissed the complaint as
inadmissible. It held that Article 49 § 2 of the Code of
Criminal Procedure did not provide any limitations as regards
participation of the accused’s relatives in the proceedings.
Therefore, it did not violate the applicant’s rights protected
by Article 45 § 2 of the Constitution. Inasmuch as the
applicant’s rights could have been infringed by the court’s
arbitrary refusal to admit his relative to participate in the
proceedings, he should have had recourse to remedies available under
the laws on criminal procedure.
3. Material conditions of detention in remand prison
SIZO 77/1
Between
24 May 2002 and 15 February 2004 the applicant was detained in remand
prison SIZO 77/1 in Moscow.
(a) The applicant’s account
Between
24 May and 14 June 2002 the applicant had been held in cell no. 236.
10 inmates were held in a cell measuring approximately 5 sq. m with
6 beds. The lavatory pan was placed a meter away from the dining
table and was not separated by a partition. Food was provided twice a
day. There was a very small window which did not let the daylight in
and the artificial light was never turned off. The inmates were
allowed to take a walk of 40 minutes per day.
Between
14 June and approximately 15 December 2002 the applicant had been
held in cell no. 118. Between 75 and 90 inmates were held in a
cell measuring approximately 25-30 sq. m with 24 beds in two
tiers. The inmates had to sleep in three or four shifts. There was a
very small window with no glass and the artificial light was never
turned off. The temperature in the cell was +30-35º C. in summer
and –10-12º C. in winter. The cell was always very damp.
The lavatory pan, placed two to three meters from the dining table,
always stank and there was no partition to separate it from the
living area and the table. Food was provided twice a day. The cell
was overrun by cockroaches, lice and bugs. Sometimes the applicant
had had to share the cell with inmates infected with tuberculosis and
HIV. He had had to sleep without appropriate bedding. All his
personal belongings and food sent to him by his mother had been taken
away from him by other inmates allegedly with the consent of the
prison authorities.
Between
15 December 2002 and 15 January 2003 the applicant had been held in
cell no. 143. He submitted that the conditions of detention had
been similar to those in cell no. 118. There were 26 beds for 60
inmates.
Between
15 and 30 January 2003 the applicant had been held in cell no. 127.
The conditions of detention were similar to those in cell no. 118.
There were 22 beds for 60-70 inmates.
Between
30 January and 10 March 2003 the applicant had been held in cell
no. 739, which belonged to the medical unit. In the cell
measuring approximately 6 sq. m there were 4 beds for 4 inmates.
Walks were not allowed. Food was provided twice a day. There was no
dining table. The lavatory pan was not separated from the living
area. There was no hot water in the cell. No medical treatment was
offered.
Between
10 March and 15 September 2003 the applicant had been held in cell
no. 113. The conditions of detention were similar to those in
cell no. 127. 50 inmates were held in a cell measuring approximately
30 sq. m with 26 beds.
Between
15 September 2003 and approximately 10 January 2004 the applicant had
been held in cell no. 115. The conditions of detention were
similar to those in the cell no. 127. 50 inmates were held in a cell
measuring approximately 25 sq. m with 18 beds.
Between
10 January and approximately 14 February 2004 the applicant had been
held in another cell, possibly no. 152. 60-70 inmates were held
in a cell measuring approximately 20 sq. m with 15 beds. The
inmates had to sleep in four shifts. The cell was in a basement with
no window and no ventilation. The walls of the cell were wet with
condensation, the cell was always very damp and there was water on
the floor. The temperature in the cell was always very low. The
lavatory pan was placed half a meter from the dining table and there
was no partition to separate it from the living area.
The
applicant submitted that between December 2002 and September 2003 he
had filed a number of complaints concerning various aspects of his
detention in remand prison SIZO 77/1, inter alia, with the
Prosecutor’s Office of Moscow and the General Prosecutor.
However, he had received no reply.
(b) The Government’s account
Between
24 and 26 May 2002 the applicant had been in cell no. 119, which
measured 52.6 sq. m and held 39 inmates simultaneously. Between 26
May and 5 June 2002 the applicant had been in cell no. 236, which
measured 18.72 sq. m and held 8 inmates. Between 5 June and 9 July
2002 he had been in cell no. 119, which measured 52.6 sq. m and held
37 inmates. Between 9 July and 25 November 2002 the applicant
had been in cell no. 120, which measured 53.8 sq. m and held 37
inmates. Between 25 November 2002 and 4 January 2003 he had
been in cell no. 143, which measured 53.4 sq. m and held 46
inmates. Between 4 and 23 January 2003 he had been in cell no. 127,
which measured 51.2 sq. m and held 55 inmates. Between 23 January
and 21 March 2003 he had been in cell
no. 739, which measured
21.6 sq. m and held 4 inmates. Between 21 March and 6 August
2003 the applicant had been in cell no. 122, which measured
52.6
sq. m and held 40 inmates. Between 6 and 21 August 2003 he had been
in cell no. 714, which measured 24.5 sq. m and held 5 inmates.
Between 21 and 25 August 2003 the applicant had been in cell no. 122,
which measured 52.6 sq. m and held 58 inmates. Between 25 August and
10 September 2003 he had been in cell no. 711, which measured 24.5
sq. m and held 1 inmate. Between 10 September 2003 and 15 February
2004, when the applicant was transferred to the YaCh-91/5 prison in
Sarapul, he had been in cell no. 115, which measured 40 sq. m and
held 29 inmates.
During
the applicant’s detention in remand prison SIZO 77/1 he had
been provided with a bed and bedding in accordance with prison
standards. He had been provided with clothing appropriate to the
season. He had received hot meals three times a day (breakfast,
dinner, supper) in accordance with prison standards. He had undergone
hygienic procedures (санитарная
обработка)
once a week. The applicant had never been placed in the same cell as
inmates infected with tuberculosis or HIV.
4. Alleged ill-treatment in remand prison SIZO 77/1
The
applicant asserted that in the remand prison he had been regularly
beaten by his cellmates and threatened with murder, allegedly with
the consent or even under the instructions of the prison and
investigative authorities, with a view to forcing him into
self-incrimination. In August 2002 he had been hit with a heavy metal
rod against his head. He had fainted, had sustained concussion of the
brain and his right ear had been badly cut. In August, September and
November 2002 the applicant had sustained multiple fractures in his
nose and haematomas on his face. He submitted that his face and ears
had been black and blue and he could hardly open his eyes. His nasal
bones did not knit properly and the nasal partition had collapsed
leading to disfiguration of his face. The applicant could not breath
through one of his nostrils, always had a runny nose and almost lost
his sense of smell. His ears often ached and his hearing was
impaired. His sight had also worsened. The applicant also alleged
that he had been regularly kicked, which had caused internal bruising
and blood in his urine.
On
24 October 2002 the applicant’s mother wrote to the Director of
remand prison SIZO 77/1 concerning the applicant’s
correspondence from the remand prison. She stated that in
mid-September the applicant had sent complaints about various aspects
of the conditions of detention in the remand prison to the Ministry
of Justice and to an NGO Committee for Civil Rights. However, he had
not received notification that the complaints had been sent or any
replies. The applicant’s mother asked to be informed whether
the complaints had been sent and why the applicant had not received
notification. The letter was received by the remand prison on the
next day. It appears that there was no reply.
The
applicant submitted that he had applied a number of times to the
medical unit of the remand prison, but had never been duly examined
by a doctor. At the same time, the entry of 1 November 2002 in his
medical file stated that he had “fading haematomas”.
On
26 August 2004 the applicant sent a letter to his representative
describing, inter alia, his beating by his cellmates. He wrote
that he had not made any complaints in this regard because he had
been threatened with murder.
The
Government submitted that during his detention in remand prison SIZO
77/1 the applicant had not been subjected to any forms of
ill-treatment and sustained no injuries.
5. Alleged lack of adequate medical assistance in
remand prison SIZO 77/1
Since
1994 the applicant had been suffering from cancer of the urinary
bladder. In 1999 he underwent a resection of the cancerous tumour and
subsequent chemotherapy. Despite the operation, his condition
requires permanent medical supervision and specialised treatment.
(a) The applicant’s account
According
to the applicant, during his detention in remand prison SIZO 77/1 in
Moscow, he had been subject to paroxysms of pain in his kidneys and
stomach, together with a high temperature of 39.8º C. He had
applied for medical assistance almost every week. However, either he
was provided with no medical assistance at all or it was offered to
him a week after the paroxysm. The only medicine the applicant had
received was an analgesic. He had not been given the specialised
medicine prescribed by his uro-oncologist and bought for him by his
mother at the request of the remand prison medical unit. On a number
of occasions the applicant had undergone blood and urine tests and
ultrasound scans. In 2003 he had been placed in the medical unit
several times. However, the medical unit did not have facilities to
perform specialised tests, e.g., a cystoscopy. The applicant had
refused to undergo certain tests because the personnel of the medical
unit was not qualified to perform them. The unit did not have a
uro-oncologist and the applicant had never been examined by a
qualified specialist. The ultrasound scan performed in August 2003
had revealed a new tumour in his prostate measuring eight
millimetres. The diagnosis had been confirmed by the ultrasound scan
performed in September 2003. A scan performed in December 2003 showed
that the tumour had grown up to nine millimetres. The doctors of the
medical unit had consulted by telephone the uro-oncologist, Dr M.,
who used to supervise the applicant. However, the medical unit had
never provided Dr M. with the information about the new tumour, as
confirmed by his report of 9 September 2004.
(b) The Government’s account
According
to the Government, upon the applicant’s admission to remand
prison SIZO 77/1 on 24 May 2002 he had informed the medical unit
about the operated cancer of his urinary bladder.
On
23 January 2003 he had been placed in the surgical department of the
remand prison medical unit, where he was examined by a urologist, a
surgeon and a physician and underwent a blood test, an
electrocardiogram and two ultrasound scans. The applicant had been
subjected to antibacterial, antiphlogistic and tonic treatment. He
had been released from the medical unit on 21 March 2003 in
a satisfactory state of health. Between 6 and 19 August 2003
the applicant had again been placed in the surgical department of the
medical unit where he underwent a similar course of treatment. On
15 August 2003 he had been examined by a urologist. Between 25
August and 3 September 2003 the applicant had been placed in a
therapeutic department of the medical unit. The results of the tests
and examinations showed no signs of recurrent cancer.
(c) Complaints about medical assistance in
remand prison SIZO 77/1
In
2002 and 2003 the applicant’s mother filed a number of
complaints concerning the allegedly inadequate medical assistance
available to the applicant in the remand prison.
On
30 July 2002 the Head of the medical unit of remand prison SIZO 77/1,
Ms E., wrote to the applicant’s mother that her son had been
examined on 14 June and 30 July 2002 and that his condition had
been found to be satisfactory. He was under the constant supervision
of the medical unit’s personnel and would be provided with
medical aid if required.
On
4 February 2003 the Head of the surgical department of the medical
unit informed the applicant’s mother that the applicant had
been placed there for a regular check-up on 23 January 2003. He had
been diagnosed with chronic pyelonephritis and urine acid diathesis
and his condition was satisfactory.
On
27 May 2003 the Head of the medical unit informed the applicant’s
mother that the applicant had undergone a medical examination. The
results of the examination were communicated to the uro-oncologist
Dr M., who recommended another examination within three months.
On
5 June 2003 the Head of the medical unit sent the applicant’s
mother a letter, the contents of which were similar to the letter of
27 May 2003.
On
1 August 2003 the Head of the medical unit again wrote to the
applicant’s mother. Ms E. informed her that the applicant’s
medical records had been transmitted to the uro-oncologist Dr M., and
that the recommended examination as well as treatment with medication
containing iron would be conducted in the near future. For this
purpose Ms E. asked the applicant’s mother to supply the
medication containing iron and vitamins. She noted that the
applicant’s condition was satisfactory.
On
13 August 2003 the applicant’s mother sent a letter to the Head
of the Department for the Execution of Sentences asking him to
transmit the results of the applicant’s medical examination in
the remand prison’s medical unit to oncological dispensary no.
3.
On
19 August 2003 the applicant’s mother wrote to the Director of
remand prison SIZO 77/1. She asked him to explain why the applicant
had not received treatment with the medication containing iron that
she had obtained upon the request of the medical unit.
On
1 September 2003 the Head of the therapeutic department of the
medical unit informed the applicant’s mother, inter alia,
that the blood tests performed between 6 and 19 August 2003 had shown
no signs of anaemia. Therefore, treatment with medication containing
iron was not required. Check-ups by a uro-oncologist and ultrasound
scans were recommended once a year.
On
2 September 2003 the applicant’s mother again wrote to the
Director of remand prison SIZO 77/1. The content of the letter was
similar to that of 19 August 2003.
On
4 September 2003 the Head of the therapeutic department of the
medical unit re-sent its reply of 1 September 2003.
On
17 September 2003 the Head of the Moscow Directorate of the
Department for the Execution of Sentences, Mr Z., replied to the
applicant’s mother. He stated, inter alia, that the
applicant was under the constant medical supervision of the medical
unit and did not require specialised in-patient treatment in an
oncological hospital. He further noted that the administration of the
detention facility could invite external medical specialists only
when it was necessary, that is when specialised supervision or
treatment was not possible in the detention facility.
On
18 September 2003 the Deputy Head of the medical unit of remand
prison SIZO 77/1 informed the applicant’s mother that the
applicant’s examination between 6 and 19 August 2003 and
between 26 August and 2 September 2003 had revealed no signs of
anaemia. The treatment with medication containing iron was not
required. The medication supplied by the applicant’s mother had
been stored at the medical unit and would be returned upon her first
request.
6. Conditions of detention and alleged lack of adequate
medical assistance in the YaCh-91/5 prison in Sarapul
Between
15 February and 18 March 2004 the applicant was transferred to the
YaCh-91/5 prison in Sarapul.
On
18 March 2004 the applicant was admitted to the prison. He informed
the prison medical unit about the cancer of the urinary bladder
operated in 1994. According to the applicant, no relevant tests had
been performed for lack of required facilities and he had not been
provided with any medical assistance. According to the Government,
the applicant had refused to undergo any tests, which was confirmed
by the statement of the medical personnel.
According
to the applicant, owing to the constant pain in his loins and stomach
he had had to refuse to perform certain compulsory work in the
prison.
On
19 March 2004 the applicant was examined by a doctor with regard to
his refusal to perform prison work. He complained of pain in his
loins and strangury. The prison doctor diagnosed pyelonephritis and
concluded that his state of health permitted him to perform prison
work excluding hard labour.
On
the same date, because of his refusal to perform prison work, the
applicant was placed in disciplinary cell no. 5, where he remained
for 15 days. According to the applicant, the cell measuring
approximately 4 sq. m held 4 inmates. There were bunk beds in
the cell that were unfolded only for seven hours at night, the rest
of the time being folded up against the walls. The lavatory pan was
placed within 0.5-1.5 metres of the dining table and there was no
partition between them. There was no ventilation and very faint
artificial light. The average temperature in the cell was +9-12ºC.
It was forbidden to boil water and to have food other than that
provided by the prison administration three times a day. The inmates
were also forbidden to wear clothes other than those provided by the
prison, which were not warm enough. They were forbidden to wear
wristwatches and glasses, although the applicant’s sight was
-4. The inmates were taken for a walk once a day. The applicant’s
state of health worsened and the paroxysms of pain became more
frequent. He had blood pressure boosts and drops, difficulties with
movement; his hands and his head started to shake.
According
to the Government, disciplinary cell no. 5 measured
6.1 sq. m and
held 3 inmates simultaneously. It was equipped with four collapsible
metal bunk beds with wooden cladding, a table, two benches, a
lavatory pan, a wash-basin, a metal shelf for keeping items of
personal hygiene and a radio.
On
3 April 2004 the applicant was placed in disciplinary cell no. 6,
where he remained for 5 days. According to the applicant, the
conditions of detention were similar to those in disciplinary cell
no. 5. According to the Government, disciplinary cell no. 5 measured
6.1 sq. m and held 2 inmates simultaneously. It was equipped in the
same manner as disciplinary cell
no. 5.
On
9 April 2004 the applicant was examined with regard to his refusal to
perform morning exercises. The prison doctor found him able to
perform them.
On
the same date he was placed in disciplinary cell no. 7, where he
remained for 15 days. According to the applicant, in the cell
measuring approximately 8 sq. m there were 6 inmates. Otherwise the
conditions of detention were similar to those in cells no. 5 and no.
6. According to the Government, disciplinary cell no. 7 measured 11.8
sq. m and held 5 inmates simultaneously. It was equipped with six
collapsible metal bunk beds with wooden cladding, a table, two
benches, a lavatory pan, a wash-basin, a metal shelf for keeping
items of personal hygiene, a wooden cupboard and a radio.
On
26 April 2004 the applicant was again examined with regard to his
refusal to perform morning exercises and found able to perform them.
On
27 April 2004 the applicant sent a letter to his mother. He described
his poor state of health which included pains in his kidneys,
unstable blood pressure, shaking hands and head, difficulties with
movement. He wrote that he was not being properly treated in the
prison and asked her to send him some medication.
On
12 May 2004 the applicant sent a complaint to the Main Department for
the Execution of Sentences concerning the lack of adequate medical
treatment in the YaCh-91/5 prison and his placement in a disciplinary
cell for refusing to perform prison work because of his poor state of
health.
On
7 June 2004 the applicant sent a similar complaint to the Main
Department for the Execution of Sentences.
On
30 August 2004 the Head of the prison medical unit stated that it was
impossible to examine the applicant in the prison because of the
absence of qualified specialists, e.g., urologists and oncologists,
and that all required tests could be performed only in the hospital
at the YaCh-91/8 prison.
Between
3 and 13 September 2004 the applicant was placed in the hospital of
the Department for the Execution of Sentences at the YaCh-91/8 prison
for examination. An ultrasound scan revealed numerous concretions in
his kidneys and diffuse changes and cysts in the prostate. In the
applicant’s medical file it was stated that he had refused
operative treatment.
On
10 September 2004 the applicant’s mother wrote to a medical
officer of the Republic of Udmurtia Directorate of the Department for
the Execution of Sentences. She sought the applicant’s
placement for examination in a hospital within the jurisdiction of
the Department for the Execution of Sentences, because he had not
been receiving adequate medical supervision and treatment since his
detention in the remand prison.
On
28 September 2004 the applicant’s representative wrote to the
Ministry of Health regarding the possibility of examining the
applicant in institutions within its jurisdiction.
On
25 October 2004 the applicant wrote to his representative that he had
had paroxysms of pain after having performed prison work and morning
exercises. He also stated that medical assistance in the prison was
inefficient and that the entries in his medical file did not reflect
his actual condition.
On
28 October 2004 Dr L., the Director of the Institute of Urology of
the Ministry of Health, gave a written opinion concerning the
possibility of recurrent cancer of the applicant’s urinary
bladder, in response to a request by the applicant’s
representative dated 2 September 2004. Dr L. noted that a lack of
regular medical supervision of the patient by a uro-oncologist had
led to belated diagnosis and had increased the risk of recurrent
tumours spreading to adjacent organs, when radical surgery would no
longer be possible. He concluded that the possibility of recurrent
cancer of the urinary bladder could not be excluded. However, an
exact diagnosis could only be made upon the applicant’s
physical examination in a specialised uro-oncological hospital. A
cystoscopy and a biopsy were indispensable for this purpose.
On
1 November 2004 the Head of the Medical Department of the Udmurtia
Directorate of the Department for the Execution of Sentences replied
to the applicant’s mother’s letter of 10 September 2004.
He noted that in September 2004 the applicant had been examined in
the hospital at the YaCh-91/8 prison. The examination had shown no
sign of disease of the uro-genital system, and the applicant had
refused further treatment. He concluded that the applicant’s
condition was satisfactory and that no further examination in the
medical institution within the jurisdiction of the Department for the
Execution of Sentences was required.
On
17 November 2004 the Ministry of Health forwarded the applicant’s
representative’s letter of 28 September 2004 to the Medical
Directorate of the Ministry of Internal Affairs. The letter stated
that in the present case the prison administration should either
refer the applicant to a medical institution within the jurisdiction
of the Ministry of Health or place him in a correctional institution
which had the necessary facilities for medical examination and
treatment.
On
29 November 2004 a medical officer from the Central Directorate of
the Department for the Execution of Sentences informed the
applicant’s representative, inter alia, that convicts
who required medical aid, including in-patient treatment, were
referred to medical institutions attached to the system of execution
of sentences or, if required, to institutions within the healthcare
system. It was further stated that cystoscopy and biopsy might be
carried out by any surgeon. Should any oncological symptoms be
revealed, the detention facility where the patient was held should
provide the required consultations.
105. On
11 September 2005 Dr D., a urologist of Sarapul Town Hospital No. 1,
arrived at the medical unit of the YaCh-91/5 prison. The applicant
refused physical examination on the grounds that the medical unit was
not licensed to practise urology. It appears that Dr D. made certain
conclusions on the basis of the applicant’s medical records.
7. Alleged interference with the applicant’s
correspondence and contacts by prison officials
On
23 October 2004 the applicant received a postal packet from his
representative. According to the Government, a prison official opened
it in the applicant’s presence in order to check whether it
contained forbidden items. As the postal packet only contained
documents, they were handed over to the applicant without having been
read by any prison official.
According
to the applicant, on 25 and 27 January 2005 certain prison
officials tried to force him to withdraw the complaints made before
the Court inasmuch as they concerned the YaCh-91/5 prison. They
threatened him with placement in worse conditions of detention.
Furthermore, on 27 January 2005 the applicant was visited by an
official of the Udmurtia Directorate of the Department for the
Execution of Sentences, who refused to identify himself. He had asked
the applicant about the medical assistance available to him in the
prison and had said that should the applicant continue to complain
about his health the required tests would be performed by
non-specialists.
On
29 January 2005 the applicant sent a letter to his representative. He
wrote that all correspondence from the representative was opened and
censored by the prison administration. He also described the events
of 25 and 27 January 2005.
On
14 February 2005 the applicant was contacted by certain State
officials. According to the applicant, on that date he was first
visited by an official of the Department for the Execution of
Sentences, who questioned him about his application before the Court.
The applicant confirmed his complaints about the conditions of
detention and medical assistance in the YaCh-91/5 prison. He was
later called by an official of the prison’s operational
department, who demanded that he state in writing that he had not
been subjected to any pressure on the part of the prison
administration. The applicant refused. According to the Government,
the applicant had been contacted by officials of the YaCh-91/5
prison, who had questioned him in relation to the questions
concerning the conditions of detention in the
YaCh-91/5 prison
put by the Court to the Government. The applicant had stated that the
administration had been treating him on an equal basis with everybody
else and that no restrictions had been applied to his correspondence.
On
the same date the applicant sent a letter to his representative,
which contained his account of the events.
On
17 February 2005 the applicant was again contacted by State
officials. According to the applicant, the same official of the
Department for the Execution of Sentences who had approached him
three days before talked to him again in the presence of an official
from the prison’s operational department. The applicant had
been asked whether the prison administration or any other State
officials had put any pressure on him in connection with his
complaints before the Court. He had refused to answer without first
consulting his counsel. He had then been asked whether his
correspondence with his counsel had been subjected to censorship,
which he confirmed. He had also been asked about his relations with
the prison administration and other inmates. He had stated that as
regards general conditions of detention, leaving aside the issue of
the pressure put on him in connection with his application before the
Court, he had been treated in the same way as other inmates. As for
his relations with other inmates, there had been no conflicts.
According to the Government, the applicant had been contacted by
officials of the YaCh-91/5 prison, who had questioned him in relation
to the Court’s request for factual information. The applicant
had refused to answer questions concerning alleged threats on the
part of the prison officials without first consulting his lawyer.
On
18 February 2005 the applicant sent a letter to his representative
describing his meeting with the authorities the previous day.
According
to the applicant, during his detention in the YaCh-91/5 prison
several letters sent to his representative had not reached their
addressee and a number of letters from his representative had been
opened and read by prison officials. According to the Government,
there had been no interference with the applicant’s
correspondence by the prison authorities. All the letters from the
applicant’s representative had been handed over to him
unopened.
8. Medical examination conducted under Rule 39 of the
Rules of Court
On
1 September 2005 the Court, under Rule 39 of the Rules of Court,
indicated to the Government not to require the
applicant to perform any physical activity in the YaCh-91/5 prison in
Sarapul, including physical labour and physical exercises, until
further notice. Furthermore, the Government were invited to take the
initiative of securing an independent medical examination of the
applicant in a specialised uro-oncological institution within one
month after receipt of the notice in question and further to secure
such medical treatment that might be required according to the
results of the examination. The Government were requested to inform
the Court of the measures thus taken.
On
7 October 2005 the Government informed the Court that on 16 September
2005 the applicant had been examined at the oncological dispensary in
Izhevsk. They submitted that according to the results of the
examination there had been no development of the oncological disease
and the applicant did not require special medical treatment.
On
7 October 2005 the applicant’s representative sent a report of
the examination to the Court.
On
24 November 2005 the Court decided to lift the interim measure
previously indicated on 1 September 2005 under Rule 39 of
the Rules of Court in the part related to the medical examination,
and to prolong until further notice the interim measure in the part
related to the exempting of the applicant from
any physical activity in the YaCh-91/5 prison in Sarapul.
On
30 December 2005, upon a request from the applicant’s
representative, Dr S., Deputy Chief Medical
Officer of the Institute of Urology gave a written opinion
concerning the possibility of recurrent cancer of the applicant’s
urinary bladder. The opinion was approved by
Dr L., Director of
the Institute of Urology of the Ministry of Health. Dr S. studied the
results of the applicant’s examination on 16 September 2005 and
concluded that the results of the cystoscopy and the cytological
research were inconclusive and could not exclude the possibility of
recurrent cancer of the urinary bladder or continued tumour growth.
He also stated that regular outpatient examination of patients with
musculo-invasive cancer included a cystoscopy and a biopsy at least
once a year, computer tomography of the abdominal cavity and the
small pelvis, ultrasound scanning of the kidneys, urinary bladder,
prostate and liver, and radiography of the thorax.
B. Related materials
1. The applicant’s medical records submitted by
the Government
The
Government submitted a collection of the applicant’s medical
records. In so far as the copies are legible, they contain the
following relevant entries.
Between
2 and 16 February 1994 the applicant was placed in the resuscitation
unit of hospital no. 52 in Moscow where he underwent a resection of
the cancerous tumour of the urinary bladder and was recommended
supervision by a uro-oncologist.
On
16 March 2002 (the date is not clearly legible) the applicant was
examined by his uro-oncologist, Dr M., who recommended a
cystoscopy.
During
the applicant’ detention in remand prison SIZO 77/1 the
following entries were recorded.
On 29
July 2002:
“Following a request, a urine test was
recommended. [Mr Popov] refused to undergo the test.”
On 30
July 2002:
“Examination by a medical attendant. At the time
of the examination [Mr Popov] has no active complaints.
Satisfactory condition...”
On 1
September 2002:
“The physical examination revealed healing
paraorbital haematomas.”
3
November 2002:
“Examination by a medical attendant. Complaints
about periodical pains in the stomach... Satisfactory condition...”
23
January 2003 (several entries, in one of them the date is misrecorded
as 23 January 2002):
“[Examination by a] physician. Complaints about
pain in the kidneys. [Mr Popov] stated that he had had an
operation for cancer of the urinary bladder in 1994. [He] had
undergone chemotherapy in 1994-1995. There is an extract from [a
medical file kept at] the oncological dispensary obtained from his
relatives... Stable condition. Diagnosis: tumour of the urinary
bladder... [The patient is to be] placed in the surgical department.”
“[Department of] surgery. Complaints about pain
in the loins... Satisfactory condition... Diagnosis: ..., chronic
pyelonephritis, ...”
“[The applicant is recommended] urine and blood
tests, cystoscopy, ultrasound scanning of kidneys and urinary bladder
... furazolidon, analgin, butadion ... biochemical blood test...
papaverin...”
27
January 2003:
“Routine report by the Head of the surgical
department. Satisfactory condition. No complaints. The patient has
chronic pyelonephritis, in remission... He received analgesics,
antiphlogistics, uroantiseptics.”
30
January 2003:
“Satisfactory condition. No complaints...”
30
January 2003, results of the ultrasound scan of the abdominal cavity:
“...Conclusion: altered shape of the
gall-bladder.”
3
February 2003 (two entries):
“Routine report by the Head of the surgical
department. Satisfactory condition. Complaints about the feeling of
weight in the loins. The patient has chronic pyelonephritis in
remission. He is undergoing regular examination.”
“[The applicant is recommended] a urine test.”
5
February 2003:
“Satisfactory condition. The same complaints...”
7
February 2003:
“Satisfactory condition. The same complaints...”
8
February 2003:
“[The applicant is recommended] ... papaverin,
furazolidon, analgin, blood biochemistry test.”
10
February 2003:
“Routine report by the Head of the surgical
department. Satisfactory condition. Complaints about the feeling of
weight in the loins. The patient has chronic pyelonephritis in
remission. He is undergoing regular examination.”
13
February 2003 (two entries):
“Satisfactory condition. No complaints...”
“[The applicant is recommended] a urine test.”
17
February 2002:
“Routine report by the Head of the surgical
department. Satisfactory condition. No complaints. As a result of the
conducted examination no signs of the recurrent cancer of the urinary
bladder have been revealed.”
20
February 2002 (two entries):
“Satisfactory condition. No complaints...”
“[The applicant is recommended] papaverin,
analgin, furazolidon.”
24
February 2003:
“[The applicant is recommended] ultrasound
scanning of kidneys and ureters.”
28
February 2003 (two entries):
“Routine report by the Head of the surgical
department. Satisfactory condition. Complaints about the feeling of
weight in the loins. The patient still has microhaematuria and pain
syndrome. It is planned to conduct ultrasound scanning of kidneys and
ureters.”
“Satisfactory condition. Complaints about the
feeling of weight in the loins...”
3
March 2003 (two entries):
“Satisfactory condition. The same complaints...”
“[The applicant is recommended] papaverin,
furazolidon, analgin.”
6
March 2003:
“Satisfactory condition. The same complaints...”
8
March 2003:
“[The applicant is recommended] papaverin,
furazolidon, analgin.”
11
March 2003:
“Routine report by the Head of the surgical
department. Satisfactory condition. Complaints about the feeling of
weight in the loins. A cystoscopy and an examination by a
uro-oncologist are planned for 13 March 2003.”
13
March 2003:
“Satisfactory condition. The same complaints...
The examination by a uro-oncologist did not take place for objective
reasons... (impossibility of arranging transport...).”
17
March 2003:
“Routine report by the Head of the surgical
department. Satisfactory condition. No complaints... Cystoscopy and
examination by a uro-oncologist were not conducted for objective
reasons...”
19
March 2003:
“Satisfactory condition. No complaints... The
patient left in order to attend a court hearing. Transport for
cystoscopy and examination by a uro-oncologist is impossible.”
21
March 2003:
“Taking into account the absence of the patient
[who has to attend a court hearing] and the impossibility of
arranging transport for the examination since 13 March 2003 it is
decided to release him... and recommend the examination in one
month.”
25
March 2003, results of the ultrasound scan of kidneys:
“...Conclusion: liquid mass in prostate.
Pyelonephritis on left.”
3
April 2003, it appears that the entry relates to a telephone
consultation with a uro-oncologist:
“Consultation with the uro-oncologist.
Recommended: ciprofloxacin, urine test, ultrasound scan of the
urinary bladder.”
8
April 2003:
“Urine test performed.”
28
April 2003, results of the ultrasound scan of the urinary bladder:
“...in the left half of the [prostate] there is a
round ... echo-producing mass ... of 7 mm. Conclusion: a mass in
the prostate.”
The
next entry is dated 24 April 2003, although in the records it follows
the entry of 28 April 2003:
“Placed under supervision on account of the
oncological illness.”
The
next entry is again dated 3 April 2003 although in the records it
immediately follows the entry of 24 April 2003:
“At the time of the examination there are no
complaints. The patient refuses to be examined by a uro-oncologist.
Satisfactory condition... Diagnosis: cancer of the urinary bladder.
Condition after the resection of the urinary bladder in 1994.
[Recommended:] Cystoscopy in oncological dispensary no. 3.”
30
April 2003:
“Conclusion: a mass in the prostate.
[Recommended:] consultation of an oncologist.”
8 May
2003:
“Telephone consultation with the uro-oncologist
[Dr M.]. Taking into account the clinical information, results of the
urine test and ultrasound scan, there are no signs of oncological
processes. Recommended: ultrasound scan within three months.”
14
July 2003:
“Urine and blood tests are performed.”
31
July 2003:
“Medical documents are submitted for a
consultation with the uro-oncologist.”
31
July 2003, entry by the uro-oncologist Dr M. following the
examination of the medical documents:
“...Recommended: ultrasound scan of the urinary
bladder and the small pelvis, medication containing iron.”
5
August 2003:
“Ultrasound scan not conducted for technical
reasons. A course of injections of ferum lex to be started on 6
August 2003.”
6
August 2003:
“[The patient is] hospitalised for a course of
treatment for anaemia...”
15
August 2003, examination by a urologist:
“At present treatment by medication containing
iron is not required since there are no symptoms of ... anaemia.
Recommended: medical supervision..., ultrasound scan of the
urogenital system within three months.”
22
August 2003:
“As agreed with [Dr M.], [the patient] is
repeatedly placed in the therapeutic department ... for
antiphlogistic treatment and ultrasound scanning. To be hospitalised
on 25 August 2003.”
4
December 2003, examination before transfer to prison:
“Complaints about weakness, tickling in the
throat, aching in the whole body, pain in the loins, strangury...,
temperature 38o C.... Diagnosis: acute respiratory
disease, condition after the resection of the tumour of the urinary
bladder in 1994. Transfer postponed, [the patient is to be placed in
the] contagious-diseases ward.”
15
December 2003 (two entries):
“[Mr] Popov was placed in the contagious-diseases
ward between 4 and 15 December 2003... He received
treatment with aspirin. He is released in a satisfactory
condition...”
“No complaints. Satisfactory condition...”
24
December 2003, results of the ultrasound scan of kidneys:
“Urinary bladder: symmetrical shape, ... irregular
internal contour, homogeneous contents. Prostate: ... heterogeneous
structure, increased echogenicity, echo-free mass of 8 mm.
Conclusion: symptoms of chronic cystitis, a mass in the prostate.”
Unspecified
date, results of the ultrasound scan of the abdominal cavity:
“...Conclusion: symptoms of chronic
cholecystitis.”
During
the applicant’ detention in the YaCh-91/5 prison in Sarapul the
following entries were recorded.
18
March 2004, entry upon the applicant’s arrival at the YaCh-91/5
prison:
“[Mr Popov] underwent sanitary treatment...
19
March 2004, examination concerning the refusal to perform prison
work:
“At present [Mr Popov] can perform prison work
excluding hard labour.”
19
March 2004, examination by a physician:
“Complaints about pain in the loins, strangury...
In 1994 [Mr Popov] underwent surgery for cancer of the urinary
bladder... Diagnosis: chronic pyelonephritis? Incomplete remission.
Disease of the urinary bladder? Operated urinary bladder.”
9
April 2004, examination concerning the refusal to perform prison work
and morning exercises:
“Chronic cystitis. [Mr Popov] is able to perform
morning exercises.”
9
April 2004, a document signed by the staff of the prison medical unit
to the effect that the applicant refused to undergo a urine test.
26
April 2004, examination concerning the refusal to perform morning
exercises:
“Chronic cystitis... [Mr Popov] is able to perform
morning exercises.”
3
September 2004:
“[Mr Popov] is placed in the therapeutic
department of [the hospital of the Department for the Execution of
Sentences at the YaCh-91/8 prison] for examination (ultrasound scan
and...). Diagnosis: a neoplasm in the prostate.”
7
September 2004, two documents signed by the prison surgeons to the
effect that the applicant refused to undergo treatment on the grounds
that at the moment he had no complaints.
3-13
September 2004:
“Chronic prostatitis... Diagnosis: a cyst of the
prostate (diameter 0.8 cm), urine acid diathesis... According to the
ultrasound scan conducted on 7 September 2004: symptoms of numerous
concretions in both kidneys; symptoms of chronic cholecystitis,
diffuse changes in the prostate, cysts of the prostate. [Mr Popov]
refused operative treatment... Satisfactory condition at the moment
of release [from the medical unit]. Recommended: diuretic tea,
uroseptics...”
Unspecified
date, examination by a physician:
“Complaints about frequent urination... Diagnosis:
chronic pyelonephritis, ..., chronic prostatitis, cyst of the
prostate. Recommended: prophylactic treatment in case of
exacerbation.”
13
December 2004:
“[Mr Popov] submitted a written opinion of Dr L.,
the Director of the Institute of Urology of the Ministry of Health.
He made no complaints about the state of his health and did not apply
to the medical unit [for treatment].”
28
January 2005, a document signed by an attendant of the prison medical
unit to the effect that the applicant had refused to be transported
for an examination at the hospital of the Department for the
Execution of Sentences in the YaCh-91/8 prison.
2. Licences and certificates pertaining to the medical
institutions and their personnel
The
Government submitted the following medical-practice licences and
certificates pertaining to the medical institutions that provided the
applicant with medical assistance and their personnel.
Licence
for the medical unit of remand prison SIZO 77/1, valid from 24 July
2003 to 24 July 2008, with its appendix. The medical unit is licensed
to provide the following types of medical care: pre-doctor care,
including medical practice, roentgenology, paramedical practice;
outpatient care, including neurology, therapeutics, stomatology;
inpatient care, including anaesthesiology, resuscitation,
dermatovenereology, infectious diseases, clinical laboratory
diagnostics, roentgenology, therapeutics, ultrasound diagnostics,
phthisiology, surgery, endoscopy.
Certificates
confirming the qualification of the physician and specialist of the
medical unit of remand prison SIZO 77/1, valid from 11 December
1998 to 11 December 2003, and from 27 October 1998 to 27 October
2003, respectively.
Appendix
of 14 July 2004 to the licence of the medical unit of the YaCh-91/5
prison in Sarapul. The medical unit is licensed to provide the
following types of medical care: pre-doctor care, including medical
business; outpatient care, including psychiatry, roentgenology,
therapeutics, stomatology; inpatient care; other types of work and
services, including public healthcare, temporary disability
examination, medical examination of drivers.
List
of staff of the medical unit of the YaCh-91/5 prison in Sarapul dated
27 January 2005. The staff includes the Deputy Head of the
prison responsible for medical treatment and prophylactics, who
previously worked in resuscitation and therapy, a psychiatrist, a
physician, a dentist and three medical attendants.
Licence
of the medical unit and the hospital of the YaCh-91/8 prison in the
village of Khokhryaki, Republic of Udmurtia, valid from
24 January 2002 to 24 January 2007, and a certificate dated
24 January 2002 pertaining to the same institution. The
medical unit and the hospital are licensed to provide the following
types of medical care: pre-doctor care, including laboratory
diagnostics, medical practice, paramedical practice, examination of
drivers; diagnostics, including laboratory diagnostics, non-invasive
tests, haematological tests, biochemical tests, immunological tests,
radiodiagnostics, roentgenology; outpatient care, including
psychiatry, stomatology, therapeutics, surgery, therapy; inpatient
care, including anaesthesiology, resuscitation, clinical
transfusiology, therapy, surgery.
Licence
of the oncological dispensary in Izhevsk, valid from 10 March
2005 to 10 March 2010. The dispensary is licensed to provide the
following types of medical care: pre-doctor care, including
laboratory diagnostics, operating treatment, roentgenology, nursing,
anaesthesiology and resuscitation, histology, dietology; outpatient
care, including clinical laboratory diagnostics, roentgenology,
oncology, ultrasound diagnostics, endoscopy; inpatient care,
including anaesthesiology and resuscitation, clinical laboratory
diagnostics, pathological anatomy, radiology, roentgenology,
ultrasound diagnostics, oncology, endoscopy; other types of work and
services, including temporary disability examination, control of the
quality of medical aid, epidemiology.
Documents
confirming the qualification of Dr K., the uro-oncologist of the
oncological dispensary in Izhevsk who examined the applicant on
16 September 2005, including a diploma in medicine issued on 30
June 1993, a qualification certificate in oncology valid for five
years from 22 October 1999, employment record.
3. Medical documents submitted by the applicant
16
September 2003, a certificate issued by the Deputy Head of the
medical unit of remand prison SIZO 77/1:
“During his detention in [remand prison] SIZO 77/1
[Mr Popov] was examined and treated in the medical unit a number of
times: between 23 January and 21 March 2003 with the
diagnosis of cancer of the urinary bladder, condition after the
resection; between 6 and 19 August 2003 with the diagnosis of chronic
cystitis in remission, condition after the resection of the urinary
bladder because of the tumour in 1994, chronic prostatitis in
remission; between 25 August and 2 September 2003 with the diagnosis
of chronic cystitis in remission, condition after the resection of
the urinary bladder because of the tumour in 1994, chronic
prostatitis in remission. Satisfactory condition at the time of the
examination. [Mr Popov] can participate in investigative and judicial
proceedings.”
19
March 2004, a certificate issued by a physician of the
YaCh-91/5
prison in Sarapul:
“[Mr Popov] is examined as regards his refusal to
perform [prison] work (because of personal convictions). Complaints:
about pain in the loins, strangury. Conclusion: chronic
pyelonephritis (operated urinary bladder in 1994). His state of
health allows his detention in the disciplinary cell.”
30
August 2004, a letter of the Head of the medical unit of the
YaCh-91/5 prison:
“There is no possibility to examine [Mr Popov] in
the medical unit of the YaCh-91/5 prison (there are no urologists,
oncologists or other specialists except for a physician). All types
of examination, including ultrasound scanning, cystoscopy and
biochemical blood tests can only be carried out at the hospital of
the prison [YaCh-91/8].”
7
September 2004, a written opinion of the uro-oncologist Dr M.:
“...Chronic pyelonephritis and anaemia may be a
consequence of the treatment conducted. Conclusive answer as to the
presence (absence) of recurrent cancer may only be given by
cystoscopy.”
9
September 2004, a statement of the uro-oncologist Dr M.:
“...The information concerning neoplasm in the
urinary bladder [ultrasound scan] was not provided by the [remand
prison SIZO 77/1]. The [applicant’s] medical file was provided
by the medical unit, the information was incomplete.”
28
October 2004, a written opinion of the uro-oncologist Dr L., Director
of the Institute of Urology of the Ministry of Health, obtained upon
the request of the applicant’s representative:
“As regards your request of 2 September 2004
concerning the possibility of suspecting that at present the patient
[Mr] Popov may have recurrent cancer of the urinary bladder at stage
T3 or T4, I have studied the following materials provided by you:
1. Epicrisis ... according to which in 1994
the patient ... underwent resection of the urinary bladder...;
2. Certificate of 17 March 1995 ... about the
results of the histological study... Cancer of the urinary bladder
T3N0M0 was diagnosed, adjunctive chemotherapy was recommended.
3. Extract from the patient’s ...
medical file of 10 August 2004, from which it follows that the
patient is supervised by [oncological dispensary no. 3] since 1994,
he underwent regular medical examinations once every three months,
but has not been examined since May 2002.
4. Extract from the patient’s ...
medical file kept in [remand prison] SIZO 77/1, from which it appears
that in [the remand prison] between May 2002 and March 2004 the
patient was examined only by physicians and surgeons, who at
different times diagnosed him with anaemia, signs of chronic
cystitis, pyelonephritis and prostatitis. This extract unequivocally
shows that over the last two years the patient [Mr] Popov has not
been physically examined by a uro-oncologist. Doctors of [remand
prison] SIZO 77/1 consulted the uro-oncologist [Dr M.] by telephone.
At the same time in January-February 2003 the ultrasound scan of the
abdominal cavity showed an altered shape of the urinary bladder,
pyelectasis on the left, and liquid masses in the prostate of 6-7 mm.
The patient also complained about blood in his urine. Another
ultrasound scan conducted in December 2003 showed thickening of the
walls of the urinary bladder up to 8 mm.
5. Written opinion of the uro-oncologist [Dr
M.] of 7 September 2004 to the effect that the signs of chronic
pyelonephritis and anaemia might be a consequence of the treatment
conducted. Conclusive answer as to the presence (absence) of
recurrent cancer might only be given by cystoscopy. In the opinion of
9 September 2004 [Dr M.] clarified that the doctors of the
medical unit of [remand prison] SIZO 77/1 did not inform him about
the suspicion of a neoplasm in the urinary bladder according to the
results of the ultrasound scan.
6. Certificate of the Head of the medical
unit of [the YaCh-91/5 prison] of 19 March 2004 concerning [Mr]
Popov’s complaints about the pain in his loins and strangury,
and [a certificate] of 30 August 2004 concerning the impossibility of
examining [Mr] Popov in [the prison] conditions because of the
absence in the medical unit of a urologist, an oncologist and other
specialists.
Before coming to a conclusion, it should be noted that
at the current stage of development of medical science no treatment
of cancer of the urinary bladder at the T3N0M0 stage can guarantee
... [absence of] recurrent cancer of the urinary bladder or of ...
remote metastasis. In case of a lack of regular medical supervision
of the patient by an ... uro-oncologist after the special treatment
of cancer of the urinary bladder, belated diagnosis increases the
chances of finding recurrent cancer spreading to adjacent organs,
i.e., when radical surgery would no longer be possible.
In the present case, on the basis of the [above]
documents, taking into account that [the patient] had haematuria,
secondary anaemia, thickening and deformation of the walls of the
urinary bladder according to ultrasound scanning and pyelectasis on
the same side, the recurrent cancer of the urinary bladder can not be
excluded. More accurate conclusions concerning the state of health of
the patient [Mr] Popov may only be made upon his physical examination
in a specialised uro-oncological institution with compulsory
cystoscopy and biopsy.”
11
September 2005, consultation of Dr D., a urologist of Sarapul Town
Hospital No. 1, at the medical unit of the YaCh-91/5 prison.
“At the time of the examination of 11 September
2005 – no complaints. On 7 September 2005 there was
frequent urination with strangury (from [the applicant’s] words
– with concretion). [The applicant] refused physical
examination. Taking into account the anamnesis and the entries in the
medical file the patient might have urolithiasis, secondary chronic
pyelonephritis, chronic prostatitis, cyst of the prostate.
According to the latest urine tests ... there is an
exacerbation probably related to the discharge of the concretion.
Recommended: antibacterial therapy; uroseptics; control
urine tests; ultrasound scanning of kidneys, urinary bladder,
prostate; consultation of a uro-oncologist. Recommended treatment:
notroxolin..., furadonin...
As regards the refusal of a physical examination [the
patient] wrote a statement in the presence of [the prison officials].
16
September 2005, consultation of Dr K., a uro-oncologist of the
oncological dispensary in Izhevsk:
“...Fibrocystoscopy: The urinary bladder stretches
satisfactorily. On the left wall there is a postoperative scar –
no special characteristics. Mucosae around the neck of urinary
bladder is moderately hyperaemic. The orifices of the ureters have no
special characteristics. No areas of tumour growth can be determined
visually. The urethra has no special characteristics. Conclusion: no
indication of recurrent tumour of the urinary bladder. Sign of
chronic cystitis outside exacerbation (lavage fluids are sent for
oncocytological research).
Results of the oncocytological research: quantity 200
ml, yellow colour, neo elements (neoplasm) not found, insignificant
quantity of epithelial cells
with no special characteristics. Recommended: dispensary supervision
with control cystoscopy once a year.
Ultrasound scan... conclusion: no sonographic signs of a
tumour of the urinary bladder. Echo-producing dredge of the urinary
bladder. Ultrasonic signs of the chronic prostatitis. Cyst of the
prostate...
Conclusion: Cancer of the urinary bladder. Condition
after the combined therapy. No signs of progressing oncological
disease. At present [the patient] does not require treatment in a
specialised institution.”
30
December 2005, written opinion of Dr S.,
Deputy Chief Medical Officer of the Institute of Urology
approved by Dr L., the Director of the Institute of Urology of the
Ministry of Health, obtained upon the request of the applicant’s
representative:
“Further to your request of 30 December 2005 I
have studied the following documents:
1. A copy of a protocol of the fibrocystoscopy of 16
September 2005.
2. A copy of the research of the lavage fluids ... of 16
September 2005.
3. A copy of the protocol of the ultrasound scan of the
urinary bladder and prostate of 16 September 2005.
4. A copy of the opinion of [the uro-oncologist of the
oncological dispensary in Izhevsk] of 16 September 2005.
5. A copy of the certificate ... of 30 September 2005
signed by [the uro-oncologist of the oncological dispensary in
Izhevsk].
Having regard to the information contained in your
request and on the basis of the submitted documents I can inform you
of the following:
1. It is not possible to make a judgment concerning the
possibility of transformation of the internal contour of the urinary
bladder and changes to the thickness of the walls of the urinary
bladder only on the basis of the ultrasound scan since there is no
data on the ultrasound scan dynamics. The protocol does not contain
information about the size of the pelvis of the left kidney. The most
objective information about the condition of the wall of the urinary
bladder and surrounding tissues may only be obtained from computer or
magnetoresonance tomography.
2. The submitted results of the cystoscopy
and the cytological research ... may not constitute a sufficient
basis to exclude recurrent cancer of the urinary bladder or continued
tumour growth.
3. Regular outpatient examination of patients with
musculo-invasive cancer (stage T2-T4) includes mandatory performance
of the following examinations: cystoscopy and biopsy at least once a
year, computer tomography of the abdominal cavity and the small
pelvis, ultrasound scanning of the kidneys, urinary bladder, prostate
and liver, and radiography of the thorax.”
Relevant domestic law
Code of Criminal Procedure of 2001
Article
49 § 2 of the Code provides that an advocate is admitted to
participate in the proceedings as defence counsel. At the same time a
court may admit the accused’s close relative or other person
indicated by him to act as his counsel along with the advocate.
Article
220 provides that a bill of indictment should contain information
about, inter alia, the place and time of the offence, the
manner in which it was committed, the motives, the aims and
consequences of the offence and other relevant circumstances. It
should also list prosecution and defence evidence.
Article
234 concerns preliminary hearings. Paragraph 5 provides that when a
party moves to exclude certain evidence and the other party has no
objections, the judge should grant the motion.
Code on Execution of Sentences of 1997
Under
Article 118 of the Code, detainees held in a disciplinary cell should
be allowed a one-hour daily walk outside the cell.
Medical activity and medical information
Under
Article 17 of the Federal Law on Licensing of Certain Types of
Activity, medical activity is licensed. Under the Regulations on
Licensing of Medical Activity adopted by Government Decree no. 499
of
4 July 2002, a licence is required for each type of medical
activity listed in the nomenclature. The nomenclature of medical work
and services was adopted by the Ministry of Health Decree no. 238 of
26 July 2002. According to the nomenclature, urology and oncology are
separate types of medical activity requiring a licence.
Article
61 of the Fundamentals of Legislation on the Protection of Citizens’
Health no. 5487-1 of 22 July 1993, provides that information about a
person’s state of health and other information obtained as a
result of his examination and treatment constitute medical secrets.
Such information may be disclosed without the person’s consent,
inter alia, upon a request of the investigating authorities, a
prosecutor or a court in connection with an investigation or judicial
proceedings.
D. Relevant Council of Europe documents
The
relevant extracts from the General Reports by the European Committee
for the prevention of Torture and Inhuman or Degrading Treatment or
Punishment (“the CPT”) read as follows:
Extracts from the 2nd General Report [CPT/Inf (92) 3]
“43. ...The following criterion (seen as a
desirable level rather than a minimum standard) is currently being
used when assessing police cells intended for single occupancy for
stays in excess of a few hours: in the order of 7 square metres,
2 metres or more between walls, 2.5 metres between floor and ceiling.
...
46. Overcrowding is an issue of direct
relevance to the CPT’s mandate. All the services and activities
within a prison will be adversely affected if it is required to cater
for more prisoners than it was designed to accommodate; the overall
quality of life in the establishment will be lowered, perhaps
significantly. Moreover, the level of overcrowding in a prison, or in
a particular part of it, might be such as to be in itself inhuman or
degrading from a physical standpoint.”
Extracts from the 3rd General Report [CPT/Inf (93)
12]
“a. Access to a doctor
...35. A prison’s health care service
should at least be able to provide regular out-patient consultations
and emergency treatment (of course, in addition there may often be a
hospital-type unit with beds). ... Further, prison doctors should be
able to call upon the services of specialists. ...
Out-patient treatment should be supervised, as
appropriate, by health care staff; in many cases it is not sufficient
for the provision of follow-up care to depend upon the initiative
being taken by the prisoner.
36. The direct support of a fully-equipped
hospital service should be available, in either a civil or prison
hospital. ...
37. Whenever prisoners need to be
hospitalised or examined by a specialist in a hospital, they should
be transported with the promptness and in the manner required by
their state of health.”
Extracts from the 7th General Report [CPT/Inf (97)
10]
“13. As the CPT pointed out in its 2nd
General Report, prison overcrowding is an issue of direct relevance
to the Committee’s mandate (cf. CPT/Inf (92) 3, paragraph 46).
An overcrowded prison entails cramped and unhygienic accommodation; a
constant lack of privacy (even when performing such basic tasks as
using a sanitary facility); reduced out-of-cell activities, due to
demand outstripping the staff and facilities available; overburdened
health-care services; increased tension and hence more violence
between prisoners and between prisoners and staff. This list is far
from exhaustive.
The CPT has been led to conclude on more than one
occasion that the adverse effects of overcrowding have resulted in
inhuman and degrading conditions of detention...”
Extracts from the 11th General Report [CPT/Inf (2001)
16]
“28. The phenomenon of prison
overcrowding continues to blight penitentiary systems across Europe
and seriously undermines attempts to improve conditions of detention.
The negative effects of prison overcrowding have already been
highlighted in previous General Reports...”
Report to the Azerbaijani Government on the visit to
Azerbaijan carried out by the CPT from 24 November to 6 December 2002
“189. ...cell occupancy rates [in the
investigative isolators] should be reduced, with the objective of
offering at least 4 m² of living space per prisoner.”
THE LAW
I. THE GOVERNMENT’S PRELIMINARY OBJECTION
In
the Government’s view the applicant’s contentions that
the medical examination conducted under Rule 39 of the Rules of Court
had not been complete or conclusive amounted to an abuse of the right
of application within the meaning of Article 35 § 3.
Article
35 § 3, in so far as relevant, reads as follows:
“The Court shall declare inadmissible any
individual application submitted under Article 34 which it
considers ... an abuse of the right of application.”
The
Court reiterates that, except in extraordinary cases, an application
may only be rejected as abusive if it was knowingly based on untrue
facts (see Akdivar and Others v. Turkey, judgment of 16
September 1996, Reports of Judgments and Decisions 1996 IV,
§§ 53-54; I.S. v. Bulgaria (dec.), no. 32438/96, 6
April 2000; and Varbanov v. Bulgaria, no. 31365/96, §
36, ECHR 2000 X).
Having
regard to the statements made by the applicant in the present case,
the Court does not consider that they amount to an abuse of the right
of petition. Accordingly the Government’s objection is
dismissed.
II. ALLEGED VIOLATION OF ARTICLE 5 OF THE CONVENTION
The
applicant made a number of complaints under Article 5 of the
Convention concerning his pre-trial detention.
A. Admissibility
The Court reiterates that the six-month time-limit
provided for by Article 35 § 1 of the Convention starts to
run, in connection with a period of pre-trial detention, from the
date on which the charge is determined by a court at first instance,
not the date on which a conviction becomes effective (see Daktaras
v. Lithuania (dec.), no. 42095/98, 11 January 2000). However,
where the applicant had challenged the lawfulness of his pre-trial
detention in separate proceedings, in which a final decision was
delivered after his conviction at first instance, the six-month
time-limit runs from the date of that decision.
The Court notes that
the applicant was convicted at first instance on 10 September
2003. The final decision concerning his appeal against the extension
of his pre-trial detention was delivered on 4 November 2003. However,
the application was not lodged until 14 July 2004,
which is more than six months later. The Court finds, therefore, that
the applicant failed to comply with the six-month time-limit laid
down in Article 35 § 1 of the Convention.
It follows that this
part of the application must be rejected pursuant to Article 35 §
4 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
The
applicant complained under Article 6 § 1 of the Convention
alleging a violation of his right to a fair hearing by an impartial
tribunal within a reasonable time. In particular, he complained that
the bill of indictment had not been drawn up in accordance with the
law in that it had not specified the particular circumstances of the
offence with which he had been charged or the evidence against him.
The applicant alleged that such defects of the bill of indictment had
effectively placed on him the burden of having to prove his innocence
in subsequent judicial proceedings. He also complained about the
dismissal on 19 May 2003 of his application to have certain evidence
declared inadmissible. The applicant complained under Article 6 §
3 (c) of the Convention about the dismissal on 18 June 2003 of the
motion to admit his uncle to participate in the proceedings as his
representative. He further complained under Article 6 § 3 (d) of
the Convention about the dismissal of his motion to call Mrs R. at
the hearing and to adjourn the hearing in order to call Mr Kh.
Article
6 of the Convention, in so far as relevant, provides as follows:
“1. In the determination ... of any
criminal charge against him, everyone is entitled to a fair and
public hearing within a reasonable time by an independent and
impartial tribunal ...
2. Everyone charged with a criminal offence
shall be presumed innocent until proved guilty according to law.
3. Everyone charged with a criminal offence
has the following minimum rights:
...
(c) to defend himself in person or through
legal assistance of his own choosing or, if he has not sufficient
means to pay for legal assistance, to be given it free when the
interests of justice so require;
(d) to examine or have examined witnesses
against him and to obtain the attendance and examination of witnesses
on his behalf under the same conditions as witnesses against him;
...”
The
Government submitted that on 8 September 2003 the applicant’s
counsel had applied to call Mrs R. at the hearing, to confirm the
applicant’s alibi and provide information about his
personality. The prosecutor had objected on the ground that the
information about the applicant’s personality would be obtained
from his relatives. For these reasons the judge of the
Preobrazhenskiy District Court dismissed the application.
Furthermore, the Government averred that the circumstances to which
the applicant’s counsel had referred in his application for the
examination of Mrs R. had been established on the basis of the
statements of Mrs P., Miss K. and Mrs K. The Government further
submitted that Mr Kh. had not appeared at the hearing of 8
September 2003 and neither of the parties had applied to adjourn the
hearing.
The
applicant insisted that the failure of the investigative authorities
to specify in the bill of indictment the circumstances of the offence
and the evidence against him had placed on him the burden of proof of
his innocence. At the same time, the fact that the trial court had
accepted his case for consideration with the deficient bill of
indictment proved that it had not been impartial and had effectively
assumed the functions of the prosecution. According to the applicant,
this was further evidenced by the fact that the court had dismissed
all his applications for release pending trial. Furthermore, while
the prosecutor had raised no objections against the applicant’s
motion of 19 May 2003 to have certain evidence declared inadmissible,
the trial court had not granted the motion. The court had thereby
breached Article 234 § 5 of the Code of Criminal Procedure,
which provided that in the absence of objections from the other party
the court should grant the motion to exclude evidence. The applicant
contended that this had violated the equality of arms and undermined
the fairness of the proceedings. The applicant averred that the trial
court had also refused his motion to adduce certain additional
evidence. Furthermore, the minutes of the hearings had not been
accurate and some statements had either been misinterpreted or not
reflected in the minutes at all. The applicant also
contended that his right to legal assistance of his choosing had been
violated by the trial court’s decision of 17 February 2003 to
disallow his uncle further participation in the proceedings as his
representative.
As
regards the witnesses Mrs R. and Mr Kh., the applicant submitted that
his application to have them examined during the preliminary
investigation had been granted by the Deputy Prosecutor on 2 July
2002. However, the examination had never taken place. Later Mrs R.
had been summoned to a court hearing. This is confirmed by her
signature on the document dated 9 September 2003 in which she
acknowledged that as a witness she had been notified about criminal
responsibility for giving false evidence. However, she had not been
given the opportunity to testify at the trial. In any event, the
denial of her examination at the hearing for the reason that the
information about the applicant’s personality had been provided
by his relatives had been arbitrary since the defence had applied for
the examination of Mrs R. in order to confirm his alibi. As for
Mr Kh., the defence had sought adjournment of the hearing of
9 September 2003 in order to call him as a witness, as reflected
in the minutes of the hearing. In sum, the applicant contended that
his right to a fair hearing within a reasonable time by an impartial
tribunal, as guaranteed by Article 6, had been violated.
A. Admissibility
1. Length of the proceedings
In
so far as the applicant may be understood to complain about the
length of the criminal proceedings against him, the Court reiterates
that the reasonableness of the length of proceedings must be assessed
in the light of the circumstances of the case and with reference to
the criteria established by its case-law, particularly the complexity
of the case and the conduct of the applicant and of the relevant
authorities (see, among many other authorities, Kudła v.
Poland [GC], no. 30210/96, § 124, ECHR 2000 XI).
The
Court notes that the proceedings in question commenced on
14 May 2002 and ended on 20 January 2004. They thus lasted
one year, eight months and eight days, at two levels of jurisdiction.
The Court considers that this period does not exceed a reasonable
time within the meaning of Article 6 § 1 and does not find
that the conduct of the domestic authorities led to any significant
delays in the proceedings.
It
follows that this part of the application must be rejected as being
manifestly ill-founded, pursuant to Article 35 §§ 3 and 4
of the Convention.
2. Other complaints under Article 6 of the Convention
The Court notes that the remainder of the applicant’s
complaints under Article 6 of the Convention is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention. It further notes that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
B. Merits
1. Alleged defects of the bill of indictment
Inasmuch
as the complaint concerns the presumption of innocence guaranteed by
Article 6 § 2, the Court considers that there is no indication
that any alleged defects of the bill of indictment led to the
applicant’s being presumed guilty of a criminal offence before
he was convicted by a court of competent jurisdiction. Inasmuch as
the complaint concerns the fairness of the proceedings before the
trial court, it will be examined by the Court below.
2. Admissibility of the identification reports
The
Court reiterates that while Article 6 guarantees the right to a fair
hearing, it does not lay down any rules on the admissibility of
evidence as such, which is therefore primarily a matter for
regulation under national law (see Schenk v. Switzerland,
judgment of 12 July 1988, Series A no. 140, p. 29, §§
45-46). It is not the role of the Court to determine, as a matter of
principle, whether particular types of evidence may be admissible.
The Court’s task is to ascertain that the rights of the defence
have been respected, by examining in particular whether the applicant
was given the opportunity of challenging the authenticity of the
evidence and of opposing its use (see, mutatis mutandis, Allan
v. the United Kingdom, no. 48539/99, § 43, ECHR
2002 IX).
The
Court notes that on 19 May 2003 the applicant filed a motion to have
the record of his interview on 14 May 2002 and the records
of the identification parades excluded from the body of evidence as
inadmissible. The court dismissed the motion on the grounds that the
issue was to be decided when it came to examining the applicant’s
case on the merits. In its judgment of 10 September 2003 the
Preobrazhenskiy District Court dismissed the applicant’s motion
on the grounds that the evidence had been obtained in accordance with
domestic law. The court reached this conclusion having regard, inter
alia, to witness statements made at the hearing as to the absence
of any irregularities in the conduct of the identification parades.
These findings of the trial court were confirmed on appeal by the
Moscow City Court on 20 January 2004. Therefore, the
evidence the applicant sought to exclude was subject to adversarial
proceedings and the applicant was able to challenge it before the
courts at two levels of jurisdiction, which found no breaches of
domestic procedure in the way the evidence had been obtained.
In
these circumstances the Court finds that there has been no violation
of Article 6 § 1 of the Convention in this respect.
3. Right to legal assistance of one’s own
choosing
The
Court first notes that the guarantees in paragraph 3 of Article 6
are specific aspects of the right to a fair trial in criminal
proceedings as set forth in paragraph 1 of the same Article.
Accordingly, the applicant’s complaint will be examined under
these provisions taken together (see, among other authorities, Benham
v. the United Kingdom, judgment of 10 June 1996,
Reports of Judgments and Decisions 1996-III, p. 756,
§ 52).
The
Court reiterates at the outset that, read as a whole, Article 6
guarantees the right of an accused to participate effectively in a
criminal trial. In general this includes not only the right to be
present, but also the right to receive legal assistance, if
necessary, and to follow the proceedings effectively. Such rights are
implicit in the very notion of an adversarial procedure and can also
be derived from the guarantees contained in sub-paragraphs (c) and
(e) of Article 6 § 3 (see, among other authorities, Stanford
v. the United Kingdom, judgment of 23 February 1994,
Series A no. 282-A, pp. 10–11, § 26).
The
Court reiterates that Article 6 § 3 (c) entitles an accused
to be defended by counsel “of his own
choosing”. Notwithstanding the importance of a
relationship of confidence between lawyer and client, the right to
choose one’s own counsel cannot be considered to be absolute
(see Croissant v. Germany, judgment of 25 September 1992,
Series A no. 237-B, § 29).
The
Court notes that Article 49 § 2 of the Code of Criminal
Procedure provides that the court may allow the accused to be
represented, along with the advocate by a close relative or another
person chosen by him. The Court observes, however, that this power is
discretionary. It is for domestic courts to ensure in each particular
case that the accused is properly defended and to decide whether such
leave should be granted.
The
Court further notes that in the proceedings before the trial court
the applicant was represented by an advocate of his choosing. On
17 February 2003 the applicant sought leave to have his
uncle admitted to the proceedings as his representative. The leave
was refused by the trial court on the grounds that the applicant was
represented in the proceedings by an advocate.
The
Court finds that the trial court’s refusal to admit the
applicant’s uncle to the proceedings as his representative
while he was represented by an advocate of his choosing did not lead
to a violation of his rights under Article 6 § 3 (c)
in conjunction with Article 6 § 1 of the
Convention.
4. Attendance of defence witnesses Mrs R. and Mr Kh.
As
the guarantees of paragraph 3 (d) of Article 6 are specific aspects
of the right to a fair trial set forth in paragraph 1 of this
Article, the Court will consider the complaint concerning the failure
to examine Mrs R. and Mr Kh. in the hearing under the two provisions
taken together (see Asch v. Austria, judgment of 26 April
1991, Series A no. 203, p. 10, § 25).
The
Court reiterates that the admissibility of evidence is primarily
governed by the rules of domestic law. As a general rule, it is for
the national courts to assess the evidence before them as well as the
relevance of the evidence which defendants seek to adduce (see, among
other authorities, Barberà, Messegué and Jabardo v.
Spain, judgment of 6 December 1988, Series A no. 146, p. 31,
§ 68). More specifically, Article 6 § 3 (d) leaves it to
them, again as a general rule, to assess whether it is appropriate to
call witnesses, in the “autonomous” sense given to that
word in the Convention system (see Asch v. Austria, judgment
of 26 April 1991, Series A no. 203, p. 10, § 25); it “does
not require the attendance and examination of every witness on the
accused’s behalf: its essential aim, as is indicated by the
words ‘under the same conditions’, is a full ‘equality
of arms’ in the matter” (see, among other authorities,
Engel and Others v. the Netherlands, judgment of 8 June 1976,
Series A no. 22, pp. 38-39, § 91, and Bricmont v.
Belgium, judgment of 7 July 1989, Series A no. 158, p. 31, § 89).
The
Court reiterates that the principle of equality of arms implies than
the applicant must be “afforded a reasonable opportunity to
present his case under conditions that do not place him at a
disadvantage vis-à-vis his opponent” (see Bulut v.
Austria, judgment of 22 February 1996, Reports of Judgments
and Decisions 1996 II, § 47).
The
concept of “equality of arms” does not, however, exhaust
the content of paragraph 3 (d) of Article 6, nor that of paragraph 1,
of which this phrase represents one application among many others.
The task of the Court is to ascertain whether the proceedings at
issue, considered as a whole, were fair as required by paragraph 1
(see, among other authorities, Delta v. France, judgment of 19
December 1990, Series A no. 191, p. 15,
§ 35, and Vidal
v. Belgium, judgment of 22 April 1992, Series A no. 235 B,
§ 33).
Therefore,
even though it is normally for the national courts to decide whether
it is necessary or advisable to call a witness, there might be
exceptional circumstances which could prompt the Court to conclude
that the failure to hear a person as a witness was incompatible with
Article 6 (see Bricmont v. Belgium, cited above, § 89,
and Destrehem v. France, no. 56651/00, § 41, 18
May 2004).
In
order to decide whether the applicant in the instant case was
afforded the opportunity to present his case without being placed at
a disadvantage vis-à-vis the prosecution, and whether the
proceedings were conducted fairly, the Court will first examine what
constituted the basis of the applicant’s conviction (see,
mutatis mutandis, Destrehem v. France, cited above, §
43).
The
Court notes that the applicant’s conviction for murder rested
on statements of four schoolboys, M., Z., F. and Sh., from a school
for children with impaired hearing. The schoolboys were not
eyewitnesses to the murder, but on 26 September 2001, the
date of the murder, they had seen two young men fighting and had
subsequently learned that one of them had been found dead later that
day. At the identification parade held half a year after the event M.
had recognised the applicant as one of the men he had seen on
26 September 2001 and later confirmed this statement at a
hearing on 8 September 2003 before the Preobrazhenskiy District
Court. Z. had stated at the identification parade that he recognised
the applicant. At the hearing he submitted that he could no longer
remember what the offender had looked like. F. had stated at the
identification parade that he had not been quite sure he could
recognise the applicant and at the hearing he stated that he did not
recognise him. Sh., who was not examined at the hearing, had stated
at the identification parade that he had never seen the applicant
before. The schoolboys’ teacher, examined at the hearing,
submitted that they suffered from certain memory problems or
forgetfulness, because of which they could not adequately recollect a
situation after half a year. The trial court accepted the schoolboys’
statements as evidence that the applicant had fought with the victim
on the date of murder. The identification evidence before the court
thus comprised the conflicting evidence of four schoolchildren who
had difficulties in recollecting events after half a year, and the
identification parade itself had taken place more than half a year
after the fight to which the identification related.
The
Court notes that in the judgment of 10 September 2003 the
Preobrazhenskiy District Court held that the applicant’s guilt
was also confirmed by other evidence. Among the other evidence the
court listed the victim’s post-mortem reports; crime scene
reports; inspection reports concerning the victim’s computer
and diskettes; inspection reports concerning the computer and
diskettes of a certain Mr X.; inspection reports concerning the
applicant’s personal items; references of Internet providers;
the statement of the computer expert, Mr G., to the effect that the
password and log-in identification of each user were individual and
allowed the location of the user and his correspondence with other
users to be determined; and the statement of Mr B., who submitted
that on the Internet the applicant had used the nickname “Spencer”
and that he had a black leather jacket. The Court notes, however,
that the trial court gave no explanation as to how the above items
proved the applicant’s guilt, nor indeed why they were relevant
to the case at all, save for the victim’s post-mortem and the
crime scene reports, the relevance of which is obvious, but they do
nothing more than confirm the death. At the same time the trial court
established neither the reason for the quarrel that took place on
26 September 2001 nor the murder weapon. The court of
appeal did not make its own assessment of the facts. Therefore, in
the Court’s view, the applicant’s murder conviction was
to a decisive degree based on the assumption that the applicant had
been involved in a fight with the victim near the crime scene, which
the trial court found to be corroborated by the schoolboys’
statements.
The
Court observes that in circumstances where the applicant’s
conviction was based primarily on the assumption of his being in a
particular place at a particular time, the principle of equality of
arms and, more generally, the right to a fair trial, implied that the
applicant should be afforded a reasonable opportunity to challenge
the assumption effectively.
The
Court notes that the applicant sought leave to call before the trial
court several witnesses who, according to him, could have confirmed
his alibi. This included Mrs P., his mother, Miss K., his girlfriend,
Mrs K., his girlfriend’s mother, Mrs R., his neighbour, and
Mr Kh., a carpenter who was performing certain work in his flat
on the relevant date. The trial court heard evidence from Mrs P.,
Miss K. and Mrs K., who gave details of the applicant’s
whereabouts on 26 September 2001. They stated that he had spent the
day at home with his mother and the evening with his girlfriend.
However, the court dismissed the witnesses’ statements on the
ground that being the applicant’s relatives they had tried to
help him.
The
Court further notes that during the preliminary investigation the
applicant’s counsel applied to have Mrs R. and Mr Kh., who were
not the applicant’s relatives, examined as witnesses. On 2 July
2002 the Deputy Prosecutor granted the application. However, neither
Mrs R. nor Mr Kh. was ever examined. On 17 February 2003 the
Preobrazhenskiy District Court granted the applicant’s
counsel’s motion to call Mrs R. at the hearing. However, she
was not examined. On 8 September 2003 the applicant’s counsel
again applied to have Mrs R. examined at the hearing in order to
confirm the applicant’s alibi and to provide information about
his personality. The prosecutor objected on the ground that the
information about the applicant’s personality would be provided
by his relatives. The judge dismissed the motion without giving any
reasons. It appears that Mrs R. was present at the hearing on
the next day; however, she was never examined before the court.
As
regards Mr Kh., the Government submitted that on 8 September 2003
neither party had applied to have the hearing adjourned in order to
call him. The Court notes firstly that Mr Kh. appeared at the hearing
of 17 February 2003. However, the hearing was adjourned and he was
not examined. The minutes of the hearing on 8 September 2003 stated
that the witnesses “appeared”. The minutes of the hearing
on 9 September 2003 did not specify whether the witnesses
appeared. However, at the end of the hearing the applicant’s
counsel sought leave to supplement the pleadings by summoning and
hearing evidence from Mr Kh. Such leave was refused on the ground
that Mr Kh. had been notified about the hearing and had failed to
appear. Therefore, Mr Kh. was clearly present at the hearing on 17
February 2003, there is no evidence of his absence at the hearing on
8 September 2003, and on 9 September 2003 the defence sought to
supplement the pleadings by calling him. In these circumstances the
Court finds that the failure to examine Mr Kh. in the trial court
cannot be attributed to the defence’s own omission.
The
Court further notes that in refusing to examine Mrs R. and Mr Kh.
the trial court did not consider whether their statements could have
been important for the examination of the case. However, from the
fact that the defence’s previous motions to have them examined
were formally granted a number of times both during the preliminary
investigation and the court proceedings, it follows that the domestic
authorities agreed that their statements could have been relevant.
Clearly,
it is not the Court’s function to express an opinion on the
relevance of the evidence or, more generally on the applicant’s
guilt or innocence. However, it is for the Court to ascertain whether
the proceedings in their entirety, including the way in which the
evidence was taken, were fair (see Asch v. Austria, cited
above, § 26). Taking into account that the applicant’s
conviction was founded upon conflicting evidence against him, the
Court finds that the domestic courts’ refusal to examine the
defence witnesses without any regard to the relevance of their
statements led to a limitation of the defence rights incompatible
with the guarantees of a fair trial enshrined in Article 6 (see Vidal
v. Belgium, cited above, § 34).
Having
regard to the particular circumstances of the present case, the Court
considers that there has been a violation of Article 6 § 3 (d)
in conjunction with Article 6 § 1 of the Convention.
IV. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION IN
RESPECT OF THE ILL-TREATMENT IN REMAND PRISON SIZO 77/1 IN MOSCOW
The
applicant complained that in remand prison SIZO 77/1 in Moscow he had
regularly been beaten by his cellmates and threatened with murder,
allegedly with the consent or even under the instructions of the
prison and investigative authorities, who had tried to force him into
self-incrimination. The Court shall examine the complaint under
Article 3 of the Convention, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
The
Government submitted that during the applicant’s detention in
the remand prison he had not been subjected to any form of
ill-treatment and had sustained no injuries.
The
applicant insisted on his allegations of having been ill-treated in
the remand prison. He submitted that he had systematically been
beaten and threatened with death by his cellmates, with the
encouragement of the investigative authorities and the support of the
remand prison administration. He alleged that they had tried to force
him into self-incrimination in order to obtain some substantiation of
the manifestly unfounded criminal charges against him. The applicant
contended that he had provided the Court with an accurate description
of the ill-treatment to which he had been subjected and the injuries
he had sustained. He claimed that in the remand prison he had not
been examined by a doctor in this connection and his applications and
complaints had not reached the addressees. The applicant drew the
Court’s attention to the entry in his medical file recording
healing paraorbital haematomas and other entries stating his
complaints about the pain in his loins, strangury and haematuria. He
argued that they constituted evidence of his being ill-treated in the
remand prison. On 10 September 2004, after his transfer to the
YaCh-91/5 prison in Sarapul, his mother had applied to the Department
for the Execution of Sentences to have him examined, inter alia,
by a traumatologist. However, the examination was never conducted.
A. Admissibility
The
Court reiterates that allegations of ill-treatment must be supported
by appropriate evidence. To assess this evidence, the Court has
adopted the standard of proof “beyond reasonable doubt”,
but has added that such proof may follow from the coexistence of
sufficiently strong, clear and concordant inferences or of similar
unrebutted presumptions of fact (see Labita v. Italy [GC], no.
26772/95, § 121, ECHR 2000 IV). Where an individual is
taken into police custody in good health but is found to be injured
at the time of release, it is incumbent on the State to provide a
plausible explanation of how those injuries were caused, failing
which an issue arises under Article 3 of the Convention (see Tomasi
v. France, judgment of 27 August 1992, Series A no. 241-A,
pp. 40-41, §§ 108-11, and Ribitsch v. Austria,
judgment of 4 December 1995, Series A no. 336,
pp. 25-26, §
34).
The
Court notes that, according to the applicant, despite his requests a
medical examination of the injuries he had allegedly sustained was
never conducted. However, the applicant has not provided the Court
with any other evidence, such as witness statements, nor any
documents to show that he had actually requested a medical
examination in remand prison SIZO 77/1 in order to record his
injuries.
The
Court further notes that the applicant’s medical file contains
the entry of 1 September 2002 recording healing
paraorbital haematomas. Neither his medical file nor other
documents contain any information as to the nature and origin of the
haematomas. The Court considers that on the basis of this entry it is
unable to conclude that the injuries observed unequivocally
constituted outward signs of the use of physical force towards the
applicant (see, by contrast, Tomasi v. France, cited above,
§ 113).
Furthermore,
from the materials of the case it appears that the applicant did not
bring his allegations to the attention of domestic authorities at the
time when they could reasonably have been expected to take measures
in order to ensure his security and to investigate the circumstances
in question. As for the argument raised in the applicant’s
observations that his applications and complaints had not reached
their addressees, the Court notes that the applicant did not submit
any evidence that he had sent any complaints concerning the alleged
ill-treatment in remand prison SIZO 77/1 to the competent
domestic authorities. Moreover, in his letter of 26 August 2004 the
applicant expressly wrote to his representative that he had not made
any complaints in this regard because he had been threatened with
murder. The Court observes, however, that the applicant presented no
evidence, such as witness statements, that he had actually received
such threats. The Court cannot regard the entry of 1 September
2002 as evidence of death threats the applicant had allegedly
received or induce that he was otherwise prevented from lodging
relevant complaints before domestic authorities.
Accordingly,
there is an insufficient evidentiary basis to conclude beyond
reasonable doubt that the applicant was subjected to ill-treatment in
remand prison SIZO 77/1 in Moscow, as alleged by him, or that the
authorities failed to ensure his security in custody or to comply
with the procedural obligation under Article 3 to conduct an
effective investigation into his allegations.
It
follows that this part of the application is manifestly ill-founded
and must be rejected in accordance with Article 35 §§ 3 and
4 of the Convention.
V. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION IN
RESPECT OF CONDITIONS OF DETENTION IN REMAND PRISON SIZO 77/1 IN
MOSCOW
The
applicant complained that the medical assistance available to him in
remand prison SIZO 77/1 in Moscow had been inadequate. In particular,
he alleged that after his arrest he did not receive regular medical
supervision, including examination by specialists and specialised
tests, as required following the resection of the tumour of the
urinary bladder that he had undergone in 1994. He also alleged that
he was not receiving the treatment appropriate to his condition and
was only occasionally given painkillers. The applicant further
complained about allegedly appalling material conditions of detention
in remand prison SIZO 77/1 in Moscow. The applicant relied on
Articles 2 and 3 of the Convention. The Court will examine the
complaint under Article 3 of the Convention.
(a) Medical assistance
The
Government submitted that during the applicant’s detention in
remand prison SIZO 77/1 he was placed for examination and treatment
in the medical unit on several occasions. Between 23 January and 21
March 2003 he had been examined by a urologist, a surgeon and a
physician. The applicant had undergone an electrocardiogram and two
ultrasound scans of the urogenital system. He had also had general
and biochemical blood tests and a urine test. Between 6 and 19 August
2003 the applicant had undergone a similar course of treatment. On 15
August 2003 he had been examined by a urologist who had found no
signs of a recurrent tumour. The applicant had again been placed in
the medical unit between 25 August and 3 September 2003.
The examination had showed no signs of anaemia and he had been
released in a satisfactory state. The specialists who had examined
the applicant had been suitably qualified. The examination and
treatment provided had been appropriate to his condition. The
Government noted that the applicant had not lodged any complains
concerning the medical assistance available to him before the
domestic courts.
The
applicant disagreed with the Government’s submissions. He noted
that the medical unit of remand prison SIZO 77/1 in Moscow did not
have a medical licence to practice either urology or oncology.
Therefore, the specialists who had examined him had not been
qualified to assess his condition, let alone to provide adequate
treatment. He further submitted that after the operation performed in
1994 he had been under the supervision of oncological dispensary
no. 3 in Moscow. He had undergone regular medical examinations,
including examination by a uro-oncologist and a cystoscopy, once
every three to six months, and had required the same scope of
supervision after his arrest. However, during his detention in remand
prison SIZO 77/1 the medical personnel had only consulted his
uro-oncologist by telephone and had not provided the latter with
complete information about the applicant’s health. In
particular, they had not informed his doctor about the neoplasm in
his prostate. He had not been physically examined by a
uro-oncologist and had not undergone specialised tests. He
contended that the medical assistance had not been adequate.
(b) Material conditions of detention
The
Government submitted that in remand prison SIZO 77/1 in Moscow the
applicant had been provided with an individual bed, bedding and
clothing in conformity with prison standards. The light in the cells
had also met prison standards and the artificial light had been
turned on and off upon the inmates’ requests. The cells had had
natural and artificial ventilation. The applicant had been able to
take a shower at least once a week. The applicant had not shared
accommodation with inmates infected with tuberculosis or HIV. He had
received hot meals three times a day. The Government also noted that
between 2002 and 2004 the cells in remand prison SIZO 77/1 in Moscow
had been renovated. At present the sanitary condition of the cells
was satisfactory. In most of the cells a lavatory pan was separated
from the living area by a concrete partition. In cell no. 143 it is
placed in an isolated cabin. All the cells had cold running water;
some of them had hot running water as well. The temperature in the
cells was 19oC. and they had central heating. The cells
were fitted with bunk beds and the inmates were provided with
appropriate bedding. There were neither insects nor rodents in the
cells. The Government also noted that the applicant had not lodged
any complaints concerning the conditions of detention in remand
prison SIZO 77/1 before the Moscow courts. In the Government’s
view, the complaint was manifestly ill-founded.
The
applicant noted firstly that the information provided by the
Government concerning the numbers of the cells where he had been
held, their surface area and the number of inmates held therein
differed from his submissions in that connection. He presumed that
the difference as to the cell numbers might be due to the fact that
during his detention in remand prison SIZO 77/1 the doors of
some cells had been repainted and their numbers changed. The
applicant pointed out that his submissions in this regard were
confirmed by the envelopes of his letters to his mother where the
numbers of the cells had been indicated. He also surmised that the
Government had provided the information about the cells’
surface area and the number of the inmates held therein in relation
to their state after the renovation. Overall he insisted on the
accuracy of his account of the conditions of detention in remand
prison SIZO 77/1 and contended that they had been in breach of
Article 3.
A. Admissibility
Inasmuch
as the Government may be understood to claim that the applicant has
not complied with the rule of exhaustion of domestic remedies, the
Court reiterates that Article 35 § 1 of the Convention provides
for a distribution of the burden of proof. It is incumbent on the
Government claiming non-exhaustion to satisfy the Court that the
remedy was an effective one available in theory and in practice at
the relevant time, that is to say, that it was accessible, capable of
providing redress in respect of the applicant’s complaints and
offered reasonable prospects of success (see Selmouni v. France
[GC], no. 25803/94, § 76, ECHR 1999-V, and Mifsud v. France
(dec.), no. 57220/00, § 15, ECHR 2002-VIII). The Court
further reiterates that the domestic remedies must be “effective”
in the sense either of preventing the alleged violation or its
continuation, or of providing adequate redress for any violation that
had already occurred (see Kudła v. Poland [GC], no.
30210/96, § 158, ECHR-XI).
The
Court observes that the Government merely noted that the applicant
had not lodged any complaints concerning the conditions of detention
and medical assistance available to him in remand prison SIZO 77/1
before the Moscow courts. The Government neither specified what type
of claim would have been an effective remedy in their view, nor
provided any further information as to how such a claim could have
prevented the alleged violation or its continuation or provided the
applicant with the adequate redress. In the absence of such evidence
and having regard to the above-mentioned principles, the Court finds
that, inasmuch as the Government may be understood to raise the plea
of non-exhaustion, they did not substantiate that the remedy the
applicant had allegedly failed to exhaust was an effective one (see,
among other authorities, Kranz v. Poland, no. 6214/02, §
23, 17 February 2004, and Skawinska v. Poland (dec.),
no. 42096/98, 4 March 2003).
For the above reasons, the Court finds that the
complaint cannot be rejected for non-exhaustion of domestic remedies.
It considers that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. General principles
The
Court recalls that Article 3 of the Convention enshrines one of the
most fundamental values of democratic society. It prohibits in
absolute terms torture or inhuman or degrading treatment or
punishment, irrespective of the circumstances and the victim’s
behaviour (see, among other authorities, Labita v. Italy [GC],
no 26772/95, § 119, ECHR 2000-IV). However, to fall under
Article 3 of the Convention, ill-treatment must attain a minimum
level of severity. The assessment of this minimum level of severity
is relative; it depends on all the circumstances of the case, such as
the duration of the treatment, its physical and mental effects and,
in some cases, the sex, age and state of health of the victim (see
Valašinas v. Lithuania, no. 44558/98, §§
100–101, ECHR 2001-VIII).
The
Court has consistently stressed that the suffering and humiliation
involved must in any event go beyond that inevitable element of
suffering or humiliation connected with a given form of legitimate
treatment or punishment (see, as a recent authority, Labzov v.
Russia, no. 62208/00, § 42, 16 June 2005).
Measures depriving a person of his liberty may often involve such an
element. Nevertheless, under this provision the State must ensure
that a person is detained in conditions which are compatible with
respect for his human dignity, that the manner and method of
execution of the measure do not subject him to distress or hardship
of an intensity exceeding the unavoidable level of suffering inherent
in detention and that, given the practical demands of imprisonment,
his health and well-being are adequately secured by, among other
things, providing him with the requisite medical assistance (see
Kudla v. Poland, cited above, §§ 92-94).
When
assessing conditions of detention, account has to be taken of the
cumulative effects of those conditions, as well as the specific
allegations made by the applicant (see Dougoz v. Greece, no.
40907/98, § 46, ECHR 2001-II).
2. Application in the present case
The
Court notes that in 1994 the applicant underwent a resection of the
cancerous tumour of the urinary bladder and subsequent chemotherapy.
The
Court observes that given the nature of the applicant’s
ailment, his condition required specialised medical supervision for
timely diagnosis and treatment of possible recurrent cancer. In order
to establish the scope of such supervision, the Court must have
regard to the medical documents submitted by the parties. According
to the records in the applicant’s medical file, after the
resection of the cancerous tumour in 1994 he was recommended
supervision by a uro-oncologist. Since that time until his arrest the
applicant was under the supervision of the oncological dispensary no.
3 in Moscow, where he was regularly examined by Dr M. According to
the opinion of Dr M. of 7 September 2004, a conclusive answer as to
the presence or absence of the recurrent cancer could only be
obtained by a cystoscopy. According to the opinion of Dr L., Director
of the Institute of Urology of the Ministry of Health, of 28 October
2004, such an answer could be obtained from cystoscopy and biopsy.
During the applicant’s placement in the medical unit of remand
prison SIZO 77/1 of Moscow between 23 January and 21 March 2003,
examination by a uro-oncologist and a cystoscopy were recommended for
him. On 1 September 2005 Dr D., a urologist from Sarapul
Town Hospital No. 1 who examined the applicant at the medical unit of
the YaCh-91/5 prison recommended consultation with a uro-oncologist.
Dr K., a uro-oncologist of the oncological dispensary in Izhevsk, who
examined the applicant on 16 September 2005 within the framework of
the medical examination under Rule 39 of the Rules of Court,
recommended dispensary supervision with follow-up cystoscopy once a
year. Having regard to the above, the Court concludes that the
minimum scope of medical supervision required for the applicant’s
condition included regular examinations by a uro-oncologist and
cystoscopy at least once a year. The Court will further examine
whether this scope of medical supervision was available to the
applicant.
From
the medical documents submitted by the parties it appears that during
his detention in remand prison SIZO 77/1 the applicant often
complained about the pain in his loins and kidneys. He was regularly
examined by a physician and a medical assistant of the remand prison
medical unit. He underwent a number of blood and urine tests and
ultrasound scans and was prescribed certain medication. The applicant
was also placed on three occasions in the medical unit for
examination and treatment. During his placement at the medical unit
between 23 January and 21 March 2003 he was regularly examined by the
Head of the unit’s surgical department. An examination by a
uro-oncologist and cystoscopy were recommended for him. The
examination was scheduled a number of times but did not take place
because the applicant had to attend court hearings that coincided
with the medical appointments. The applicant was released on 21 March
2003 without the examination having been conducted. It was
recommended within one month but never in fact took place. On
15
August 2003 the applicant was examined by a urologist. On a number of
occasions the prison doctors consulted the applicant’s
uro-oncologist, Dr M., by telephone. However, according to
Dr M.’s statement of 9 September 2004 he was provided
with incomplete information concerning the applicant’s
condition. In particular, he was not provided with the information
concerning the neoplasm detected by the ultrasound scan. In the
Court’s view, the fact that the information concerning the
applicant’s state of health made available to Dr M. was
incomplete made it impossible for him to make an accurate diagnosis
of the applicant’s condition and recommend appropriate
treatment.
Therefore,
over a period of one year and nine months during his detention the
applicant underwent neither examination by a uro-oncologist nor
cystoscopy. Having regard to its findings in paragraph 211 above, the
Court considers that in remand prison SIZO 77/1 the applicant was not
provided with the medical assistance required for his condition.
The
Court further notes that in the present case the parties have
disagreed as to the material conditions of the applicant’s
detention at remand prison SIZO 77/1 in Moscow. However, in the
present case the Court does not consider it necessary to establish
the truthfulness of each and every allegation of the parties, because
it may find a violation of Article 3 on the basis of the facts that
have been presented or are undisputed by the respondent Government,
for the following reasons.
The
main characteristic, which the parties have in principle agreed upon,
is the applicant’s allegation that the cells were
overpopulated, although they gave differing accounts of the numbers
and surface areas of the cells and the exact numbers of inmates held
therein simultaneously. From the figures submitted by the Government
it appears that for almost a year and a half of the applicant’s
detention in remand prison SIZO 77/1, excluding the periods when the
applicant was placed in the medical unit, at any given time there was
0.9 to 2.34 sq. m of space per inmate in the applicant’s cell.
The
Court recalls that in the Peers case a cell of 7 sq. m for two
inmates was noted as a relevant aspect in finding a violation of
Article 3, albeit in that case the space factor was coupled with an
established lack of ventilation and lighting (see Peers v. Greece,
no. 28524/95, §§ 70–72, ECHR 2001-III). The
applicant’s situation was also comparable to that in the
Kalashnikov case, where the applicant had been confined
to a space measuring less than 2 sq. m. In that case the Court
held that such a degree of overcrowding raised in itself an issue
under Article 3 of the Convention (see Kalashnikov v. Russia,
no. 47095/99, §§ 96–97, ECHR 2002-VI). The Court
reached a similar conclusion in the Labzov case, where the
applicant was afforded less than 1 sq. m of personal space during his
35-day period of detention (see Labzov v. Russia, cited above,
§§ 41-49), and in the Mayzit case, where the
applicant was afforded less than 2 sq. m during over
9 months of
his detention (see Mayzit v. Russia, no. 63378/00, § 40,
20 January 2005).
By
contrast, in some other cases no violation of Article 3 was found, as
the restricted space in the sleeping facilities was compensated for
by the freedom of movement enjoyed by the detainees during the
day-time (see Valašinas, cited above, §§ 103,
107, and Nurmagomedov v. Russia (dec.), no. 30138/02, 16
September 2004). According to the applicant, apart from his placement
in the medical unit when walks were not permitted, he was allowed
40-minute daily walks outside the cell. The information was not
contested by the Government. Accordingly, the applicant was confined
to his cell for more than 23 hours a day. In these circumstances, the
Court considers that the extreme lack of space weighs heavily as an
aspect to be taken into account for the purpose of establishing
whether the impugned conditions of detention were “degrading”
from the standpoint of Article 3. The fact that the applicant was
obliged to live, sleep, and use the toilet in the same cell with so
many other inmates was itself sufficient to cause distress or
hardship of an intensity exceeding the unavoidable level of suffering
inherent in detention, and arouse in him the feelings of fear,
anguish and inferiority capable of humiliating and debasing him (see
the Peers, Kalashnikov and Labzov cases, cited
above; see also the CPT’s 11th General Report [CPT/Inf
(2001) 16], § 29).
The
Court further refers to its finding in paragraph 213 above that the
applicant was not provided with the requisite medical assistance. The
Court notes that since his operation in 1994 the applicant had been
well informed about his medical condition and the risks associated
with it. He knew that in case of further development of the cancer,
any delay in diagnosis could have fatal consequences as even surgical
treatment would no longer be possible. In the Court’s view,
this must have given rise to considerable anxiety on the applicant’s
part, especially as he was aware of a neoplasm in his prostate
detected by an ultrasound scan and could not have recourse to a
qualified specialist for a conclusive diagnosis (see Sarban v.
Moldova, no. 3456/05, §§ 87-91, 4 October 2005).
In
the light of the above, the Court finds that the applicant’s
conditions of detention combined with the length of time for which he
was held and his state of health, exacerbated by the failure to
provide him with adequate medical assistance, amounted to inhuman and
degrading treatment.
Therefore,
there has been a violation of Article 3 of the Convention.
VI. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION IN
RESPECT OF CONDITIONS OF DETENTION IN THE YaCh-91/5 PRISON IN SARAPUL
The
applicant complained that the medical assistance available to him in
the YaCh-91/5 prison in Sarapul was inadequate. In particular, he was
not getting the regular medical supervision required, including
examination by specialists and specialised tests. He also alleged
that he was not getting any adequate treatment and was only
occasionally given painkillers. The applicant further complained
about the material conditions of detention in the disciplinary cells
of the YaCh-91/5 prison in Sarapul. He also alleged that upon
admission to the YaCh-91/5 prison all newcomers were shaved with the
same shaving set that was used for prisoners infected with HIV. The
applicant relied on Articles 2 and 3 of the Convention. The Court
will examine the complaint under Article 3 of the Convention.
(a) Medical assistance
The
Government maintained that the medical unit of the YaCh-91/5 prison
in Sarapul was staffed by qualified personnel, including the Head of
the medical unit, qualified in resuscitation and therapy, a
psychiatrist, a physician, a dentist and three medical assistants.
Upon the applicant’s admission to the prison in March 2004 he
had been diagnosed with the operated cancer of the urinary bladder
and chronic prostatitis. The applicant had undergone periodical
medical examinations at the prison medical unit and had been
receiving adequate treatment. Between 7 and 13 September 2004
the applicant had been placed for examination in the hospital at the
YaCh-91/8 prison. The applicant had undergone blood and urine tests
and an ultrasound scan of the abdominal cavity. He had been diagnosed
with chronic prostatitis in remission and a cyst of the prostate and
released from the hospital in a satisfactory state. At the moment of
the applicant’s release from the hospital there had been no
symptoms that might require further examination with the use of a
cystoscopy or a biopsy. The Government also submitted that the
applicant had a number of times refused the examination or treatment
offered. They averred that during the applicant’s detention in
the YaCh-91/5 prison he had been provided with the requisite medical
care. The Government also submitted that the examination in an
independent medical institution indicated under Rule 39 had been
properly conducted fully in accordance with the Court’s
instructions. They argued that the applicant’s contentions
about the inadequate medical assistance had been refuted by the
results of the examination. The Government noted that the applicant
had not lodged any complaints before the domestic courts concerning
the medical assistance available to him.
The
applicant disagreed with the Government’s submissions. He noted
than neither the medical unit of the YaCh-91/5 prison in Sarapul nor
the hospital at the YaCh-91/8 prison had a medical licence to
practice either urology or oncology. Therefore, the specialists who
had examined him had not been qualified to assess his condition, let
alone provide adequate treatment. He admitted that on several
occasions he had refused the examination precisely because of the
absence of qualified personnel in the medical units. He further
submitted that while in prison he had had neither regular
examinations by a uro-oncologist nor the specific tests required for
monitoring his condition. As shown by the letters of the medical
officers of the Department for the Execution of Sentences dated 1 and
29 November 2004, they considered that the applicant did not
require any specialised medical examination. Such a conclusion
clearly contradicted the opinions of the applicant’s
uro-oncologist, Dr M., and the Director of the Institute of Urology
of the Ministry of Health, Dr L.
The
applicant also contested the results of the medical examination
conducted under Rule 39. He claimed that his representative’s
telegram of 7 September 2005 informing him of the application of
Rule 39 had been handed over to him with a five-day delay. During
this time the prison officials had been attempting to mislead him,
first trying to obtain his refusal to undergo the examination, then
trying to examine him in the prison’s medical unit, and lastly
telling him that he would only be examined at his expense, without
giving any details of the proposed examination or the amount to be
paid. When eventually he had been taken for the examination at the
oncological dispensary in Izhevsk, he had not been allowed to take
his medical records with him and the documents sent by his
representative for this purpose had only been handed over to him
after the examination. At the oncological dispensary in Izhevsk, on
16 September 2005, he had been accompanied by the prison convoy and
the Head of the prison medical unit. The applicant had not been
allowed to talk to the uro-oncologist who had examined him. All
information about the applicant’s health had been provided by
the Head of the prison medical unit, who had also instructed the
doctor what to write in the report of the examination. He had also
told the uro-oncologist that a biopsy had not been required. The
applicant contended that de facto the examination had not been
independent from the prison authorities and had been aimed at
discrediting him before the Court. Furthermore, its results had not
been conclusive since a definite diagnosis as regards the development
of oncological disease could only be made on the basis of a biopsy,
confirmed by two opinions of leading specialists from the Institute
of Urology of the Ministry of Health. The applicant averred that the
medical assistance had not been adequate.
(b) Material conditions of detention
The
Government provided photographs of the disciplinary cells where the
applicant had been held. They submitted that the disciplinary cells
had been equipped in conformity with prison standards. The inmates
had had no less than 2 sq. m of space per person. The cells had had
natural and artificial light in accordance with prison standards, and
natural ventilation. According to the report of the Government’s
inspection conducted on 27 January 2005, the temperature in the
cells was 20oC. and the level of humidity 59%. There was
running cold water in the cells. The inmates were not allowed to boil
water since it was forbidden to install electrical sockets in the
cells. However, they were provided with boiling water during the day
at mealtimes. Meals were cooked in the prison canteen and delivered
in thermos-flasks three times a day. The inmates were taken for a
one-hour walk once a day. During his placement in the disciplinary
cells the applicant had been provided with clothing adapted to the
season and had been allowed to wear glasses. In accordance with
prison regulations he had not been allowed to wear a wristwatch. He
had been allowed to take with him a towel, soap, toothpaste and a
toothbrush, toilet paper, magazines and newspapers that he subscribed
to, as well as religious literature and cult objects. The Government
submitted that no inmates infected with tuberculosis or HIV had been
held together with the applicant. They also stated that the inmates
underwent medical examination upon their placement and after their
release from the disciplinary cells. They could have a medical
examination by request as well. Urgent medical aid could also be sent
for by the prison officials on duty. During the regular checks of the
disciplinary cells the applicant had made no complaints about the
state of his health. The Government also noted that the applicant had
not lodged any complaints concerning the conditions of detention in
the YaCh-91/5 prison in Sarapul before the Sarapul courts. The
Government argued that the complaint was manifestly ill-founded.
The
applicant insisted on the accuracy of his account of the conditions
of detention in the YaCh-91/5 prison in Sarapul and contended that
they had been in breach of Article 3.
A. Admissibility
Inasmuch
as the Government may be understood to claim that the applicant has
not complied with the rule of exhaustion of domestic remedies, the
Court reiterates that Article 35 § 1 of the Convention provides
for a distribution of the burden of proof (see the case-law cited in
paragraph 204 above).
The
Court observes that the Government merely noted that the applicant
had not lodged any complaints concerning the conditions of detention
and medical assistance in the YaCh-91/5 prison in Sarapul before the
Sarapul courts. The Government neither specified what type of claim
would have been an effective remedy in their view, nor provided any
further information as to how such a claim could have prevented the
alleged violation or its continuation or provided the applicant with
the adequate redress. In the absence of such evidence and having
regard to the above-mentioned principles, the Court finds that,
inasmuch as the Government may be understood to raise the plea of
non-exhaustion, they did not substantiate that the remedy the
applicant had allegedly failed to exhaust was an effective one (see,
among other authorities, Kranz v. Poland, no. 6214/02, §
23, 17 February 2004, and Skawinska v. Poland (dec.),
no. 42096/98, 4 March 2003).
For the above reasons, the Court finds that the
complaint cannot be rejected for non-exhaustion of domestic remedies.
It considers that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. General principles
The
general principles are set out in paragraphs 207-209 above.
2. Application in the present case
The
Court has found above that the applicant’s condition after the
resection of the cancerous tumour in 1994 required regular medical
supervision including examinations by a uro-oncologist and cystoscopy
at least once a year (see paragraph 211 above). The Court will
further examine whether the applicant was provided with the requisite
supervision in the YaCh-91/5 prison in Sarapul.
From
the medical documents submitted by the parties it appears that during
his detention in the YaCh-91/5 prison the applicant made complaints
about the pain in his loins and kidneys. Upon his requests he was
seen by the prison doctor and once was placed for examination at the
hospital of the Department for the Execution of Sentences at the
YaCh-91/8 prison. He underwent certain laboratory tests which were
apparently blood and urine tests and an ultrasound scan. On 11
September 2005 Dr D., a urologist of Sarapul Town Hospital No. 1
arrived at the medical unit of the YaCh-91/5 prison to examine the
applicant. The applicant, however, refused physical examination.
On
1 September 2005, under Rule 39 of the Rules of Court, the Court
indicated to the Government, inter alia, to
secure an independent medical examination of the applicant in a
specialised uro-oncological institution. On 16 September 2005
the applicant was examined at the oncological dispensary in Izhevsk
by a uro-oncologist, Dr K., and underwent a cystoscopy. According to
the results of the medical examination conducted under Rule 39, the
applicant did not have recurrent cancer and did not require treatment
in a specialised institution. At the same time he was recommended
dispensary supervision and a cystoscopy once a year.
The
Court notes that the applicant contested the results of the
examination. Firstly, he claimed that the examination had effectively
not been independent because the Head of the medical unit of the
YaCh-91/5 prison had been present at the examination and the
uro-oncologist Dr K. had written his report under the latter’s
instructions. Secondly, he claimed that the results of the
examination had not been conclusive because a biopsy had not been
performed.
As
regards the first argument, the Court observes that the oncological
dispensary in Izhevsk is a civilian medical institution not
affiliated to the prison system. Consequently, the dispensary itself
and the uro-oncologist who examined the applicant, Dr K., were
institutionally independent from both the medical unit of the
YaCh-91/5 prison and the Department for the Execution of Sentences.
As for the allegations that Dr K. had written his report under the
instructions of the Head of the medical unit of the YaCh-91/5 prison,
they are not corroborated by any evidence. Accordingly, the Court is
satisfied that the examination was independent.
As
regards the second argument, the Court again refers to its findings,
in paragraph 211 above, to the effect that the minimum scope of
medical supervision required by the applicant’s condition
included examination by a uro-oncologist and cystoscopy. The Court
accepts that, in addition to this minimum scope, other tests, e.g. a
biopsy, might be required or recommended depending on the applicant’s
actual state of health. However, the Court considers that it was for
the uro-oncologist who physically examined the applicant to assess
whether such tests were required to supplement the examination
conducted. The Court notes that his recommendations were confined to
dispensary supervision and cystoscopy. In these circumstances the
Court has no grounds to doubt the completeness and reliability of the
examination conducted.
The
Court observes that the applicant was admitted to the YaCh-91/5
prison on 18 March 2004. He was examined by a uro-oncologist and
underwent a cystoscopy at the oncological dispensary in Izhevsk on
16 September 2005, that is one year and a half after his
admission to the prison and only after such an examination was
ordered by the Court under Rule 39. Furthermore, from the applicant’s
medical file it should have been clear to the prison doctors that the
applicant had not undergone the required examination for the
preceding one year and nine months of his detention in the remand
prison. This should have prompted the prison authorities to make
adequate medical arrangements without undue delay. Having regard to
its finding in paragraph 211 above, the Court considers that in the
YaCh-91/5 prison in Sarapul the applicant was not provided with
the medical assistance required for his condition.
The
Court further notes that in the present case the parties have
disputed certain aspects of the applicant’s material conditions
of detention at the YaCh-91/5 prison in Sarapul. However, in the
present case the Court does not consider it necessary to establish
the truthfulness of each and every allegation of the parties, because
it is entitled to find a violation of Article 3 on the basis of the
facts that have been presented or remain undisputed by the respondent
Government, for the following reasons.
From
the information submitted by the Government it appears that when
detained for 15 days in disciplinary cell no. 5 the applicant was
afforded 2.03 sq. m, for 5 days in disciplinary cell no. 6 he
was afforded 3 sq. m and for 15 days in disciplinary cell
no. 6 he was afforded 2.36 sq. m. From the description of the cells
and photographs submitted by the Government it appears that the cells
were equipped with collapsible bunk beds, a table, two narrow benches
without backs, a wash basin, a lavatory pan, a shelf and a radio, and
that disciplinary cell no. 7 also had a cupboard. The applicant
submitted that during his detention in the disciplinary cells he had
been taken for a daily walk. Under Article 118 of the Code on
Execution of Sentences the walk had to last one hour. The applicant
further submitted that the bunk beds had been unfolded only for seven
hours at night, which was not contested by the Government. Therefore,
the applicant, who regularly complained about pain in his loins and
was diagnosed by the prison doctors as having a number of urological
diseases, had to remain in his cell for 23 hours a day, out of which
for 16 hours he was practically confined to a narrow bench with no
back. He spent over one month of his detention in such conditions,
including two periods of 15 days in a row.
In
the light of the above and having regard to its case-law cited in
paragraphs 216-217 above, the Court finds that the applicant’s
conditions of detention in the disciplinary cells, combined with the
time he spent therein and his physical condition, exacerbated by the
failure to provide him with the requisite medical assistance for his
condition, amounted to inhuman and degrading treatment. In view of
this finding the Court sees no need to decide separately on the issue
of the alleged breach of sanitary norms as regards detention of HIV
infected prisoners.
Accordingly,
there has been a violation of Article 3 of the Convention under this
head also.
VII. ALLEGED VIOLATION OF ARTICLE 34 OF THE CONVENTION
The
applicant complained under Article 34 of the Convention that on a
number of occasions State officials had threatened him in connection
with his complaints concerning the conditions of detention and
medical assistance in the YaCh-91/5 prison in Sarapul. In particular,
he alleged that he had been approached by officials of the Department
for the Execution of sentences and by prison officials on 25 and 27
January 2005, as well as on 14 and 17 February 2005. He claimed that
the officials had questioned him with regard to his application
before the Court and tried to force him to withdraw first his
complaints related to the conditions of detention and then the
allegations of having been threatened. The applicant also complained
that prison authorities had interfered with his correspondence with
his representative in connection with his application before the
Court.
Article
34 of the Convention reads, in so far as relevant, as follows:
“The Court may receive applications from any
person ... claiming to be the victim of a violation by one of the
High Contracting Parties of the rights set forth in the Convention or
the Protocols thereto. The High Contracting Parties undertake not to
hinder in any way the effective exercise of this right.”
The
Government submitted that on 14 February 2005 officials of the
YaCh-91/5 prison had talked to the applicant in connection with an
inspection relating to the complaints communicated by the Court.
They also talked to him on 17 February 2005 in connection with the
Court’s request to provide additional factual information. On
14 February 2005 the applicant had stated that the prison
administration had treated him in an unbiased manner and that his
correspondence had not been restricted. He had not requested a
consultation with his counsel prior to making this statement. On 17
February 2005 the applicant had refused to answer questions
concerning the alleged threats from State officials without having
previously consulted his counsel. The Government also submitted that
the applicant’s correspondence with his representative had not
been subjected to censorship or otherwise interfered with. All the
letters that the applicant had sent from the prison had been
dispatched in due course and the applicant had been notified
accordingly.
The
applicant maintained his allegations that prison officials had put
pressure on him in connection with his complaints concerning the
YaCh-91/5 prison in Sarapul. He averred that for his refusal to
withdraw the complaints he had been threatened, inter alia,
with placement in a disciplinary cell. He noted that the situation
had improved significantly after the visit of the Deputy Prosecutor
of the Republic of Udmurtia on 21 April 2005 before whom the
applicant had confirmed his complaints. The applicant further
contended that several letters sent to his representative had not
reached their addressee. Furthermore, a number of letters from his
representative had been remitted to him with undue delay and some of
them showed signs of having been opened.
1. Contacts by State officials
The
Court reiterates that it is of the utmost importance for the
effective operation of the system of individual petition instituted
by Article 34 that applicants or potential applicants should be
able to communicate freely with the Court without being subjected to
any form of pressure from the authorities to withdraw or modify their
complaints (see, among other authorities, Akdivar and Others v.
Turkey, cited above, § 105, and Aksoy v. Turkey,
judgment of 18 December 1996, Reports of Judgments and Decisions
1996-VI, p. 2288, § 105). In this context, “pressure”
includes not only direct coercion and flagrant acts of intimidation
but also other improper indirect acts or contacts designed to
dissuade or discourage applicants from pursuing a Convention remedy
(see Kurt v. Turkey, judgment of 25 May 1998, Reports of
Judgments and Decisions 1998 III, p. 1192, § 159).
Furthermore,
whether or not contacts between the authorities and an applicant are
tantamount to unacceptable practices from the standpoint of Article
34 must be determined in the light of the particular circumstances of
the case. In this respect, regard must be had to the vulnerability of
the complainant and his or her susceptibility to influence exerted by
the authorities (see the Akdivar and Others and Kurt
judgments, cited above, p. 1219, § 105, and pp. 1192-93, §
160, respectively). The applicant’s position might be
particularly vulnerable when he is held in custody with limited
contacts with his family or the outside world (see Cotleţ v.
Romania, no. 38565/97, § 71, 3 June 2003).
The
Court notes that the applicant alleged that he had been contacted by
State officials on four occasions in January and February 2005. He
submitted that the officials had questioned him with regard to his
application before the Court and had tried to force him to withdraw
the complaints related to the YaCh-91/5 prison in Sarapul. The
Government admitted that prison officials had talked to the applicant
on two occasions in February 2005, first in connection with the
complaints communicated by the Court and then in connection with the
Court’s request to provide additional factual information. In
the circumstances of the present case the Court does not consider it
necessary to establish whether any contacts between State officials
and the applicant actually took place in January 2005; the facts that
have been presented or remain undisputed by the respondent Government
enable it to decide that the State has not complied with its
obligations under Article 34, for the following reasons.
According
to the Government, the officials of the YaCh-91/5 prison in Sarapul
talked to the applicant on 14 February 2005 in connection with
an inspection relating to the complaints communicated by the Court.
They also talked to the applicant on 17 February 2005 in connection
with the Court’s request to provide additional factual
information concerning, inter alia, the applicant’s
allegations of having been threatened by the prison officials. The
Government thus claimed that the applicant had been contacted by the
prison officials within the framework of a domestic investigation
into the complaints which the applicant raised before the Court. The
Court notes, however, that the Government did not furnish any
documents to show that such an investigation had ever been instituted
in accordance with domestic procedure, let alone any documents
concerning its conduct or findings. Therefore, in the absence of any
evidence of such an investigation being conducted and, furthermore,
in the absence of any transcripts of the meetings between the
applicant and the State officials, the Court is not satisfied that
the applicant was contacted in connection with a domestic
investigation (see Dulaş v. Turkey, no. 25801/94,
§§ 80-81, 30 January 2001).
The
Court further notes that on both occasions the applicant was
contacted with regard to his complaints concerning various aspects of
the conditions of detention in the YaCh-91/5 prison in Sarapul.
Furthermore, as shown by the Government’s submissions, on 17
February 2005 the applicant was contacted with regard to his
allegations of having received threats from the officials of the
prison administration. In these circumstances the Court finds it
unacceptable that the applicant was contacted by officials of the
very same prison administration, and such contacts, moreover,
occurred repeatedly. The Court considers that the applicant must have
felt intimidated as a result of his contacts with the authorities,
especially as he was detained and would have to remain in the
YaCh-91/5 prison for a lengthy period, which might give rise to a
legitimate fear of reprisals. In the Court’s view, such
contacts constituted illicit pressure which amounted to undue
interference with the applicant’s right of individual petition.
The
respondent State has therefore failed to comply with its obligations
under Article 34 of the Convention.
2. Censorship of the applicant’s correspondence
with his representative
In
view of the above finding that the respondent State has failed to
comply with its obligations under Article 34 of the Convention, the
Court considers that in the circumstances of this case there is no
need to examine separately the other complaint under Article 34 of
the Convention.
VIII. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
Lastly,
in his observations the applicant complained that he had had no
effective remedy in respect of the excessive length of the
proceedings which had led to his allegedly unlawful and unreasonably
long detention. The applicant relied on Article 13 in conjunction
with Article 6 § 1 of the Convention.
Article
13 of the Convention reads as follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
A. Admissibility
The Court recalls that the applicant was convicted on
20 January 2004 by a final judgment of the Moscow City Court,
whereas the complaint was raised for the first time on 5 June 2005,
more than six months after the criminal proceedings against the
applicant had terminated. Accordingly, the applicant failed to comply
with the six-month time-limit laid
down in Article 35 § 1 of the Convention.
It follows that this
part of the application must be rejected pursuant to Article 35 §
4 of the Convention.
IX. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Pecuniary damage
The
applicant claimed compensation for loss of earnings in the amount of
730,080 Russian roubles (RUR). This amount represented his loss of
earnings as an employee of a company working in the field of
information technology and earnings from computer services he
provided on a private basis.
The
Government contested this claim. They stated that the reasonableness
of the national authorities’ actions on charging a person with
a criminal offence was not subject to a review within the framework
of the proceedings before the Court. Furthermore, the Government
noted that the applicant’s earnings allegedly in return for
rendering services on a private basis had not been confirmed by any
official documents.
The
Court cannot speculate as to what the outcome of the criminal
proceedings against the applicant might have been if the violation of
the Convention had not occurred (see, among other authorities,
Schmautzer v. Austria, judgment of 23 October 1995, Series A
no. 328 A, § 44 and Findlay v. the United Kingdom,
judgment of 25 February 1997, Reports of Judgments and Decisions
1997 I, § 85). Therefore, the Court finds it
inappropriate to award the applicant compensation for pecuniary
damage.
B. Non-pecuniary damage
The
applicant claimed 100,000 euros (EUR) in respect of non-pecuniary
damage. He submitted that lengthy detention in appalling conditions
without adequate medical assistance severely deteriorated his health,
posed a risk to his life, humiliated him and caused him intense
physical and moral suffering. He claimed that even when released he
would have to undergo serious medical treatment with no guarantee of
complete recovery. He would be unlikely to succeed in pursuing his
professional career because during the period of his detention there
would be a significant development in information technology with
which he would hardly be able to catch up because of his
deteriorating eyesight and loss of working capacity. Furthermore, the
lengthy detention had already ruined his plans to start a family.
The
Government contested the applicant’s claim. They submitted that
it was based on the fact that the applicant had been charged with a
criminal offence, which was beyond the Court’s review. They
considered the claim unsubstantiated and excessive. In the
Government’s view, the finding of a violation would constitute
sufficient just satisfaction in the present case.
Inasmuch
as the applicant’s claim relates to the finding of a violation
of Article 6 § 3 (d) in conjunction with Article 6 § 1, the
Court reiterates that when an applicant has been convicted despite a
potential infringement of his rights as guaranteed by Article 6 of
the Convention, he should, as far as possible, be put in the position
in which he would have been had the requirements of that provision
not been disregarded, and that the most appropriate form of redress
would, in principle, be trial de novo or the reopening of the
proceedings, if requested (see Öcalan v. Turkey [GC],
no. 46221/99, § 210 in fine, ECHR 2005-IV). The
Court notes, in this connection, that Article 413 of the Code of
Criminal Procedure provides that criminal proceedings may be reopened
if the Court finds a violation of the Convention.
The
Court further notes that in the present case, apart from a violation
of Article 6, it has also found grave violations of Article 3 of the
Convention on account of degrading conditions of detention and lack
of adequate medical assistance in both the remand prison and the
prison where the applicant has been serving his sentence, combined
with a violation of Article 34 of the Convention. Making its
assessment on an equitable basis, the Court awards the applicant
EUR 25,000 in compensation for non-pecuniary damage, plus any
tax that may be chargeable.
C. Costs and expenses
The
applicant also claimed RUR 154,439.78 (approximately EUR 4,600)
for the costs and expenses incurred before the domestic courts and
RUR 83,808.60 (approximately EUR 2,500) for those incurred before
this Court. The latter include RUR 6,000 for studying the applicant’s
criminal file by his representative before the Court, RUR 6,600 for
translation of documents received from the Court, RUR 3,500 for
printing and copying of documents submitted to the Court, RUR 26,810
for postal expenses related to correspondence with the Court, and RUR
40,898 for postal, transport and other expenses related to
communication between the applicant in the YaCh-91/5 prison in
Sarapul and his representative.
The
Government argued that expenses connected with the examination of the
applicant’s criminal case by domestic courts were not relevant,
since the proceedings were not aimed at the restoration of the
applicant’s allegedly violated rights. Furthermore, they
considered the amount claimed in respect of postal expenses for
correspondence with the Court excessive and unnecessary. As for other
postal expenses, the Government pointed out that no evidence had been
provided that they actually related to the correspondence between the
applicant and his representative in connection with the present
application. In the Government’s view, the claim should be
rejected altogether.
According
to the Court’s case-law, an applicant is entitled to
reimbursement of his costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case, regard being had to
the information in its possession and the above criteria, the Court
considers it reasonable to award the sum of EUR 4,000 in respect of
costs under all heads, less the sum already paid under the Court’s
legal aid scheme (EUR 715). Consequently, the Court awards the final
amount of EUR 3,285 for legal costs and expenses, plus any tax that
may be chargeable on that amount.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaints concerning the fairness
of the proceedings, the conditions of detention and lack of medical
assistance in remand prison SIZO 77/1 in Moscow, the conditions of
detention in disciplinary cells and lack of medical assistance in the
YaCh-91/5 prison in Sarapul, and the interference with the right of
individual petition, admissible and the remainder of the application
inadmissible;
Holds that there has been no violation of
Article 6 § 2 of the Convention in respect of the alleged
defects of the bill of indictment;
Holds that there has been no violation of
Article 6 § 1 of the Convention in respect of the use of the
identification reports;
Holds that there has been no violation of
Article 6 § 3 (c) in conjunction with Article 6 § 1 of the
Convention in that the domestic courts refused the motion to admit
the applicant’s uncle to participate in the proceedings as his
representative;
Holds that there has been a violation of Article
6 § 3 (d) in conjunction with Article 6 § 1 of the
Convention in that the domestic courts failed to examine defence
witnesses Mrs R. and Mr Kh.;
Holds that there has been a violation of Article
3 of the Convention in respect of conditions of detention and lack of
adequate medical assistance in remand prison SIZO 77/1 in Moscow;
Holds that there has been a violation of Article
3 of the Convention in respect of conditions of detention in
disciplinary cells and lack of adequate medical assistance in the
YaCh-91/5 prison in Sarapul;
Holds that the State has failed to fulfil its
obligation under Article 34 not to hinder the effective exercise of
the right of individual petition;
Holds that there is no need to examine the
complaint concerning the alleged interference with the applicant’s
correspondence with his representative;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 25,000
(twenty five thousand euros) in respect of non-pecuniary damage and
EUR 3,285 (three thousand two hundred and eighty-five euros) in
respect of costs and expenses, to be converted into Russian roubles
at the rate applicable at the date of settlement, plus any tax that
may be chargeable;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 13 July 2006, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President